Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MO Fund I, a series of Sun Room Funds, LP See All Filings	D	2019-04-16 16:51:54 UTC
Amount To Be Raised $248,015 Associated Brokers / Dealers N/A CIK Number 0001769506 Filed Document 0001769506-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:51:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard TN Macro Fund Ltd See All Filings	D	2019-04-16 16:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001773725 Filed Document 0001774018-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Business Finance I, LP See All Filings	D	2019-04-16 16:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772280 Filed Document 0001772280-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:49:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DB Fund I, a series of Hack VC, LP See All Filings	D/A	2019-04-16 16:48:31 UTC
Amount To Be Raised $105,396 Associated Brokers / Dealers N/A CIK Number 0001769370 Filed Document 0001769370-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND BALANCED REAL ESTATE FUND L P See All Filings	D/A	2019-04-16 16:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351287 Filed Document 0000841776-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Homevest Fund I (Missouri), L.P. See All Filings	D	2019-04-16 16:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773917 Filed Document 0001773915-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:47:41 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2019-04-16 16:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:46:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Homevest Fund I (Southern California), L.P. See All Filings	D	2019-04-16 16:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773915 Filed Document 0001773915-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:42:48 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Napier Park Diversified Assets Project Entity I LP See All Filings	D	2019-04-16 16:39:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001773722 Filed Document 0001773722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:39:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE HIGH INCOME CONVERTIBLE FUND II, L.P. See All Filings	D/A	2019-04-16 16:39:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219635 Filed Document 0001219635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:39:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boon, Inc. See All Filings	D	2019-04-16 16:38:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001774003 Filed Document 0001774003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:38:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PX, a Series of E Squared Investment Fund, LLC See All Filings	D	2019-04-16 16:33:44 UTC
Amount To Be Raised $7,000,034 Associated Brokers / Dealers N/A CIK Number 0001772358 Filed Document 0001768319-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:33:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations Fund LLC - Series Big Data I See All Filings	D	2019-04-16 16:29:16 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001773823 Filed Document 0001773770-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:29:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations QP Fund LLC - Series Aerospace I See All Filings	D	2019-04-16 16:27:22 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001773770 Filed Document 0001773770-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GR Fund V, a series of AngelList--Forefront Venture Partners--Funds, LP See All Filings	D/A	2019-04-16 16:26:28 UTC
Amount To Be Raised $77,499 Associated Brokers / Dealers N/A CIK Number 0001769369 Filed Document 0001769369-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trialtus Bioscience, LLC See All Filings	D	2019-04-16 16:26:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001771358 Filed Document 0001771358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:26:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
XF TECHNOLOGIES INC. See All Filings	D	2019-04-16 16:25:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001546414 Filed Document 0001546414-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-04-16 16:25:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
FO Fund I, a series of Hack VC, LP See All Filings	D/A	2019-04-16 16:22:43 UTC
Amount To Be Raised $107,996 Associated Brokers / Dealers N/A CIK Number 0001769502 Filed Document 0001769502-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RA CAPITAL HEALTHCARE INTERNATIONAL FUND LTD See All Filings	D/A	2019-04-16 16:21:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391647 Filed Document 0001567619-19-008850 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:21:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KNOW LABS, INC. See All Filings	D	2019-04-16 16:20:48 UTC
Amount To Be Raised $139,200 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-19-000145 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:20:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SE Fund I, a series of Riverside Ventures, LP See All Filings	D/A	2019-04-16 16:19:23 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001769368 Filed Document 0001769368-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:19:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cimbria Agriculture & Water Fund I, LP See All Filings	D	2019-04-16 16:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773740 Filed Document 0001562555-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:19:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RA Capital Healthcare Fund LP See All Filings	D/A	2019-04-16 16:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001567619-19-008848 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASEQ TECHNOLOGIES, INC. See All Filings	D	2019-04-16 16:17:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001669962 Filed Document 0001669962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:17:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
BO Fund I, a series of Ault Krug Ventures, LP See All Filings	D/A	2019-04-16 16:13:35 UTC
Amount To Be Raised $912,241 Associated Brokers / Dealers N/A CIK Number 0001769367 Filed Document 0001769367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:13:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lantern Entertainment Holdings, LLC See All Filings	D	2019-04-16 16:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774018 Filed Document 0001774018-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Napier Park IAA Project Entity LP See All Filings	D	2019-04-16 16:13:19 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001773723 Filed Document 0001773723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:13:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohort 3, a Series of Venture University Master, LLC See All Filings	D/A	2019-04-16 16:13:08 UTC
Amount To Be Raised $428,569 Associated Brokers / Dealers N/A CIK Number 0001770183 Filed Document 0001768319-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TransCanna Holdings Inc. See All Filings	D	2019-04-16 16:12:10 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001773618 Filed Document 0001477932-19-001797 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:12:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hancock Jaffe Laboratories, Inc. See All Filings	D	2019-04-16 16:11:25 UTC
Amount To Be Raised $2,704,000 Associated Brokers / Dealers NETWORK 1 FINANCIAL SECURITIES, INC. CIK Number 0001661053 Filed Document 0001465818-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:11:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRE Fund 1, a series of Story Network, LP See All Filings	D/A	2019-04-16 16:08:06 UTC
Amount To Be Raised $106,000 Associated Brokers / Dealers N/A CIK Number 0001769366 Filed Document 0001769366-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:08:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cultivation Twain Seed Fund I, LP See All Filings	D/A	2019-04-16 16:07:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001734752 Filed Document 0001734752-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archstone Investments Alpha Fund LP See All Filings	D/A	2019-04-16 16:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703103 Filed Document 0001703103-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mon Fund 1, a series of DV Deals, LP See All Filings	D/A	2019-04-16 16:04:15 UTC
Amount To Be Raised $340,436 Associated Brokers / Dealers N/A CIK Number 0001769356 Filed Document 0001769356-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:04:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Premium Income Trust See All Filings	D/A	2019-04-16 16:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570444 Filed Document 0001773511-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIMMONS FIRST NATIONAL CORP See All Filings	D	2019-04-16 16:02:58 UTC
Amount To Be Raised $42,000,020 Associated Brokers / Dealers N/A CIK Number 0000090498 Filed Document 0001552781-19-000169 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:02:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Cohort 2, a Series of Venture University Master, LLC See All Filings	D/A	2019-04-16 15:58:56 UTC
Amount To Be Raised $492,630 Associated Brokers / Dealers N/A CIK Number 0001760805 Filed Document 0001768319-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Space Initiatives Inc See All Filings	D/A	2019-04-16 15:57:39 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001757309 Filed Document 0001757309-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-16 15:57:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Other
GS&A U.S. Equity Fund See All Filings	D/A	2019-04-16 15:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001773511-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:53:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohort 3, a Series of Venture University Master, LLC See All Filings	D/A	2019-04-16 15:51:46 UTC
Amount To Be Raised $325,569 Associated Brokers / Dealers N/A CIK Number 0001770183 Filed Document 0001768319-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bear With Us LLC See All Filings	D	2019-04-16 15:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Esser and Brittany Gober CIK Number 0001773794 Filed Document 0001773794-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-16 15:51:42 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Craft Asset Holdings LLC See All Filings	D	2019-04-16 15:51:28 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0001674233 Filed Document 0001683168-19-001072 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:51:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LGP Associates VII-B LLC See All Filings	D	2019-04-16 15:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707741 Filed Document 0001707739-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:49:49 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VII-A LLC See All Filings	D	2019-04-16 15:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707739 Filed Document 0001707739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:47:09 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thora Capital Fund I, LP See All Filings	D	2019-04-16 15:45:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Old City Securities LLC and Oakpoint Solutions, LLC CIK Number 0001773599 Filed Document 0001773599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:45:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GS&A U.S. Equity Fund II See All Filings	D/A	2019-04-16 15:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570176 Filed Document 0001773511-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:45:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcubed Inc See All Filings	D/A	2019-04-16 15:44:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692786 Filed Document 0001692786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:44:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Rivermont OZ Fund, LLC See All Filings	D	2019-04-16 15:43:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001773682 Filed Document 0001773677-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-16 15:43:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cohort 3, a Series of Venture University Master, LLC See All Filings	D	2019-04-16 15:40:49 UTC
Amount To Be Raised $286,069 Associated Brokers / Dealers N/A CIK Number 0001770183 Filed Document 0001768319-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:40:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A International Fund See All Filings	D/A	2019-04-16 15:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570108 Filed Document 0001773511-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:39:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund