Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PAULSON PARTNERS ENHANCED L.P. See All Filings	D/A	2019-03-19 17:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, and JPMorgan Securities LLC CIK Number 0001448804 Filed Document 0001013594-19-000261 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:28:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GPI Finco (Canada) Inc. See All Filings	D	2019-03-19 17:28:46 UTC
Amount To Be Raised $22,880,000 Associated Brokers / Dealers Canaccord Genuity Corp. and Beacon Securities Limited CIK Number 0001770912 Filed Document 0001567619-19-007223 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:28:46 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Kestrel Investment Fund, L.P. See All Filings	D	2019-03-19 17:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372702 Filed Document 0001372702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paulson International Ltd. See All Filings	D/A	2019-03-19 17:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, Morgan Stanley Smith Barney, CAIS Capital LLC, Julius Baer Securities Inc., and UBS Financial Services Inc. CIK Number 0001448805 Filed Document 0001013594-19-000260 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON ENHANCED LTD See All Filings	D/A	2019-03-19 17:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC, Plus Securities LLC, Julius Baer Securities Inc., and JPMorgan Securities LLC CIK Number 0001194394 Filed Document 0001013594-19-000259 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Raven Asset-Based Opportunity Fund IV LP See All Filings	D	2019-03-19 17:25:15 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers FULCRUM CAPITAL MARKETS LLC CIK Number 0001770502 Filed Document 0000919574-19-002493 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:25:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartCard Marketing Systems Inc See All Filings	1-A/A	2019-03-19 17:22:30 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0000900475 Filed Document 0001144204-19-014909 Accepted Date 2019-03-19 17:22:30 UTC Type of Offering 1-A/A Industry SERVICES-SERVICES, NEC Offering Tier Tier2 Principal Place of Business DELAWARE Revenue or Assets $28,581 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
RPM Fund I LP See All Filings	D	2019-03-19 17:22:23 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers FULCRUM CAPITAL MARKETS LLC CIK Number 0001770492 Filed Document 0000919574-19-002491 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:22:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collidion Inc. See All Filings	D/A	2019-03-19 17:22:19 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Guy B Crawford CIK Number 0001668476 Filed Document 0001668476-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-19 17:22:19 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO See All Filings	D/A	2019-03-19 17:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461077 Filed Document 0001461077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ocean Renewable Power Company, Inc. See All Filings	C/A	2019-03-19 17:18:16 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,992 CIK Number 0001703538 Filed Document 0001669191-19-000098 Accepted Date 2019-03-19 17:18:16 UTC Type of Offering C/A Security Offered Amount 455 Security Offered Type Common Stock State MAINE
Mahdek 14 Property Partners, LLC See All Filings	D	2019-03-19 17:16:41 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001771111 Filed Document 0001771111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:16:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AJ NASHVILLE PHASE I OPPORTUNITY FUND LLC See All Filings	D	2019-03-19 17:13:53 UTC
Amount To Be Raised $56,666,667 Associated Brokers / Dealers N/A CIK Number 0001770838 Filed Document 0001770838-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AJ NASHVILLE PHASE II OPPORTUNITY FUND LLC See All Filings	D	2019-03-19 17:12:10 UTC
Amount To Be Raised $113,333,333 Associated Brokers / Dealers N/A CIK Number 0001770837 Filed Document 0001770837-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIO See All Filings	D/A	2019-03-19 17:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461093 Filed Document 0001461093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
19 Degrees Corporate Service, LLC See All Filings	D	2019-03-19 17:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770146 Filed Document 0001770146-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-19 17:10:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Circle Medical Technologies, Inc. See All Filings	C/A	2019-03-19 17:09:22 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001748771 Filed Document 0001670254-19-000118 Accepted Date 2019-03-19 17:09:22 UTC Type of Offering C/A Security Offered Amount 137,058 Security Offered Type Preferred Stock State CALIFORNIA
Gotham Penguin Fund, LP See All Filings	D/A	2019-03-19 17:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604306 Filed Document 0001604306-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub UVD LLC See All Filings	D	2019-03-19 17:05:36 UTC
Amount To Be Raised $381,700 Associated Brokers / Dealers N/A CIK Number 0001770457 Filed Document 0001770457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:05:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Raintree Investors, LLC See All Filings	D	2019-03-19 17:04:27 UTC
Amount To Be Raised $3,655,392 Associated Brokers / Dealers N/A CIK Number 0001770560 Filed Document 0001770560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:04:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TOWER ARCH PARTNERS II, LP See All Filings	D	2019-03-19 17:02:31 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers SHANNON ADVISORS, LLC CIK Number 0001769613 Filed Document 0001769613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TOWER ARCH PARTNERS II (Q), LP See All Filings	D	2019-03-19 17:01:46 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers SHANNON ADVISORS, LLC CIK Number 0001769610 Filed Document 0001769610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:01:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Marketing Evolution, Inc. See All Filings	D/A	2019-03-19 17:01:44 UTC
Amount To Be Raised $26,166,664 Associated Brokers / Dealers N/A CIK Number 0001697038 Filed Document 0001697038-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:01:44 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGETOWN, INC. See All Filings	D	2019-03-19 17:01:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001770711 Filed Document 0001770711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 17:01:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Delhi Bank Corp. See All Filings	1-A/A	2019-03-19 16:56:18 UTC
Amount To Be Raised $4,774,272 Associated Brokers / Dealers None CIK Number 0000927719 Filed Document 0001213900-19-004466 Accepted Date 2019-03-19 16:56:18 UTC Type of Offering 1-A/A Industry NATIONAL COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets -$1 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Old Falls Group, LLC See All Filings	D	2019-03-19 16:48:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001771198 Filed Document 0001376474-19-000048 Exclusions or Exemptions 506c Accepted Date 2019-03-19 16:48:14 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
SCO Fund I, a series of New Stack Ventures, LP See All Filings	D	2019-03-19 16:29:04 UTC
Amount To Be Raised $77,541 Associated Brokers / Dealers N/A CIK Number 0001771168 Filed Document 0001771168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 16:29:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShockWave Medical, Inc. See All Filings	D	2019-03-19 16:25:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001642545 Filed Document 0000950103-19-003536 Exclusions or Exemptions 506b Accepted Date 2019-03-19 16:25:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bozt, LLC See All Filings	D	2019-03-19 16:24:37 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001770241 Filed Document 0001770241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 16:24:37 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ClusterTruck, Inc. See All Filings	D/A	2019-03-19 16:18:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001643138 Filed Document 0001643138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 16:18:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
BOSEAGLE SURGICAL INC See All Filings	D	2019-03-19 16:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771103 Filed Document 0001771103-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 16:12:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
Seven Stills, Inc See All Filings	C/A	2019-03-19 15:46:03 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,066,360 CIK Number 0001745881 Filed Document 0001670254-19-000116 Accepted Date 2019-03-19 15:46:03 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
JEFFERSON MEDICAL PROPERTIES LP See All Filings	D	2019-03-19 15:43:33 UTC
Amount To Be Raised $5,570,000 Associated Brokers / Dealers N/A CIK Number 0001770487 Filed Document 0001770487-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:43:33 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ERAL Blocker Corp See All Filings	D	2019-03-19 15:43:27 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001771042 Filed Document 0001771042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:43:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown European Private Debt II (Lev) S.C.Sp. See All Filings	D/A	2019-03-19 15:32:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734527 Filed Document 0001734527-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:32:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPIPHANY VENTURES, INC. See All Filings	D	2019-03-19 15:25:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001770725 Filed Document 0001769879-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-19 15:25:48 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Backspaces Inc. See All Filings	D	2019-03-19 15:23:49 UTC
Amount To Be Raised $2,999,993 Associated Brokers / Dealers N/A CIK Number 0001589990 Filed Document 0001589990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:23:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund V LLC, Series VA1 See All Filings	D	2019-03-19 15:14:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001763916 Filed Document 0001213900-19-004451 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:14:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP Opportunity Fund VI LLC, Series VI-A1 See All Filings	D	2019-03-19 15:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001770317 Filed Document 0001213900-19-004449 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:11:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TF Holdings LLC See All Filings	D	2019-03-19 15:05:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Frank Fanning CIK Number 0001769934 Filed Document 0001769934-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-19 15:05:43 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
TearSolutions, Inc. See All Filings	D	2019-03-19 15:05:16 UTC
Amount To Be Raised $5,193,517 Associated Brokers / Dealers N/A CIK Number 0001611687 Filed Document 0001611687-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:05:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Amazing Energy Oil & Gas, Co. See All Filings	D	2019-03-19 15:00:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001375618 Filed Document 0001199835-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-03-19 15:00:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STARTUP NATION VENTURES FUND LLLP See All Filings	D	2019-03-19 14:55:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001769879 Filed Document 0001769879-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-19 14:55:59 UTC Type of Offering D Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rosco & Benedetto Co. See All Filings	D	2019-03-19 14:54:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666373 Filed Document 0001666373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 14:54:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
St. Luke's Surgery Center of Chesterfield, LLC /DE See All Filings	D	2019-03-19 14:54:06 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001771054 Filed Document 0001771054-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 14:54:06 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
137 AFFILIATES IV, LP See All Filings	D	2019-03-19 14:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769688 Filed Document 0001769688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 14:50:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CafeX-2, a Series of Jason's Syndicate, LLC See All Filings	D/A	2019-03-19 14:35:53 UTC
Amount To Be Raised $1,239,287 Associated Brokers / Dealers N/A CIK Number 0001734201 Filed Document 0001710028-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-03-19 14:35:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCA-Central Florida, LLC See All Filings	D	2019-03-19 14:35:43 UTC
Amount To Be Raised $38,000 Associated Brokers / Dealers N/A CIK Number 0001716716 Filed Document 0001716716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 14:35:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
375 North Avenue, LLC See All Filings	D/A	2019-03-19 14:25:29 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001758250 Filed Document 0001758250-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-03-19 14:25:29 UTC Type of Offering D/A Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
GARDNER LEWIS FUND L P See All Filings	D/A	2019-03-19 14:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000875668 Filed Document 0000875668-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-19 14:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund