Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEWTYN PARTNERS, LP See All Filings	D/A	2019-04-17 16:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548707 Filed Document 0000905718-19-000374 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:12:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid 2 Ventures Fund II, L.P. See All Filings	D/A	2019-04-17 16:12:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001719741 Filed Document 0001719741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peach State Bancshares, Inc. See All Filings	D	2019-04-17 16:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773512 Filed Document 0000950138-19-000257 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:08:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series J See All Filings	D/A	2019-04-17 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676510 Filed Document 0001676510-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN TE PARTNERS, LP See All Filings	D/A	2019-04-17 16:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548709 Filed Document 0000905718-19-000372 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quest Solution, Inc. See All Filings	D	2019-04-17 16:05:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0000278165 Filed Document 0001493152-19-005551 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:05:19 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $Over $100,000,000 Type of Security Equity
DRAGONEER GLOBAL OFFSHORE FEEDER II, L.P. See All Filings	D/A	2019-04-17 16:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621302 Filed Document 0001621302-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:04:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAGONEER GLOBAL FUND II, L.P. See All Filings	D/A	2019-04-17 16:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621298 Filed Document 0001621298-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 16:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOODSKAPPER INC See All Filings	C	2019-04-17 15:55:01 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001768580 Filed Document 0001768580-19-000001 Accepted Date 2019-04-17 15:55:01 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
PRAVATI INVESTMENT FUND IV LP See All Filings	D	2019-04-17 15:53:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001769269 Filed Document 0001769269-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-17 15:53:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
HempAmericana, Inc. See All Filings	1-A/A	2019-04-17 15:48:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602929 Filed Document 0001683168-19-001097 Accepted Date 2019-04-17 15:48:29 UTC Type of Offering 1-A/A Industry MISCELLANEOUS MANUFACTURING INDUSTRIES Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
HOLLISON, LLC See All Filings	D	2019-04-17 15:47:11 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001595887 Filed Document 0001567619-19-008885 Exclusions or Exemptions 506b Accepted Date 2019-04-17 15:47:11 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
70 Havemeyer GL LLC See All Filings	D	2019-04-17 15:44:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001773849 Filed Document 0001387131-19-002716 Exclusions or Exemptions 506b Accepted Date 2019-04-17 15:44:34 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
iotaMotion, Inc. See All Filings	D	2019-04-17 15:29:49 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001754495 Filed Document 0001235802-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-04-17 15:29:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Dacian Road LLC See All Filings	D	2019-04-17 15:21:54 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001774039 Filed Document 0001774039-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-04-17 15:21:54 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NHIT: Dynamic Fixed Income Trust See All Filings	D/A	2019-04-17 15:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656667 Filed Document 0001656667-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 15:11:53 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Rockefeller Foundation Zero Gap Investment Fund, LP See All Filings	D	2019-04-17 15:07:45 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001773983 Filed Document 0001773983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 15:07:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PadSplit, Inc. See All Filings	D	2019-04-17 15:04:14 UTC
Amount To Be Raised $4,599,979 Associated Brokers / Dealers N/A CIK Number 0001773941 Filed Document 0001773941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 15:04:14 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Squared Holdings, LLC See All Filings	D	2019-04-17 15:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773934 Filed Document 0001773934-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 15:00:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Workplace Investigation Online Solutions, LLC See All Filings	D	2019-04-17 14:46:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717865 Filed Document 0001717865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:46:07 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Modifi, Inc. See All Filings	D	2019-04-17 14:39:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001615530 Filed Document 0001615530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:39:14 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Centage Corp See All Filings	D	2019-04-17 14:39:01 UTC
Amount To Be Raised $8,557,151 Associated Brokers / Dealers N/A CIK Number 0001621127 Filed Document 0001709496-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:39:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RL Jade 2502 LLC See All Filings	D	2019-04-17 14:35:36 UTC
Amount To Be Raised $2,235,000 Associated Brokers / Dealers N/A CIK Number 0001774104 Filed Document 0001774104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:35:36 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Esportz Entertainment Corp. See All Filings	C	2019-04-17 14:28:34 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001772919 Filed Document 0001665160-19-000363 Accepted Date 2019-04-17 14:28:34 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
MedVet Associates, LLC See All Filings	D	2019-04-17 14:25:16 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:25:16 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CDE Capital Partners, L.P. See All Filings	D	2019-04-17 14:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773594 Filed Document 0000935836-19-000259 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis/Marlette Income Fund, L.P. See All Filings	D/A	2019-04-17 14:23:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598779 Filed Document 0000935836-19-000258 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:23:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CenterSquare Global Real Estate Securities Fund, LP See All Filings	D/A	2019-04-17 14:22:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497832 Filed Document 0001497832-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:22:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Colchis/Marlette Income Fund, Ltd. See All Filings	D/A	2019-04-17 14:22:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603209 Filed Document 0000935836-19-000257 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:22:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVICAP PARTNERS DEVELOP-TO-CORE FUND I, LP See All Filings	D	2019-04-17 14:09:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001765531 Filed Document 0001765531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:09:21 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Base Culture, LLC See All Filings	D	2019-04-17 14:05:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001725048 Filed Document 0001725048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:05:25 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Warwick Parallel Partners IV, LP See All Filings	D	2019-04-17 14:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725274 Filed Document 0001725274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Data Consortium, Inc. See All Filings	D	2019-04-17 14:01:03 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001773665 Filed Document 0001773665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 14:01:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Konza Capital DDC Fund LP See All Filings	D/A	2019-04-17 13:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732610 Filed Document 0001732610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLAR INTEGRATED ROOFING CORP. See All Filings	1-A/A	2019-04-17 13:54:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001756704 Filed Document 0001117768-19-000207 Accepted Date 2019-04-17 13:54:05 UTC Type of Offering 1-A/A Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $2,961,579 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Lazard ACW Ex-U.S. Small Cap Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2019-04-17 13:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628187 Filed Document 0001628187-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyclerion Therapeutics, Inc. See All Filings	D	2019-04-17 13:51:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC and Credit Suisse Securities (USA) LLC CIK Number 0001755237 Filed Document 0001104659-19-021921 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:51:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Warwick Partners IV, LP See All Filings	D	2019-04-17 13:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725271 Filed Document 0001725271-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:50:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFEAPPS BRANDS INC. See All Filings	D	2019-04-17 13:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510247 Filed Document 0001615774-19-005880 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:42:08 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CV AG Opportunity Zone Fund, LP See All Filings	D	2019-04-17 13:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773945 Filed Document 0001144204-19-020017 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:40:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapid Oxygen Co See All Filings	D/A	2019-04-17 13:37:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NOBLE CAPITAL MARKETS, INC. CIK Number 0001739420 Filed Document 0001739420-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:37:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AVM RANGER FUND (BVI), LTD See All Filings	D/A	2019-04-17 13:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536254 Filed Document 0001566114-19-000065 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Persona Network, Inc. See All Filings	C/A	2019-04-17 13:26:51 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,950 CIK Number 0001759332 Filed Document 0001665160-19-000361 Accepted Date 2019-04-17 13:26:51 UTC Type of Offering C/A Security Offered Amount 133 Security Offered Type Common Stock State CALIFORNIA
KSB Ventures Enhanced, LLC See All Filings	D	2019-04-17 13:07:38 UTC
Amount To Be Raised $705,000 Associated Brokers / Dealers N/A CIK Number 0001773955 Filed Document 0001773955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:07:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QCQC VET SPV LLC See All Filings	D/A	2019-04-17 13:06:58 UTC
Amount To Be Raised $1,715,000 Associated Brokers / Dealers N/A CIK Number 0001744241 Filed Document 0001744241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 13:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADMIRALTY AT LVB LENDER, LLC See All Filings	D	2019-04-17 13:02:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001774096 Filed Document 0001774096-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-17 13:02:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WBRA Fund I Feeder LP See All Filings	D	2019-04-17 12:52:04 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers N/A CIK Number 0001774001 Filed Document 0001774001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 12:52:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATEK Corp See All Filings	D	2019-04-17 12:34:21 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001774109 Filed Document 0001774109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 12:34:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VIF Fund, LP See All Filings	D	2019-04-17 12:32:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001773872 Filed Document 0001773872-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-17 12:32:24 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Freeport First Lien Loan Fund IV LP See All Filings	D/A	2019-04-17 12:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737501 Filed Document 0001737501-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-17 12:22:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund