Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
K2 Custom Solutions Hospital Sisters Fund, Ltd. See All Filings	D/A	2019-04-16 15:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith, Inc. CIK Number 0001532692 Filed Document 0001532692-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starbeat Entertainment, Inc See All Filings	D	2019-04-16 15:36:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772964 Filed Document 0001772964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:36:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Strategic Opportunity Zone Fund, LLC See All Filings	D	2019-04-16 15:35:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001773677 Filed Document 0001773677-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-16 15:35:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Enhanced Bond Fund See All Filings	D/A	2019-04-16 15:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570264 Filed Document 0001773511-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:35:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCAS XIII Co-Investors LLC See All Filings	D	2019-04-16 15:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772986 Filed Document 0001772986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:32:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Science Fiction Ventures Fund III, a series of Sharding Capital Management, LLC See All Filings	D	2019-04-16 15:31:36 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001768319 Filed Document 0001768319-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:31:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Credit Arbitrage Fund See All Filings	D/A	2019-04-16 15:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570266 Filed Document 0001773511-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 190 See All Filings	D/A	2019-04-16 15:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, and M Holdings Securities, Inc CIK Number 0001723158 Filed Document 0001723158-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:28:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
June Medical Holdings, LLC See All Filings	D/A	2019-04-16 15:25:37 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001773860 Filed Document 0001773860-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:25:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Sisu Global Health Inc. See All Filings	D/A	2019-04-16 15:25:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672635 Filed Document 0001672635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:25:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
ENHANCED POTENTIAL HOLDINGS, INC See All Filings	C	2019-04-16 15:24:10 UTC
Financial Interest No other financial interest is held by the intermediary. Filing Platform Buy The Block Offering Amount $107,000 CIK Number 0001773139 Filed Document 0001773139-19-000002 Accepted Date 2019-04-16 15:24:10 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State FLORIDA
GS&A Enhanced Yield Fund See All Filings	D/A	2019-04-16 15:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570090 Filed Document 0001773511-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
READYDOCK, INC. See All Filings	D	2019-04-16 15:17:39 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001711831 Filed Document 0001711831-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:17:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Fifth Wall Ventures SPV XIV, L.P. See All Filings	D	2019-04-16 15:16:50 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001773649 Filed Document 0001773649-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:16:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChromaCode, Inc. See All Filings	D	2019-04-16 15:15:18 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001704675 Filed Document 0001704675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:15:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GS&A Resource Fund See All Filings	D/A	2019-04-16 15:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573903 Filed Document 0001773511-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2179086 Alberta Ltd. See All Filings	D	2019-04-16 15:13:45 UTC
Amount To Be Raised $72,654 Associated Brokers / Dealers N/A CIK Number 0001773838 Filed Document 0001062993-19-001742 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:13:45 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falkbuilt Ltd. See All Filings	D	2019-04-16 15:12:59 UTC
Amount To Be Raised $5,739,674 Associated Brokers / Dealers N/A CIK Number 0001773843 Filed Document 0001062993-19-001740 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:12:59 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 187 See All Filings	D/A	2019-04-16 15:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001723367 Filed Document 0001723367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:09:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SightPlan, Inc. See All Filings	D	2019-04-16 15:09:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001631918 Filed Document 0001631918-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:09:29 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
June Medical Holdings, LLC See All Filings	D	2019-04-16 15:09:18 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001773860 Filed Document 0001773860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:09:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Sportsman Tracker, Inc. See All Filings	D	2019-04-16 15:08:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001772228 Filed Document 0001772228-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:08:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GS&A GLOBAL SPECIAL SITUATIONS FUND See All Filings	D/A	2019-04-16 15:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706414 Filed Document 0001773511-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archstone Investments Opportunities Fund LP See All Filings	D/A	2019-04-16 15:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739781 Filed Document 0001739781-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:05:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Profit Vault, LLC See All Filings	D	2019-04-16 15:03:40 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001773863 Filed Document 0001773863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:03:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rockridge International Corp See All Filings	C/A	2019-04-16 15:03:09 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $55,000 CIK Number 0001773260 Filed Document 0001773260-19-000005 Accepted Date 2019-04-16 15:03:09 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
Engaged Capital Flagship Fund, L.P. See All Filings	D/A	2019-04-16 15:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-19-019882 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 182 See All Filings	D/A	2019-04-16 15:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719768 Filed Document 0001719768-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4C GPS III, LP See All Filings	D	2019-04-16 14:56:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001771822 Filed Document 0001192482-19-000197 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:56:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Flagship Fund, Ltd. See All Filings	D/A	2019-04-16 14:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619827 Filed Document 0001144204-19-019876 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livegenic Inc See All Filings	D	2019-04-16 14:52:45 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001773940 Filed Document 0001773940-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:52:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cannabis Depot Pueblo South LLC See All Filings	D	2019-04-16 14:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Esser and Brittany Gober CIK Number 0001773720 Filed Document 0001773720-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-16 14:51:07 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Engine Airflow Capital, LP See All Filings	D/A	2019-04-16 14:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623771 Filed Document 0001623771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:49:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Bay Resource Partners Fund LLC See All Filings	D	2019-04-16 14:46:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701293 Filed Document 0001701293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:46:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 179 See All Filings	D/A	2019-04-16 14:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001717464 Filed Document 0001717464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockridge International Corporation See All Filings	C	2019-04-16 14:42:42 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $55,000 CIK Number 0001773260 Filed Document 0001773260-19-000003 Accepted Date 2019-04-16 14:42:42 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
Pan Global Advisers Diversified Fund, L.P. See All Filings	D	2019-04-16 14:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773582 Filed Document 0000935836-19-000253 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:33:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashwood 2019 Private Investment I-8F Aqua See All Filings	D	2019-04-16 14:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773962 Filed Document 0001144204-19-019867 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:25:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS Bruch Fund, LLC See All Filings	D/A	2019-04-16 14:22:56 UTC
Amount To Be Raised $564,180 Associated Brokers / Dealers N/A CIK Number 0001763291 Filed Document 0001728388-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:22:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLURESH LLC See All Filings	D	2019-04-16 14:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCDONALD PARTNERS LLC CIK Number 0001773805 Filed Document 0001773805-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:22:21 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Floafers, LLC See All Filings	D/A	2019-04-16 14:19:14 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001716496 Filed Document 0001716496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:19:14 UTC Type of Offering D/A Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FNY Partners Fund LP See All Filings	D/A	2019-04-16 14:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563794 Filed Document 0001563794-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 154 See All Filings	D/A	2019-04-16 14:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc, and Silver Leaf Partners, LLC CIK Number 0001656281 Filed Document 0001656281-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:12:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G&B Holdco, Inc. See All Filings	D	2019-04-16 14:06:26 UTC
Amount To Be Raised $10,025,000 Associated Brokers / Dealers N/A CIK Number 0001772619 Filed Document 0000950138-19-000256 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:06:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
El Silencio Holdings, Inc. See All Filings	D	2019-04-16 14:04:52 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers N/A CIK Number 0001610724 Filed Document 0001567619-19-008826 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:04:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
C MelTel LLC See All Filings	D	2019-04-16 14:04:26 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001773766 Filed Document 0001773766-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:04:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AgFunder Co-Investment Fund I, a Series of AgFunder Master Fund, LLC See All Filings	D/A	2019-04-16 14:04:24 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers N/A CIK Number 0001732050 Filed Document 0001728388-19-000022 Exclusions or Exemptions 506c Accepted Date 2019-04-16 14:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G&B Holdco, Inc. See All Filings	D	2019-04-16 14:02:56 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001772619 Filed Document 0000950138-19-000255 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:02:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protectit First Aid & Safety, LLC See All Filings	D	2019-04-16 13:59:19 UTC
Amount To Be Raised $1,190,000 Associated Brokers / Dealers N/A CIK Number 0001773691 Filed Document 0001773691-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:59:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
96-100 TUERS INVESTORS, LLC See All Filings	D	2019-04-16 13:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773778 Filed Document 0000919574-19-002959 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:56:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity