Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bootler, LLC See All Filings	D	2019-03-12 13:06:54 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0001769711 Filed Document 0001769711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 13:06:54 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT PARTNERS L P See All Filings	D/A	2019-03-12 13:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946756 Filed Document 0000946756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 13:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EVP SPV CSB, LLC See All Filings	D	2019-03-12 13:03:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001770188 Filed Document 0001766026-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-03-12 13:03:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THIRD POINT ULTRA LTD See All Filings	D/A	2019-03-12 13:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA and Raymond James & Associates, Inc. CIK Number 0001341762 Filed Document 0001341762-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 13:02:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2019-03-12 13:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-12 13:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NEUBERGER BERMAN RISK PARITY FUND LTD. See All Filings	D/A	2019-03-12 12:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001617282 Filed Document 0001567619-19-006633 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:57:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BO Fund I, a series of Moving Capital, LP See All Filings	D	2019-03-12 12:54:36 UTC
Amount To Be Raised $1,401,766 Associated Brokers / Dealers N/A CIK Number 0001770300 Filed Document 0001770300-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:54:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTARCIA THERAPEUTICS, INC See All Filings	D	2019-03-12 12:53:50 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001086688 Filed Document 0001086688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:53:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pasmaa GP Investment Fund, LLC See All Filings	D/A	2019-03-12 12:50:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001727611 Filed Document 0001727611-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-12 12:50:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crusoe SPV, a Series of Edelweiss Fund Management, LLC See All Filings	D	2019-03-12 12:49:42 UTC
Amount To Be Raised $242,485 Associated Brokers / Dealers N/A CIK Number 0001768890 Filed Document 0001766026-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIGESTED ORGANICS LLC See All Filings	D	2019-03-12 12:46:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001770312 Filed Document 0001770312-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:46:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Erdene Resource Development Corp See All Filings	D	2019-03-12 12:45:25 UTC
Amount To Be Raised $24,101 Associated Brokers / Dealers N/A CIK Number 0001398972 Filed Document 0001398972-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:45:25 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CL Philadelphia, LLC See All Filings	D	2019-03-12 12:43:11 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers N/A CIK Number 0001769165 Filed Document 0001769165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:43:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AS Bizet Fund, LLC See All Filings	D/A	2019-03-12 12:41:29 UTC
Amount To Be Raised $323,212 Associated Brokers / Dealers N/A CIK Number 0001749226 Filed Document 0001766026-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:41:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comprehend Systems, Inc. See All Filings	D	2019-03-12 12:35:05 UTC
Amount To Be Raised $6,030,684 Associated Brokers / Dealers N/A CIK Number 0001580984 Filed Document 0001580984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:35:05 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WO Fund I, a series of Parade VC, LP See All Filings	D	2019-03-12 12:33:11 UTC
Amount To Be Raised $127,000 Associated Brokers / Dealers N/A CIK Number 0001770306 Filed Document 0001770306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:33:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graceland Investors, LLC See All Filings	D	2019-03-12 12:32:31 UTC
Amount To Be Raised $2,060,300 Associated Brokers / Dealers N/A CIK Number 0001770138 Filed Document 0001770138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:32:31 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GRC, a Series of E Squared Investment Fund, LLC See All Filings	D/A	2019-03-12 12:30:13 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001767544 Filed Document 0001766026-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPSCOMPASS, INC. See All Filings	D	2019-03-12 12:22:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001770250 Filed Document 0000900440-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:22:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Cedarview Opportunities I, LP See All Filings	D/A	2019-03-12 12:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302848 Filed Document 0000919574-19-002283 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FW White Settlement Investors LP See All Filings	D	2019-03-12 12:12:14 UTC
Amount To Be Raised $879,664 Associated Brokers / Dealers N/A CIK Number 0001770287 Filed Document 0001770287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:12:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Pivot Holdings III LLC See All Filings	D	2019-03-12 12:09:28 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001748624 Filed Document 0001748624-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:09:28 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RESIDENCE AT EDINBURG HOLDINGS LLC See All Filings	D	2019-03-12 12:04:21 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001770067 Filed Document 0001770067-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-12 12:04:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SG Cowboy Co-lnvestment Fund, LP See All Filings	D	2019-03-12 12:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769723 Filed Document 0001769723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 12:01:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wishbone International Partners, Ltd. See All Filings	D/A	2019-03-12 11:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407411 Filed Document 0000919574-19-002279 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SIP MANAGEMENTCO, LLC See All Filings	D	2019-03-12 11:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768501 Filed Document 0001768501-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:52:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wishbone Partners, LP See All Filings	D/A	2019-03-12 11:49:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407425 Filed Document 0000919574-19-002277 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:49:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Eye Fund, Ltd. See All Filings	D/A	2019-03-12 11:37:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001468236 Filed Document 0000919574-19-002275 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:37:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common International Social Fund LLC See All Filings	D/A	2019-03-12 11:36:18 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001365067 Filed Document 0001365067-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:36:18 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Scott Investment Partners, LP See All Filings	D/A	2019-03-12 11:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630123 Filed Document 0001630123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:36:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Eye Partners, LP See All Filings	D/A	2019-03-12 11:34:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001461699 Filed Document 0000919574-19-002273 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:34:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 365 See All Filings	D	2019-03-12 11:32:23 UTC
Amount To Be Raised $215,168 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762866 Filed Document 0001766026-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 344 See All Filings	D	2019-03-12 11:30:54 UTC
Amount To Be Raised $440,436 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001760598 Filed Document 0001766026-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:30:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C6 Combustion Technologies, LP See All Filings	D/A	2019-03-12 11:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517395 Filed Document 0000908662-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:30:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Series F, a Series of K2 VC, LLC See All Filings	D/A	2019-03-12 11:25:04 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001766026 Filed Document 0001766026-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Overwatch.ID, Inc. See All Filings	D/A	2019-03-12 11:19:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001702870 Filed Document 0001702870-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:19:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen Growth Technology Fund LLC - Series 379 See All Filings	D	2019-03-12 11:18:03 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001766011 Filed Document 0001766026-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:18:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cybercore Lender, LLC See All Filings	D	2019-03-12 11:16:51 UTC
Amount To Be Raised $876,597 Associated Brokers / Dealers N/A CIK Number 0001605795 Filed Document 0001605795-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:16:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Powerhouse Calm SPV LLC See All Filings	D	2019-03-12 11:15:34 UTC
Amount To Be Raised $1,522,500 Associated Brokers / Dealers N/A CIK Number 0001770328 Filed Document 0001770328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:15:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series F, a Series of K2 VC, LLC See All Filings	D	2019-03-12 11:05:52 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001766026 Filed Document 0001766026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:05:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cartica Capital Partners (Cayman) Ltd. See All Filings	D/A	2019-03-12 11:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers c/o XT Capital Partners, LLC CIK Number 0001573275 Filed Document 0001557688-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:05:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invenire Partners, LP See All Filings	D/A	2019-03-12 11:01:16 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001726823 Filed Document 0001726823-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-12 11:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Cartica Investors, L.P. See All Filings	D/A	2019-03-12 11:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers c/o XT Capital Partners, LLC CIK Number 0001557688 Filed Document 0001557688-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 11:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgeCheq Inc. See All Filings	D	2019-03-12 10:55:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596232 Filed Document 0001596232-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 10:55:04 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Luke's Local, Inc. See All Filings	D	2019-03-12 10:48:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Leland Lehrman CIK Number 0001678297 Filed Document 0001678297-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 10:48:57 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thermedical, Inc. See All Filings	D	2019-03-12 10:48:44 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001544902 Filed Document 0001544902-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 10:48:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ACI Group Holdings, Inc. See All Filings	D	2019-03-12 10:45:01 UTC
Amount To Be Raised $181,244,875 Associated Brokers / Dealers N/A CIK Number 0001657401 Filed Document 0001657401-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-12 10:45:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Table Dot Technologies LLC See All Filings	D	2019-03-12 10:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770278 Filed Document 0001770278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 10:41:17 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Thrive Frozen Nutrition, Inc. See All Filings	D	2019-03-12 10:37:19 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001562856 Filed Document 0001562856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-12 10:37:19 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Peregrine Capital High Growth Offshore Segregated Portfolio of South Africa Alpha SPC See All Filings	D/A	2019-03-12 10:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698905 Filed Document 0001698905-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-12 10:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund