Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grayscale Bitcoin Trust (BTC) See All Filings	D/A	2019-01-17 16:40:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588489 Filed Document 0000950103-19-000710 Exclusions or Exemptions 506c Accepted Date 2019-01-17 16:40:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grayscale Ethereum Classic Trust (ETC) See All Filings	D/A	2019-01-17 16:38:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705181 Filed Document 0000950103-19-000708 Exclusions or Exemptions 506c Accepted Date 2019-01-17 16:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grayscale Ethereum Trust (ETH) See All Filings	D/A	2019-01-17 16:35:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725210 Filed Document 0000950103-19-000706 Exclusions or Exemptions 506c Accepted Date 2019-01-17 16:35:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grayscale Zcash Trust (ZEC) See All Filings	D/A	2019-01-17 16:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720265 Filed Document 0000950103-19-000703 Exclusions or Exemptions 506c Accepted Date 2019-01-17 16:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Select Royalty Fund 8, LP See All Filings	D	2019-01-17 16:31:42 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001765117 Filed Document 0001654954-19-000568 Exclusions or Exemptions 506c Accepted Date 2019-01-17 16:31:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sofi Elite II J.V. See All Filings	D	2019-01-17 16:19:59 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Not Applicable CIK Number 0001765130 Filed Document 0001765130-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-17 16:19:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Wellings Growth Fund I, LLC See All Filings	D/A	2019-01-17 15:29:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001763803 Filed Document 0001763803-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-17 15:29:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
North County Apartments Holdings LLC See All Filings	D	2019-01-17 13:12:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001764673 Filed Document 0001764673-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-17 13:12:12 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hamilton Investments, LP See All Filings	D/A	2019-01-17 11:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593268 Filed Document 0000919574-19-000435 Exclusions or Exemptions 506c Accepted Date 2019-01-17 11:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UROMEDICA INC See All Filings	D	2019-01-17 11:31:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001053415 Filed Document 0001053415-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-17 11:31:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
2019-A, L.P. See All Filings	D	2019-01-17 11:30:25 UTC
Amount To Be Raised $630,500 Associated Brokers / Dealers N/A CIK Number 0001765001 Filed Document 0001765001-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-17 11:30:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
1931 Funding, LLC See All Filings	D/A	2019-01-17 08:44:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001735211 Filed Document 0001735211-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-17 08:44:55 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Curzio Research, Inc. See All Filings	D	2019-01-16 18:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765006 Filed Document 0001765006-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-16 18:49:39 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
YS ALTNOTES II LLC See All Filings	D	2019-01-16 15:41:19 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001762549 Filed Document 0000905718-19-000051 Exclusions or Exemptions 506c Accepted Date 2019-01-16 15:41:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AEI Net Lease Income Fund 37 LP See All Filings	D/A	2019-01-16 15:30:17 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers AEI Securities, Inc. CIK Number 0001749714 Filed Document 0001749714-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-16 15:30:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Pathfinder Access Fund LLC See All Filings	D	2019-01-16 14:54:39 UTC
Amount To Be Raised $1,535,000 Associated Brokers / Dealers N/A CIK Number 0001763139 Filed Document 0001762044-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-16 14:54:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACCRETIVE CAPITAL PARTNERS, LLC See All Filings	D/A	2019-01-16 12:22:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001118118 Filed Document 0001118118-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-16 12:22:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASC Medical 14 Buildings, LLC See All Filings	D	2019-01-16 11:55:56 UTC
Amount To Be Raised $4,230,946 Associated Brokers / Dealers Robert Kiff CIK Number 0001764394 Filed Document 0001764394-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-16 11:55:56 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
US MX INDUSTRIAL FUND LP See All Filings	D	2019-01-15 18:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lingfang Chen CIK Number 0001764943 Filed Document 0001764943-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-15 18:26:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Pathfinder Partners Opportunity Fund VII, L.P. See All Filings	D/A	2019-01-15 17:48:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Rana Prasad CIK Number 0001737105 Filed Document 0001737105-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-15 17:48:19 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hera 1919, LLC See All Filings	D/A	2019-01-15 17:22:48 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers Kim Butler, Chris Thurman, Braden Galloway, Monica Felton, Joel McGriff, Russell Morgan, Ryan Lee, and John Shedenhelm CIK Number 0001731881 Filed Document 0001695887-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-15 17:22:48 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PONTUS 5050 LLC See All Filings	D/A	2019-01-15 16:54:22 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers Kim D.H. Butler, John Joseph Shedenhelm, Anthony Faso, Chris Thompson, Tom Suvansri, Jeff Brummett, Monica E. Felton, Joel C. McGriff, Russell Morgan, Nickos J. Kourouglos, Ryan Lee, Bert Salazar, Chris Thurman, Edward Beemiller, Robert Clinkenbeard, Peter Kuhn, and David Barr CIK Number 0001712405 Filed Document 0001695887-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-15 16:54:22 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
KittyHawk Ventures Two, LP See All Filings	D/A	2019-01-15 16:47:43 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001747538 Filed Document 0001747538-19-000007 Exclusions or Exemptions 506c Accepted Date 2019-01-15 16:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDIGO SPRINGS APTS, LLC See All Filings	D	2019-01-15 16:37:51 UTC
Amount To Be Raised $22,320,000 Associated Brokers / Dealers N/A CIK Number 0001762065 Filed Document 0001762065-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-15 16:37:51 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Origin Opportunity Zone Fund, LLC See All Filings	D	2019-01-15 15:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001764906 Filed Document 0001764906-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-15 15:23:14 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NinthDecimal, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-01-15 14:28:33 UTC
Amount To Be Raised $803,973 Associated Brokers / Dealers N/A CIK Number 0001754176 Filed Document 0001684488-19-000018 Exclusions or Exemptions 506c Accepted Date 2019-01-15 14:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHR, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-01-15 14:07:41 UTC
Amount To Be Raised $281,891 Associated Brokers / Dealers N/A CIK Number 0001754711 Filed Document 0001684488-19-000016 Exclusions or Exemptions 506c Accepted Date 2019-01-15 14:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apple Brooke Income Fund, LLC See All Filings	D	2019-01-15 12:41:36 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001764769 Filed Document 0001764752-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-15 12:41:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
LARSON CAPITAL FUND V, LLC See All Filings	D	2019-01-15 12:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-15 12:25:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fall Creek Income Fund, LLC See All Filings	D	2019-01-15 11:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764752 Filed Document 0001764752-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-15 11:49:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
Marine Community See All Filings	D	2019-01-15 06:21:15 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers yan huai CIK Number 0001764736 Filed Document 0001764736-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-15 06:21:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Capital Engine Inc. See All Filings	D	2019-01-14 20:48:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719602 Filed Document 0001719602-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-14 20:48:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Other
MinedBlock Ltd See All Filings	D	2019-01-14 16:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761376 Filed Document 0001761376-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-14 16:40:39 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Clareant Global Credit Alternatives Fund, L.L.C. See All Filings	D/A	2019-01-14 16:33:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612512 Filed Document 0001762142-19-000008 Exclusions or Exemptions 506c Accepted Date 2019-01-14 16:33:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JFL INTERNATIONAL EQUITY FUND LLC See All Filings	D	2019-01-14 16:28:02 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Hamersley Partners CIK Number 0000877248 Filed Document 0000877248-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-01-14 16:28:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Entrepreneurial Equity Partners Fund I SLFB Co-Invest, L.P. See All Filings	D	2019-01-14 15:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763428 Filed Document 0001567619-19-001107 Exclusions or Exemptions 506c Accepted Date 2019-01-14 15:54:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MERGING TRAFFIC, INC See All Filings	D/A	2019-01-14 10:06:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678139 Filed Document 0001678139-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-14 10:06:29 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Uncloak See All Filings	D	2019-01-14 09:48:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Paperstreet VC CIK Number 0001764404 Filed Document 0001764404-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-14 09:48:30 UTC Type of Offering D Industry Computers Principal Place of Business ESTONIA Revenue or Assets $No Revenues Type of Security Equity
Healthcombix Inc See All Filings	D/A	2019-01-14 09:26:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001764283 Filed Document 0001764283-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-14 09:26:16 UTC Type of Offering D/A Industry Computers Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NRIA Partners Portfolio Fund I, LLC See All Filings	D/A	2019-01-11 20:18:13 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001730506 Filed Document 0001730506-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-11 20:18:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D/A	2019-01-11 19:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001499344-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-11 19:56:46 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JVM Realty Apartment Fund 7, LLC See All Filings	D/A	2019-01-11 17:15:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001725338 Filed Document 0001725338-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-11 17:15:24 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JVM Multi-Family Premier Fund III, LLC See All Filings	D/A	2019-01-11 17:09:50 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001725356 Filed Document 0001725356-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-11 17:09:50 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vesta OZ Fund I LLC See All Filings	D	2019-01-11 15:20:53 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001764426 Filed Document 0001764426-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-11 15:20:53 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
JANA Impact Capital Offshore Fund, Ltd. See All Filings	D/A	2019-01-11 15:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001728353 Filed Document 0001728353-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-11 15:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANA Impact Capital Fund, L.P. See All Filings	D/A	2019-01-11 15:08:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001728351 Filed Document 0001728351-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-11 15:08:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lariat Holding Company, Ltd See All Filings	D/A	2019-01-11 13:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463747 Filed Document 0001463747-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-01-11 13:36:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AVADIM HEALTH, INC. See All Filings	D/A	2019-01-11 13:28:25 UTC
Amount To Be Raised $30,000,006 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-11 13:28:25 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Partbnb Holdings LLC See All Filings	D	2019-01-11 11:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764469 Filed Document 0001764469-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:56:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Harris Branch Investors LLC See All Filings	D	2019-01-11 11:53:11 UTC
Amount To Be Raised $8,088,300 Associated Brokers / Dealers N/A CIK Number 0001764471 Filed Document 0001445866-19-000028 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:53:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity