Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Miraculum, Inc. See All Filings	D	2019-03-14 17:13:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Colorado Financial Services Corp. CIK Number 0001755173 Filed Document 0001755173-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-03-14 17:13:15 UTC Type of Offering D Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NESTOR PARTNERS See All Filings	D/A	2019-03-14 17:11:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Spire Securities, LLC CIK Number 0000888471 Filed Document 0000888471-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 17:11:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDC Cape Harbour Holdings, LLC See All Filings	D	2019-03-14 17:06:01 UTC
Amount To Be Raised $12,250,000 Associated Brokers / Dealers N/A CIK Number 0001770506 Filed Document 0001770506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 17:06:01 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Artemis Health Inc. See All Filings	D	2019-03-14 17:03:15 UTC
Amount To Be Raised $25,000,005 Associated Brokers / Dealers N/A CIK Number 0001595892 Filed Document 0001595892-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 17:03:15 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Walpole Holdings, LLC See All Filings	D	2019-03-14 17:01:46 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001770414 Filed Document 0001770414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 17:01:46 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Partners VII, L.P. See All Filings	D/A	2019-03-14 17:00:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001732363 Filed Document 0001012975-19-000237 Exclusions or Exemptions 506b Accepted Date 2019-03-14 17:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARDENIA RELATIVE VALUE FUND LLC See All Filings	D/A	2019-03-14 16:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461055 Filed Document 0001461055-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Target Group Inc. See All Filings	D	2019-03-14 16:55:13 UTC
Amount To Be Raised $3,040,771 Associated Brokers / Dealers N/A CIK Number 0001586554 Filed Document 0001144204-19-013996 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:55:13 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Galena Opportunity Fund LLC See All Filings	D	2019-03-14 16:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Galena Opportunity Inc. CIK Number 0001770631 Filed Document 0001770631-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:45:05 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgeline Digital, Inc. See All Filings	D	2019-03-14 16:41:35 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. and Fordham Financial Management, Inc. CIK Number 0001378590 Filed Document 0001415889-19-000319 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:41:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GT U.S. QP Fund, LP See All Filings	D/A	2019-03-14 16:41:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001379739 Filed Document 0000871518-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:41:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physcient, Inc. See All Filings	D/A	2019-03-14 16:34:33 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001538437 Filed Document 0001538437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:34:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GoldPoint Partners Co-Investment Fund A, LP See All Filings	D/A	2019-03-14 16:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670563 Filed Document 0001670568-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEQ WP SPV, LLC See All Filings	D	2019-03-14 16:33:22 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001770522 Filed Document 0000908662-19-000096 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:33:22 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GoldPoint Mezzanine Partners Co-Investment Fund A, LP See All Filings	D/A	2019-03-14 16:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670568 Filed Document 0001670568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:32:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE EAGLE PACIFIC FUND LTD. See All Filings	D/A	2019-03-14 16:31:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459660 Filed Document 0001566114-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:31:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Distributed Global Fund II LP See All Filings	D/A	2019-03-14 16:30:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BCW Securities LLC CIK Number 0001710844 Filed Document 0001013594-19-000236 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:30:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Distributed Global Offshore Fund II Ltd. See All Filings	D/A	2019-03-14 16:30:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724899 Filed Document 0001013594-19-000235 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:30:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clinipace Inc See All Filings	D	2019-03-14 16:30:01 UTC
Amount To Be Raised $4,000,001 Associated Brokers / Dealers N/A CIK Number 0001336185 Filed Document 0001336185-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:30:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Eurazeo Capital IV D SCSp See All Filings	D	2019-03-14 16:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770097 Filed Document 0001770095-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juggernaut Capital Partners IV-B, L.P. See All Filings	D/A	2019-03-14 16:26:02 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001734022 Filed Document 0001734022-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WKK Shreveport LLC See All Filings	D/A	2019-03-14 16:24:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001765943 Filed Document 0001765943-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:24:22 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ECHO CHEMICAL EXCHANGE INC See All Filings	D	2019-03-14 16:23:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001742483 Filed Document 0001742483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:23:56 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PICO BONITO LLC See All Filings	D	2019-03-14 16:22:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001383810 Filed Document 0001383810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:22:14 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Juggernaut Capital Partners IV-A, L.P. See All Filings	D/A	2019-03-14 16:20:56 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001734021 Filed Document 0001734021-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Guardian Capital Partners Fund III, L.P. See All Filings	D	2019-03-14 16:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770661 Filed Document 0001735568-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:19:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPERIAL FUND I, LLC See All Filings	D	2019-03-14 16:18:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers NA CIK Number 0001625041 Filed Document 0001625041-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:18:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GT Special Opportunities III-A, LP See All Filings	D/A	2019-03-14 16:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764932 Filed Document 0000871518-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINTOP FUND II, LP See All Filings	D	2019-03-14 16:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761277 Filed Document 0000905718-19-000274 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:12:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4100 S. Stream, LLC See All Filings	D	2019-03-14 16:11:48 UTC
Amount To Be Raised $10,222,531 Associated Brokers / Dealers Shopoff Securities, Inc CIK Number 0001770716 Filed Document 0001770716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:11:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
YA Global Investments II (U.S.), LP See All Filings	D/A	2019-03-14 16:08:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462269 Filed Document 0001462269-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:08:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HempAmericana, Inc. See All Filings	1-A	2019-03-14 16:08:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602929 Filed Document 0001683168-19-000661 Accepted Date 2019-03-14 16:08:20 UTC Type of Offering 1-A Industry MISCELLANEOUS MANUFACTURING INDUSTRIES Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
StartBox LLC See All Filings	D/A	2019-03-14 16:05:09 UTC
Amount To Be Raised $2,660,542 Associated Brokers / Dealers N/A CIK Number 0001682043 Filed Document 0001682043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:05:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DragonSlayer Services, Inc. See All Filings	D	2019-03-14 16:04:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001751532 Filed Document 0001751532-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:04:23 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MedScience Ventures, L.P. See All Filings	D/A	2019-03-14 16:02:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679701 Filed Document 0001679701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:02:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor Co-Investment Opportunities Fund II, L.P. See All Filings	D/A	2019-03-14 16:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735568 Filed Document 0001735568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 16:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miraculum, Inc. See All Filings	D/A	2019-03-14 15:58:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Carbon Footprint, LLC CIK Number 0001755173 Filed Document 0001755173-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:58:51 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VINCULUM WINE LTD. See All Filings	D/A	2019-03-14 15:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504329 Filed Document 0001504329-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:55:02 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Other
GEODE CAPITAL HOLDINGS LLC See All Filings	D/A	2019-03-14 15:51:43 UTC
Amount To Be Raised $178,380 Associated Brokers / Dealers N/A CIK Number 0001269241 Filed Document 0001269241-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:51:43 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Eurazeo Capital IV C SCSp See All Filings	D	2019-03-14 15:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770096 Filed Document 0001770095-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:50:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gardner Lewis Merger Arbitrage Offshore Fund, Ltd. See All Filings	D/A	2019-03-14 15:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659322 Filed Document 0001659322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:50:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Pointe Apts JV LLC See All Filings	D	2019-03-14 15:48:01 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001770139 Filed Document 0001770139-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:48:01 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Miraculum, Inc. See All Filings	D/A	2019-03-14 15:46:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Carbon Footprint, LLC CIK Number 0001755173 Filed Document 0001755173-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:46:42 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SLEEP PERFORMANCE INC See All Filings	D	2019-03-14 15:46:25 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001394336 Filed Document 0001394336-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:46:25 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
D-Beta One Growth & Opportunity Fund Offshore, LP See All Filings	D/A	2019-03-14 15:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691526 Filed Document 0001691526-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tibit Communications, Inc. See All Filings	D/A	2019-03-14 15:46:05 UTC
Amount To Be Raised $6,300,002 Associated Brokers / Dealers N/A CIK Number 0001687426 Filed Document 0001687426-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:46:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHK Augusta, LP See All Filings	D	2019-03-14 15:44:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Prevail Capital, LLC CIK Number 0001770622 Filed Document 0001770622-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:44:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shoreline Software, Inc. See All Filings	D	2019-03-14 15:39:37 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001770410 Filed Document 0001770410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:39:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Event Driven Fund, L.P. See All Filings	D/A	2019-03-14 15:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653474 Filed Document 0001178467-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CentriCrude Services, Inc. See All Filings	C/A	2019-03-14 15:34:28 UTC
Financial Interest None Filing Platform Nvsted Offering Amount $1,070,000 CIK Number 0001754712 Filed Document 0001754712-19-000002 Accepted Date 2019-03-14 15:34:28 UTC Type of Offering C/A Security Offered Amount 23,365 Security Offered Type Common Stock State MISSOURI