Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waypoint Student Portfolio II-A Investors, LP See All Filings	D	2017-07-13 16:27:48 UTC
Amount To Be Raised $34,274,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001711849 Filed Document 0001711849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:27:48 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alternatives Capital Partners V (ERISA), LP See All Filings	D	2017-07-13 16:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711715 Filed Document 0001711715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:25:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Causeway Multi-Fund LLC - International Value Institutional Series See All Filings	D	2017-07-13 16:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711829 Filed Document 0000945621-17-000303 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:24:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP Tax-Exempt Investors V, L.P. See All Filings	D	2017-07-13 16:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711747 Filed Document 0001711747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:18:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Levels Beyond,Inc. See All Filings	D	2017-07-13 16:15:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001564830 Filed Document 0001564830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:15:41 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DSC 1, LLC Series Six See All Filings	D	2017-07-13 16:09:46 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001710596 Filed Document 0001710596-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:09:46 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARCHVIEW MASTER FUND LTD See All Filings	D/A	2017-07-13 16:06:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457096 Filed Document 0001457096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:06:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syracuse Grocery, DST See All Filings	D	2017-07-13 16:06:10 UTC
Amount To Be Raised $6,099,193 Associated Brokers / Dealers More Than 5 Persons and Jordan Gibbs CIK Number 0001711899 Filed Document 0001711899-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:06:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
CorInnova Inc See All Filings	D	2017-07-13 16:05:29 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001709472 Filed Document 0001709472-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:05:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
ARCHVIEW OFFSHORE FUND LTD. See All Filings	D/A	2017-07-13 16:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496751 Filed Document 0001496751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHVIEW FUND L.P. See All Filings	D/A	2017-07-13 16:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KELSON CAPITAL LLC CIK Number 0001457095 Filed Document 0001457095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFF, LLC See All Filings	D/A	2017-07-13 16:00:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647560 Filed Document 0001647560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 16:00:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Asia Alternatives Capital Partners V, LP See All Filings	D	2017-07-13 15:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711699 Filed Document 0001711699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:58:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archview Credit Opportunities Fund I L.P. See All Filings	D/A	2017-07-13 15:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581257 Filed Document 0001581257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:58:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seminole Income Opportunity Fund, LP See All Filings	D/A	2017-07-13 15:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001284249 Filed Document 0001284249-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:57:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix QLS Fund, Ltd. See All Filings	D/A	2017-07-13 15:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679443 Filed Document 0001679443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:55:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUE GREEN CAPITAL FUND III, L.P. See All Filings	D/A	2017-07-13 15:52:13 UTC
Amount To Be Raised $352,740,000 Associated Brokers / Dealers Patricia Ter Heun and None CIK Number 0001665973 Filed Document 0001140361-17-027771 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TILIA FUND I, L.P. See All Filings	D	2017-07-13 15:48:49 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001711809 Filed Document 0001711809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:48:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
First Analysis Fund XII (Cayman), L.P. See All Filings	D	2017-07-13 15:48:36 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers FIRST ANALYSIS SECURITIES CORPORATION CIK Number 0001711737 Filed Document 0001711737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:48:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST BANCSHARES, INC. \IN\ See All Filings	D	2017-07-13 15:46:04 UTC
Amount To Be Raised $932,455 Associated Brokers / Dealers N/A CIK Number 0001693512 Filed Document 0001693512-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:46:04 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
WestWave Capital I, L.P. See All Filings	D	2017-07-13 15:45:37 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001711636 Filed Document 0001711636-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:45:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extrude to Fill, LLC See All Filings	D	2017-07-13 15:38:51 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001711816 Filed Document 0001209191-17-045031 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:38:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
F4 OKC1, LLC See All Filings	D	2017-07-13 15:38:36 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001711876 Filed Document 0001711876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:38:36 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
PHFS V Mortgage RV Offshore Fund, L.P. See All Filings	D	2017-07-13 15:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001711187 Filed Document 0001711187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:36:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lochridge Energy Onshore, LLC See All Filings	D/A	2017-07-13 15:36:13 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Self-Underwritten, N/A CIK Number 0001512526 Filed Document 0001171520-17-000316 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rockpoint Growth & Income Real Estate Parallel Fund II, L.P. See All Filings	D/A	2017-07-13 15:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678120 Filed Document 0001678120-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SkySpecs, Inc See All Filings	D	2017-07-13 15:35:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001565327 Filed Document 0001611793-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:35:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Vista del Puente, L.P. See All Filings	D	2017-07-13 15:33:05 UTC
Amount To Be Raised $10,031,477 Associated Brokers / Dealers N/A CIK Number 0001710976 Filed Document 0001710976-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:33:05 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Rockpoint Growth & Income Real Estate Fund II, L.P. See All Filings	D/A	2017-07-13 15:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677812 Filed Document 0001677812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:28:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lazarus Partners (Gauzy) LP See All Filings	D	2017-07-13 15:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709009 Filed Document 0001709009-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM FINANCIAL TRUST INC See All Filings	D	2017-07-13 15:26:53 UTC
Amount To Be Raised $104,651,605 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:26:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Krum Lovers Lane, LLC See All Filings	D	2017-07-13 15:24:30 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001711703 Filed Document 0001711703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:24:30 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTHOME, INC. See All Filings	D	2017-07-13 15:14:20 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001711641 Filed Document 0001711641-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:14:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
DINOSAUR GROUP HOLDINGS LLC See All Filings	D	2017-07-13 15:11:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001711681 Filed Document 0000919574-17-005378 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:11:35 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Epiris Fund II L.P. See All Filings	D/A	2017-07-13 15:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co., Inc. CIK Number 0001707466 Filed Document 0001707466-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:06:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Peak Global Fund, LP See All Filings	D/A	2017-07-13 15:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001611770 Filed Document 0000919574-17-005376 Exclusions or Exemptions 506b Accepted Date 2017-07-13 15:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VoltDB, Inc. See All Filings	D	2017-07-13 14:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500661 Filed Document 0001500661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:55:45 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Red Ace Capital Management Series XII Investors LLC See All Filings	D	2017-07-13 14:54:11 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001711857 Filed Document 0001711857-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:54:11 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Granite Momentum RealCo, LLC See All Filings	D/A	2017-07-13 14:39:07 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers Michael Scott Rickard, Andrew John Maconachy, Phillip Nash Roberts, Trawnegan Gall, and John Woollcott Stanier CIK Number 0001699408 Filed Document 0001699408-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:39:07 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BullseyeEngagement LLC See All Filings	D	2017-07-13 14:37:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001711852 Filed Document 0001683168-17-001762 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:37:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
August Home, Inc. See All Filings	D/A	2017-07-13 14:36:33 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001637650 Filed Document 0001637650-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:36:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASF Cruise Co-Invest L.P. See All Filings	D	2017-07-13 14:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711668 Filed Document 0001711668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:33:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whittier Odyssey Fund, LP See All Filings	D	2017-07-13 14:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710796 Filed Document 0001710796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:31:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telepathy Labs, Inc. See All Filings	D	2017-07-13 14:30:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001696613 Filed Document 0001696613-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:30:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
August Home, Inc. See All Filings	D/A	2017-07-13 14:28:12 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001637650 Filed Document 0001637650-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:28:12 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moblty Inc. See All Filings	D	2017-07-13 14:27:29 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001674727 Filed Document 0001661006-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:27:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Credence Rock Fund III, L.P. See All Filings	D	2017-07-13 14:25:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001711752 Filed Document 0001711752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:25:36 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Inmune Bio, Inc. See All Filings	D	2017-07-13 14:17:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Westpark Capital, Inc. CIK Number 0001711754 Filed Document 0001213900-17-007522 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:17:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innocrin Pharmaceuticals Holdings, LLC See All Filings	D	2017-07-13 14:17:16 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001626547 Filed Document 0001626547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:17:16 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NuVera Medical, Inc. See All Filings	D	2017-07-13 14:07:25 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001711500 Filed Document 0001711500-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-13 14:07:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity