Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Jacobs Levy 130-30 Core 3 Fund, LLC See All Filings	D/A	2017-03-17 16:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430090 Filed Document 0000919574-17-002857 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Gaming Group Corp. See All Filings	D	2017-03-17 16:40:25 UTC
Amount To Be Raised $152,500 Associated Brokers / Dealers N/A CIK Number 0001690783 Filed Document 0001493152-17-002552 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:40:25 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 151 See All Filings	D/A	2017-03-17 16:39:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001656336 Filed Document 0001656336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:39:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Jet, Inc. See All Filings	D	2017-03-17 16:38:10 UTC
Amount To Be Raised $3,376,000 Associated Brokers / Dealers N/A CIK Number 0001701242 Filed Document 0001701242-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:38:10 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Springs Pioneer Community Investment Fund LLC See All Filings	D	2017-03-17 16:35:56 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001701340 Filed Document 0001701340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:35:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TEAM 360 SPORTS, INC. See All Filings	D	2017-03-17 16:31:52 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers NONE CIK Number 0001700357 Filed Document 0001262463-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:31:52 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Muirfield Value Partners, LP/Portfolio J2 See All Filings	D	2017-03-17 16:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001701030 Filed Document 0000919574-17-002855 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:31:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON ENHANCED LTD See All Filings	D/A	2017-03-17 16:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC, Plus Securities LLC, Julius Baer Securities Inc., and JPMorgan Securities LLC CIK Number 0001194394 Filed Document 0001013594-17-000282 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MUIRFIELD VALUE PARTNERS, LP/ PORTFOLIO J1 See All Filings	D	2017-03-17 16:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC CIK Number 0001700427 Filed Document 0000919574-17-002853 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:23:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Upstart Network Trust See All Filings	D/A	2017-03-17 16:21:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001603220 Filed Document 0001603220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:21:19 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
One Jet, Inc. See All Filings	D	2017-03-17 16:19:43 UTC
Amount To Be Raised $6,190,000 Associated Brokers / Dealers N/A CIK Number 0001701242 Filed Document 0001701242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:19:43 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON PARTNERS ENHANCED L.P. See All Filings	D/A	2017-03-17 16:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, and JPMorgan Securities LLC CIK Number 0001448804 Filed Document 0001013594-17-000281 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:18:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Special Situations Fund, L.P. See All Filings	D/A	2017-03-17 16:14:53 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001668173 Filed Document 0000950142-17-000599 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON PARTNERS LP See All Filings	D/A	2017-03-17 16:12:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, Morgan Stanley Smith Barney, CAIS Capital LLC, and UBS Financial Services Inc. CIK Number 0001010291 Filed Document 0001013594-17-000279 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:12:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAX Labs, Inc. See All Filings	D/A	2017-03-17 16:12:50 UTC
Amount To Be Raised $54,999,995 Associated Brokers / Dealers N/A CIK Number 0001520049 Filed Document 0001520049-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:12:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bakersfield Lithotripsy, LLC See All Filings	D	2017-03-17 16:12:33 UTC
Amount To Be Raised $100,200 Associated Brokers / Dealers N/A CIK Number 0001500760 Filed Document 0001500760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:12:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FFFIV Investments, LLC See All Filings	D	2017-03-17 16:11:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701059 Filed Document 0001701059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK LIFE INSURANCE CO See All Filings	D/A	2017-03-17 16:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:10:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Lord Abbett Group Trust See All Filings	D/A	2017-03-17 16:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001399429 Filed Document 0001399429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2017-03-17 16:04:50 UTC
Amount To Be Raised $297,505 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-17-000163 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:04:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OCA GSO Capital Solutions Fund II LLC See All Filings	D/A	2017-03-17 16:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637229 Filed Document 0001637229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:04:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium USA LP See All Filings	D/A	2017-03-17 16:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities Inc. CIK Number 0001365072 Filed Document 0000902664-17-001671 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:03:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLAMERE PORTFOLIO CO INVESTMENTS II, LLC See All Filings	D/A	2017-03-17 16:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603831 Filed Document 0001603831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:02:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium International, Ltd. See All Filings	D/A	2017-03-17 16:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365071 Filed Document 0000902664-17-001670 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Global Estate LP See All Filings	D/A	2017-03-17 16:00:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145214 Filed Document 0000902664-17-001669 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Power Generation Technologies Development Fund, L.P. See All Filings	D/A	2017-03-17 15:59:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517395 Filed Document 0001517395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:59:30 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Look at You Inc See All Filings	D	2017-03-17 15:53:36 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Robert Christian CIK Number 0001700855 Filed Document 0001700855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:53:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Winton Global Equity Fund See All Filings	D/A	2017-03-17 15:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669749 Filed Document 0000943663-17-000108 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:50:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCPE INCR Holdings, Inc. See All Filings	D	2017-03-17 15:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695928 Filed Document 0001695928-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:49:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAVU Biotherapies, Inc. See All Filings	D	2017-03-17 15:46:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001696916 Filed Document 0001696916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:46:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Neptune Coinvestment, L.P. See All Filings	D	2017-03-17 15:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700577 Filed Document 0001140361-17-012554 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:39:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharo Trading Fund, Ltd. See All Filings	D/A	2017-03-17 15:38:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-17-000862 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:38:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PHARO MACRO FUND LTD See All Filings	D/A	2017-03-17 15:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452889 Filed Document 0001085146-17-000861 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:38:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharo Gaia Fund, Ltd. See All Filings	D/A	2017-03-17 15:38:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636711 Filed Document 0001085146-17-000860 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:38:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ICG Access Fund, LLC See All Filings	D/A	2017-03-17 15:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Attleboro Shopping Center, LLC See All Filings	D/A	2017-03-17 15:35:21 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001690479 Filed Document 0001690479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:35:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
MFS Emerging Markets Equity LLC See All Filings	D/A	2017-03-17 15:22:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378639 Filed Document 0001378639-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
R3 (C), Ltd. See All Filings	D/A	2017-03-17 15:12:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484760 Filed Document 0001700596-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:12:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners Offshore Real Assets - Infrastructure II L.P. See All Filings	D	2017-03-17 15:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Private Equity XIV Fond E Inversion CIK Number 0001700673 Filed Document 0001700673-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Funding Group, Ltd. See All Filings	D	2017-03-17 15:06:20 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:06:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Valeris Medical, Inc. See All Filings	D/A	2017-03-17 15:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Laurie Banks and Joseph Schenck CIK Number 0001684089 Filed Document 0001684089-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:04:43 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Real Assets II L.P. See All Filings	D	2017-03-17 15:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Private Equity XIV Fondo de Inversion CIK Number 0001700674 Filed Document 0001700674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:01:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R3 (B), L.P. See All Filings	D/A	2017-03-17 15:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484759 Filed Document 0001700596-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2017-03-17 15:01:34 UTC
Amount To Be Raised $17,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:01:34 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Skuid, Inc. See All Filings	D	2017-03-17 14:58:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001666999 Filed Document 0001666999-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-17 14:58:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2017-03-17 14:56:09 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 14:56:09 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
OPEX Capital Partners Fund, LP See All Filings	D	2017-03-17 14:55:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001559408 Filed Document 0001559408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 14:55:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tidechange, LP See All Filings	D/A	2017-03-17 14:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602845 Filed Document 0001562555-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-17 14:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMOKE E.Z. PRODUCTIONS LLC See All Filings	D	2017-03-17 14:50:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ira Feinman CIK Number 0001698541 Filed Document 0001698541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 14:50:15 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Urjanet, Inc. See All Filings	D	2017-03-17 14:46:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001514892 Filed Document 0001514892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 14:46:06 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity