Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rubicon Global Partners, L.P. See All Filings	D/A	2019-03-21 06:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545401 Filed Document 0000902664-19-001617 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Global Fund See All Filings	D/A	2019-03-21 06:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545400 Filed Document 0000902664-19-001616 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Digital Base, LP See All Filings	D/A	2019-03-21 06:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733196 Filed Document 0000902664-19-001615 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Securitized Assets Fund (Cayman), L.P. See All Filings	D/A	2019-03-21 06:18:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572307 Filed Document 0000902664-19-001614 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:18:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Centerbridge Credit Partners Offshore, Ltd. See All Filings	D/A	2019-03-21 06:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001422685 Filed Document 0000902664-19-001613 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Centerbridge Credit Partners, L.P. See All Filings	D/A	2019-03-21 06:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001422713 Filed Document 0000902664-19-001612 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Securitized Assets Fund (Delaware), L.P. See All Filings	D/A	2019-03-21 06:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572306 Filed Document 0000902664-19-001611 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:12:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearance Segura Fund L.P. See All Filings	D/A	2019-03-21 06:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486966 Filed Document 0000902664-19-001610 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selwood AM Feeder Enhanced Credit Fund II LP See All Filings	D/A	2019-03-21 06:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701062 Filed Document 0000902664-19-001609 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:05:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selwood AM Feeder Enhanced Credit Fund II Ltd See All Filings	D/A	2019-03-21 06:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701061 Filed Document 0000902664-19-001608 Exclusions or Exemptions 506b Accepted Date 2019-03-21 06:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROUND2 SHOP, INC. See All Filings	D	2019-03-20 21:44:32 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers RAUHMEL FOX CIK Number 0001770987 Filed Document 0001770987-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-20 21:44:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brooklyn Heights Farm Residences LLC See All Filings	C	2019-03-20 21:34:16 UTC
Financial Interest None Filing Platform NSSC Funding Portal, LLC Offering Amount $550,000 CIK Number 0001767504 Filed Document 0001767504-19-000001 Accepted Date 2019-03-20 21:34:16 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Preferred Stock State NEW YORK
Credit Sesame, Inc. See All Filings	D	2019-03-20 21:30:32 UTC
Amount To Be Raised $70 Associated Brokers / Dealers N/A CIK Number 0001721323 Filed Document 0001721323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 21:30:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aerospace, Transportation & Logistics Fund II LP See All Filings	D/A	2019-03-20 19:50:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001733328 Filed Document 0001733328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:50:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATI AIRTEST TECHNOLOGIES INC See All Filings	D	2019-03-20 19:40:39 UTC
Amount To Be Raised $10,490 Associated Brokers / Dealers N/A CIK Number 0001233475 Filed Document 0001085037-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:40:39 UTC Type of Offering D Industry Energy Conservation Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mahdek 14 Property Partners, LLC See All Filings	D/A	2019-03-20 19:39:04 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001771111 Filed Document 0001771111-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:39:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Live Data Technologies, Inc. See All Filings	D	2019-03-20 19:30:25 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001770727 Filed Document 0001770727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:30:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Recurring Capital Fund II, L.P. See All Filings	D	2019-03-20 19:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771368 Filed Document 0001771368-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:28:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Onnit Labs, Inc. See All Filings	D	2019-03-20 19:18:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001717591 Filed Document 0001717591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:18:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Affordable Communities Fund IV, LLC See All Filings	D	2019-03-20 19:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771376 Filed Document 0001771376-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:08:30 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CASTLE BIOSCIENCES INC See All Filings	D/A	2019-03-20 19:06:06 UTC
Amount To Be Raised $11,770,500 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001770137-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:06:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Our Mayberry Inc. See All Filings	D	2019-03-20 19:03:37 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001771385 Filed Document 0001771385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 19:03:37 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Wolfe 5249 Wren Ave LLC See All Filings	D	2019-03-20 18:54:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001771337 Filed Document 0001771337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 18:54:39 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ceres Group Holdings, LLC See All Filings	D	2019-03-20 18:41:26 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001770651 Filed Document 0001382963-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-03-20 18:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Lilly Management, LLC See All Filings	C	2019-03-20 18:23:53 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,998 CIK Number 0001771323 Filed Document 0001665160-19-000286 Accepted Date 2019-03-20 18:23:53 UTC Type of Offering C Security Offered Amount 1,666 Security Offered Type Other State CALIFORNIA
SVP2, LLC See All Filings	D	2019-03-20 18:23:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001766314 Filed Document 0001766314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 18:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ILIAD BIOTECHNOLOGIES, LLC See All Filings	D/A	2019-03-20 18:20:03 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers WALTER C. GREENBLATT CIK Number 0001658367 Filed Document 0001658367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 18:20:03 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
T.E.E. Real Estate Investment Fund, LLC See All Filings	D	2019-03-20 18:17:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001771365 Filed Document 0001771365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 18:17:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wind Talker Innovations, Inc. See All Filings	D	2019-03-20 18:10:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719255 Filed Document 0001719255-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 18:10:15 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CHATHAM INVESTMENT FUND V, L.P. See All Filings	D/A	2019-03-20 18:01:24 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001733838 Filed Document 0001733838-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-20 18:01:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ikioo Technologies Inc. See All Filings	D	2019-03-20 17:52:31 UTC
Amount To Be Raised $4,115,000 Associated Brokers / Dealers N/A CIK Number 0001771192 Filed Document 0001771192-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:52:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fort Myers Multifamily DST See All Filings	D/A	2019-03-20 17:49:46 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, and Jeff Senglaub CIK Number 0001759531 Filed Document 0001757500-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:49:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VI, DST See All Filings	D/A	2019-03-20 17:42:03 UTC
Amount To Be Raised $26,663,786 Associated Brokers / Dealers Robert Smith, Chay Lapin, Bryan Hakola, Thomas Kieffer, David Levinson, Christopher Dukes, Elizabeth Friant, Scott Sheehan, Michael Radford, Shawn O'Shaugnessy, Caleb Tsang, Grant Conness, Mike Bendix, Forrest Padilla, RCX Capital Group, LLC, Glen Biener, David Dahill, Ronald Myers, John Jenkins, Mark Williams, and Bryce Hamilton CIK Number 0001765796 Filed Document 0001757500-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:42:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NP SKYLOFT, DST See All Filings	D	2019-03-20 17:36:34 UTC
Amount To Be Raised $75,480,000 Associated Brokers / Dealers Jason Salmon, Elizabeth Friant, Chay Lapin, David Reeder Thatcher, Stephen Greeson Enochs, David Dahill, Trawnegan Gall, John Paul Harvey Jr., and Patrick Capital Markets, LLC CIK Number 0001767237 Filed Document 0001767237-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:36:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ATX Seed Ventures II, L.P. See All Filings	D/A	2019-03-20 17:33:41 UTC
Amount To Be Raised $32,319,268 Associated Brokers / Dealers N/A CIK Number 0001735094 Filed Document 0001735094-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:33:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nutcracker Therapeutics, Inc. See All Filings	D	2019-03-20 17:31:18 UTC
Amount To Be Raised $10,900,000 Associated Brokers / Dealers N/A CIK Number 0001741042 Filed Document 0001741042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:31:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHATHAM INVESTMENT FUND V-A, L.P. See All Filings	D/A	2019-03-20 17:29:28 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001733835 Filed Document 0001733838-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:29:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reliant Immune Diagnostics, Inc. See All Filings	D	2019-03-20 17:28:17 UTC
Amount To Be Raised $11,623,999 Associated Brokers / Dealers N/A CIK Number 0001770398 Filed Document 0001770398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:28:17 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHATHAM INVESTMENT FUND V, L.P. See All Filings	D/A	2019-03-20 17:27:39 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001733838 Filed Document 0001733838-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:27:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Portfolio Multifamily DST See All Filings	D/A	2019-03-20 17:27:33 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Eric Scaff, and Jeffrey Bangerter CIK Number 0001767656 Filed Document 0001757500-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:27:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRESSURE BIOSCIENCES INC See All Filings	D	2019-03-20 17:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0000830656 Filed Document 0001493152-19-003665 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:24:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-03-20 17:21:52 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:21:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
17 LEMON DROP KID/QUEENIES SONG, LLC See All Filings	D	2019-03-20 17:16:33 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001771304 Filed Document 0001771304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:16:33 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-03-20 17:13:54 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001747750-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:13:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
17 THE BIG BEAST/LUCKY TRIP, LLC See All Filings	D	2019-03-20 17:10:07 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001771281 Filed Document 0001771281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:10:07 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Origami Opportunities Fund IV Offshore, L.P. See All Filings	D	2019-03-20 17:02:04 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Metric Point Capital, LLC CIK Number 0001771313 Filed Document 0001771313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 17:02:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL AMV SFR FIX FUND I LLC See All Filings	D	2019-03-20 16:57:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001771336 Filed Document 0001771336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:57:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion M Entertainment, Inc. See All Filings	1-A POS	2019-03-20 16:56:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001674163 Filed Document 0001144204-19-015156 Accepted Date 2019-03-20 16:56:55 UTC Type of Offering 1-A POS Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $18,676 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Caerus NC III, LLC See All Filings	D	2019-03-20 16:56:28 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001771355 Filed Document 0001771355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:56:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIN-7 SOLENIC MEDICAL, LLC See All Filings	D	2019-03-20 16:56:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001771360 Filed Document 0001771360-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 16:56:19 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity