Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CEVIAN CAPITAL II LTD See All Filings	D/A	2017-03-10 09:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428441 Filed Document 0000902664-17-001463 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRISHIELD SPECIAL SITUATIONS FUND LLC See All Filings	D/A	2017-03-10 09:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001434080 Filed Document 0000919574-17-002626 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOCQUEVILLE GLOBAL PARTNERS LP See All Filings	D/A	2017-03-10 09:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461043 Filed Document 0001140361-17-011347 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf Capital Overseas Fund See All Filings	D/A	2017-03-10 09:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272848 Filed Document 0000902664-17-001462 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf Capital Partners II LP See All Filings	D/A	2017-03-10 09:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267114 Filed Document 0000902664-17-001461 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans See All Filings	D/A	2017-03-10 09:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486369 Filed Document 0001486369-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stermax Merger Opportunities Fund II, LP See All Filings	D	2017-03-10 09:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700280 Filed Document 0001013594-17-000237 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:42:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Strategic Equities, L.P. See All Filings	D/A	2017-03-10 09:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544852 Filed Document 0000950103-17-002376 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:36:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navigait, Inc. See All Filings	D	2017-03-10 09:31:52 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001700552 Filed Document 0001700552-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:31:52 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CellAegis Devices Inc. See All Filings	D/A	2017-03-10 09:30:59 UTC
Amount To Be Raised $3,114,304 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:30:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GENESIS SMALLER COMPANIES SICAV See All Filings	D/A	2017-03-10 09:30:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460960 Filed Document 0001460960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:30:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Emerging Markets Business Trust See All Filings	D/A	2017-03-10 09:18:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303308 Filed Document 0001303308-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 09:18:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Aztec Springfield LLC See All Filings	D	2017-03-10 08:36:51 UTC
Amount To Be Raised $15,440,000 Associated Brokers / Dealers N/A CIK Number 0001699791 Filed Document 0001699791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 08:36:51 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Engaged Capital Co-Invest V-A, LP See All Filings	D	2017-03-09 21:38:19 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001700254 Filed Document 0001144204-17-013825 Exclusions or Exemptions 506b Accepted Date 2017-03-09 21:38:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Place Communities II, LLC See All Filings	D	2017-03-09 19:53:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001700464 Filed Document 0001700464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 19:53:19 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Debt
VIKIE, Inc. See All Filings	D	2017-03-09 19:39:47 UTC
Amount To Be Raised $506,250 Associated Brokers / Dealers N/A CIK Number 0001700441 Filed Document 0001700441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 19:39:47 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MENLO REALTY PARTNERS V LP See All Filings	D	2017-03-09 19:37:35 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001568227 Filed Document 0001140361-17-011304 Exclusions or Exemptions 506b Accepted Date 2017-03-09 19:37:35 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gastar Exploration Inc. See All Filings	D	2017-03-09 19:32:09 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001431372 Filed Document 0001209191-17-019728 Exclusions or Exemptions 506b Accepted Date 2017-03-09 19:32:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Siltstone Capital Fund II-B, LP See All Filings	D	2017-03-09 19:26:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001699074 Filed Document 0001315863-17-000245 Exclusions or Exemptions 506b Accepted Date 2017-03-09 19:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pairs Perfect Capital Partners, LP See All Filings	D/A	2017-03-09 19:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568207 Filed Document 0001562555-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-09 19:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Activant Ventures II, LP See All Filings	D	2017-03-09 18:46:03 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001700038 Filed Document 0001700038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 18:46:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AppClose, Inc. See All Filings	D	2017-03-09 18:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700495 Filed Document 0001700495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 18:29:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hanno Ventures LLC See All Filings	D	2017-03-09 18:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700387 Filed Document 0001700387-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-09 18:18:22 UTC Type of Offering D Industry Computers Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Triumph Capital Group, LLC See All Filings	D	2017-03-09 18:09:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001699772 Filed Document 0001699772-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 18:09:48 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ovabrite, Inc. See All Filings	D	2017-03-09 18:08:39 UTC
Amount To Be Raised $1,259 Associated Brokers / Dealers N/A CIK Number 0001699221 Filed Document 0001699221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 18:08:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
USP Retail, LLC See All Filings	D	2017-03-09 18:06:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001692556 Filed Document 0001692556-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 18:06:43 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nektar Acquisition Co LLC See All Filings	D	2017-03-09 17:58:44 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001621212 Filed Document 0001621212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:58:44 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Balyasny Fund II LP See All Filings	D/A	2017-03-09 17:46:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001665020 Filed Document 0001665020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:46:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tree Line Asia US Feeder Fund See All Filings	D/A	2017-03-09 17:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419747 Filed Document 0001419747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:43:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Birch Finance, LLC See All Filings	D	2017-03-09 17:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700183 Filed Document 0001700183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:40:24 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Option To Acquire
HedgePremier/OZCR Fund LP See All Filings	D/A	2017-03-09 17:34:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001637919 Filed Document 0001637919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:34:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FFI Holdings I Corp See All Filings	D	2017-03-09 17:31:43 UTC
Amount To Be Raised $7,066,152 Associated Brokers / Dealers N/A CIK Number 0001634583 Filed Document 0000895345-17-000132 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:31:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CellAegis Devices Inc. See All Filings	D	2017-03-09 17:27:42 UTC
Amount To Be Raised $8,650 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:27:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Teton Capital Partners LP See All Filings	D/A	2017-03-09 17:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-17-000244 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mattersight Corp See All Filings	D	2017-03-09 17:19:58 UTC
Amount To Be Raised $16,029,561 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001094348 Filed Document 0001231919-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:19:58 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CellAegis Devices Inc. See All Filings	D	2017-03-09 17:17:52 UTC
Amount To Be Raised $385 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:17:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
WeWork Property Investors Fund B-1 LP See All Filings	D	2017-03-09 17:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700428 Filed Document 0001700428-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:11:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D	2017-03-09 17:08:14 UTC
Amount To Be Raised $13,615 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:08:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
WeWork Property Investors Fund B LP See All Filings	D	2017-03-09 17:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695718 Filed Document 0001695718-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:07:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series NFL006 See All Filings	D	2017-03-09 17:06:48 UTC
Amount To Be Raised $291,430 Associated Brokers / Dealers N/A CIK Number 0001697992 Filed Document 0001697993-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:06:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Integrity Boston Fund, LP See All Filings	D/A	2017-03-09 17:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488529 Filed Document 0001488529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings European Core Property Fund SCSp See All Filings	D	2017-03-09 17:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001699971 Filed Document 0001699971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:03:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
WeWork Property Investors Fund A LP See All Filings	D	2017-03-09 17:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695518 Filed Document 0001695518-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:01:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D	2017-03-09 17:01:33 UTC
Amount To Be Raised $617 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:01:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Psychobabble, Inc. See All Filings	D	2017-03-09 17:01:31 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001700506 Filed Document 0001700506-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:01:31 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Medite Cancer Diagnostics, Inc. See All Filings	D	2017-03-09 17:01:04 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0000075439 Filed Document 0001415889-17-000397 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:01:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
K2 Custom Solutions NMSUF Fund, Ltd. See All Filings	D/A	2017-03-09 17:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith, Inc. CIK Number 0001666777 Filed Document 0001659828-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:00:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO A See All Filings	D	2017-03-09 17:00:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001699844 Filed Document 0001699844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 17:00:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHCOR HYBRID OFFSHORE LTD See All Filings	D/A	2017-03-09 16:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406607 Filed Document 0001406607-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WeWork Property Investors LP See All Filings	D	2017-03-09 16:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695520 Filed Document 0001695520-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund