Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROSPECTOR OFFSHORE FUND (BERMUDA), LTD. See All Filings	D/A	2019-04-19 09:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and MMX Global Partners LLC CIK Number 0001050766 Filed Document 0000919574-19-002992 Exclusions or Exemptions 506b Accepted Date 2019-04-19 09:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR PARTNERS FUND, L.P. See All Filings	D/A	2019-04-19 09:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRONTIER SOLUTIONS, LLC and MMX Global Partners LLC CIK Number 0001269754 Filed Document 0000919574-19-002990 Exclusions or Exemptions 506b Accepted Date 2019-04-19 09:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vivo Opportunity Co-Invest, L.P. See All Filings	D	2019-04-19 09:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771457 Filed Document 0001771457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 09:27:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Policy Confluence, Inc. See All Filings	D	2019-04-19 09:12:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657022 Filed Document 0001657022-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-19 09:12:46 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Maxim Income REIT II, LLC See All Filings	D	2019-04-19 08:58:09 UTC
Amount To Be Raised $123,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001769926 Filed Document 0000945621-19-000158 Exclusions or Exemptions 506b Accepted Date 2019-04-19 08:58:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invictus Opportunity Offshore Feeder II, L.P. See All Filings	D/A	2019-04-19 08:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optimus Capital, Alpine Capital Advisors SpA, and Trump Securities, LLC CIK Number 0001747839 Filed Document 0001315863-19-000363 Exclusions or Exemptions 506b Accepted Date 2019-04-19 08:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Polunin Developing Countries Fund, LLC See All Filings	D/A	2019-04-19 08:37:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, Daniel Adrian Weiss, Paul Joseph Weissman, Nansie Jean Bernard, and Roberto Tancinco Fabros CIK Number 0001529217 Filed Document 0001192482-19-000201 Exclusions or Exemptions 506b Accepted Date 2019-04-19 08:37:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Invictus Opportunity Fund II, L.P. See All Filings	D/A	2019-04-19 08:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, SAF Financial Securities LLC, and South 40 Capital CIK Number 0001747841 Filed Document 0001315863-19-000362 Exclusions or Exemptions 506b Accepted Date 2019-04-19 08:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Polunin Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2019-04-19 08:35:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, and Daniel Adrian Weiss CIK Number 0001605885 Filed Document 0001192482-19-000200 Exclusions or Exemptions 506b Accepted Date 2019-04-19 08:35:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY MLP INCOME FUND L P See All Filings	D/A	2019-04-19 07:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001274595 Filed Document 0001315863-19-000361 Exclusions or Exemptions 506b Accepted Date 2019-04-19 07:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners Offshore, Ltd. See All Filings	D/A	2019-04-19 06:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351020 Filed Document 0000902664-19-001983 Exclusions or Exemptions 506b Accepted Date 2019-04-19 06:33:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAR Investors, LLC See All Filings	D/A	2019-04-19 06:32:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572034 Filed Document 0000902664-19-001982 Exclusions or Exemptions 506b Accepted Date 2019-04-19 06:32:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAR Investors 2, LLC See All Filings	D/A	2019-04-19 06:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618974 Filed Document 0000902664-19-001981 Exclusions or Exemptions 506b Accepted Date 2019-04-19 06:31:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners Concentrated, Ltd. See All Filings	D/A	2019-04-19 06:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663621 Filed Document 0000902664-19-001980 Exclusions or Exemptions 506b Accepted Date 2019-04-19 06:30:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rebel Industries, L.L.C. See All Filings	D/A	2019-04-19 06:29:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511024 Filed Document 0000902664-19-001979 Exclusions or Exemptions 506b Accepted Date 2019-04-19 06:29:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners, LP See All Filings	D/A	2019-04-19 06:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216215 Filed Document 0000902664-19-001978 Exclusions or Exemptions 506b Accepted Date 2019-04-19 06:28:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RHV SPV, LLC See All Filings	D	2019-04-18 21:13:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001774232 Filed Document 0001382963-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-04-18 21:13:53 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
375 North Avenue, LLC See All Filings	D/A	2019-04-18 20:17:57 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001758250 Filed Document 0001758250-19-000007 Exclusions or Exemptions 506c Accepted Date 2019-04-18 20:17:57 UTC Type of Offering D/A Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Returnly Technologies, Inc. See All Filings	D	2019-04-18 20:07:06 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001739907 Filed Document 0001739907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 20:07:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net-Leased Preferred Equity Income Fund, LLC See All Filings	D	2019-04-18 19:50:44 UTC
Amount To Be Raised $5,319,149 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001773638 Filed Document 0001773638-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 19:50:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Student Advantage Fund II LLC See All Filings	D	2019-04-18 19:45:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001769243 Filed Document 0001769243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 19:45:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vype Media, LLC See All Filings	D	2019-04-18 19:04:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001773981 Filed Document 0001773981-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 19:04:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
V5 Systems, Inc. See All Filings	D/A	2019-04-18 19:02:39 UTC
Amount To Be Raised $20,717,729 Associated Brokers / Dealers N/A CIK Number 0001666840 Filed Document 0001666840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 19:02:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FLAVORCLOUD, INC. See All Filings	D/A	2019-04-18 19:01:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611104 Filed Document 0001611104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 19:01:32 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AbraPlata Resource Corp. See All Filings	D	2019-04-18 19:00:39 UTC
Amount To Be Raised $166,385 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001728426 Filed Document 0001726007-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 19:00:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Starboard Brighton LLC See All Filings	D	2019-04-18 18:54:50 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001773833 Filed Document 0001062993-19-001800 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:54:50 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Plum AI Fund, LP See All Filings	D	2019-04-18 18:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773822 Filed Document 0001773822-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firefly Health, Inc. See All Filings	D	2019-04-18 18:52:20 UTC
Amount To Be Raised $4,117,661 Associated Brokers / Dealers N/A CIK Number 0001721578 Filed Document 0001721578-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:52:20 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sarissa Capital Offshore Fund Ltd See All Filings	D/A	2019-04-18 18:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575285 Filed Document 0001575285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:45:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sarissa Capital Domestic Fund LP See All Filings	D/A	2019-04-18 18:41:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575277 Filed Document 0001575277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:41:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Astorian, Inc. See All Filings	D	2019-04-18 18:37:35 UTC
Amount To Be Raised $2,145,000 Associated Brokers / Dealers N/A CIK Number 0001772795 Filed Document 0001772795-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:37:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vardon 1080 LP See All Filings	D/A	2019-04-18 18:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705371 Filed Document 0001705371-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:31:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alif Semiconductor, Inc. See All Filings	D	2019-04-18 18:26:28 UTC
Amount To Be Raised $22,449,979 Associated Brokers / Dealers N/A CIK Number 0001772926 Filed Document 0001772926-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:26:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Fuel Operations I LLC See All Filings	D	2019-04-18 18:15:09 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001774331 Filed Document 0001774331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:15:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D	2019-04-18 18:06:59 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:06:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LONGTAIL AD SOLUTIONS INC See All Filings	D/A	2019-04-18 18:05:32 UTC
Amount To Be Raised $20,124,984 Associated Brokers / Dealers N/A CIK Number 0001421965 Filed Document 0001421965-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:05:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEMBROOK Copper CORP. See All Filings	D	2019-04-18 18:05:13 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001439960 Filed Document 0001439960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 18:05:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
UNICORN REAL ESTATE HOLDING INC See All Filings	1-A/A	2019-04-18 17:58:18 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001759020 Filed Document 0001078782-19-000357 Accepted Date 2019-04-18 17:58:18 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pacific Asset Management Bank Loan Fund L.P. See All Filings	D/A	2019-04-18 17:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605117 Filed Document 0001605117-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-18 17:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prime Trust, LLC See All Filings	D	2019-04-18 17:45:14 UTC
Amount To Be Raised $4,792,000 Associated Brokers / Dealers N/A CIK Number 0001773048 Filed Document 0001773048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:45:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Infinity Green Inc. See All Filings	D	2019-04-18 17:37:42 UTC
Amount To Be Raised $120,163,179 Associated Brokers / Dealers Sears Holding CIK Number 0001737817 Filed Document 0001737817-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:37:42 UTC Type of Offering D Industry Electric Utilities Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
ORCP II PROCESS SOLUTIONS CO-INVESTORS, L.P. See All Filings	D	2019-04-18 17:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774368 Filed Document 0001774368-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:26:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cannon Global Fund LP See All Filings	D/A	2019-04-18 17:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Self-Underwritten, N/A CIK Number 0001702320 Filed Document 0001171520-19-000174 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TRECO Smith Road LLC See All Filings	D	2019-04-18 17:22:28 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001774341 Filed Document 0001567619-19-008963 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:22:28 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLI US Investor, LP See All Filings	D/A	2019-04-18 17:18:27 UTC
Amount To Be Raised $9,925,000 Associated Brokers / Dealers N/A CIK Number 0001772571 Filed Document 0001642247-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:18:27 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caffeinated Capital Opendoor SPV III, LLC See All Filings	D	2019-04-18 17:15:11 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001771278 Filed Document 0001771278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:15:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Revere Parent, Inc. See All Filings	D/A	2019-04-18 17:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736105 Filed Document 0001736105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:11:03 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNITED BANCORP INC See All Filings	D/A	2019-04-18 17:08:09 UTC
Amount To Be Raised $1,514,727 Associated Brokers / Dealers N/A CIK Number 0001196969 Filed Document 0001196969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:08:09 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MTP Energy Fund Corp See All Filings	D/A	2019-04-18 17:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574380 Filed Document 0001574380-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantamentals Large-Cap Offshore Fund, Ltd. See All Filings	D	2019-04-18 17:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773808 Filed Document 0001773808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-18 17:03:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund