Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SUN Behavioral HoldCo, LLC See All Filings	D/A	2019-04-22 15:11:31 UTC
Amount To Be Raised $54,352,642 Associated Brokers / Dealers N/A CIK Number 0001598403 Filed Document 0001598403-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:11:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Poseida Therapeutics, Inc. See All Filings	D	2019-04-22 14:51:42 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001661460 Filed Document 0001661460-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:51:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ace Marks, LLC See All Filings	D	2019-04-22 14:47:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001774480 Filed Document 0001774480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:47:37 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CytoRecovery, Inc. See All Filings	D	2019-04-22 14:45:09 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001741666 Filed Document 0001741666-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Lochridge Energy Onshore, LLC See All Filings	D/A	2019-04-22 14:44:10 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Self-Underwritten, N/A CIK Number 0001512526 Filed Document 0001171520-19-000176 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Waagu, Inc. See All Filings	D	2019-04-22 14:44:09 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001669750 Filed Document 0001669750-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:44:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Waagu, Inc. See All Filings	D/A	2019-04-22 14:41:43 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001669750 Filed Document 0001669750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:41:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CILB III, L.P. See All Filings	D	2019-04-22 14:38:02 UTC
Amount To Be Raised $3,521,000 Associated Brokers / Dealers N/A CIK Number 0001774267 Filed Document 0001774267-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:38:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Five Aces Capital, LP See All Filings	D	2019-04-22 14:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773543 Filed Document 0001773543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:37:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hohm Inc. See All Filings	C/A	2019-04-22 14:32:01 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001771010 Filed Document 0001771010-19-000003 Accepted Date 2019-04-22 14:32:01 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Infiniti Recruiting Partners, L.P. See All Filings	D	2019-04-22 14:25:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772416 Filed Document 0001772416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:25:16 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rhizome Partners LP See All Filings	D/A	2019-04-22 14:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:24:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evofem Biosciences, Inc. See All Filings	D	2019-04-22 14:23:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Wells Fargo Securities, LLC and Piper Jaffray & Co. CIK Number 0001618835 Filed Document 0001618835-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:23:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Esusu Financial, Inc. See All Filings	D	2019-04-22 14:21:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001736568 Filed Document 0001736568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:21:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cherry Street Investment Holdings, LLC See All Filings	D	2019-04-22 14:10:52 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001774488 Filed Document 0001275774-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:10:52 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
14th Street CIV US LP See All Filings	D	2019-04-22 14:06:21 UTC
Amount To Be Raised $32,570,000 Associated Brokers / Dealers N/A CIK Number 0001773759 Filed Document 0001773759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:06:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CytoRecovery, Inc. See All Filings	D	2019-04-22 14:06:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001741666 Filed Document 0001741666-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:06:01 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Sound West Oz Fund I, LP See All Filings	D	2019-04-22 14:04:35 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers CRESCENT SECURITIES GROUP, INC. CIK Number 0001773159 Filed Document 0001773159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:04:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ARC Energy Fund 9 United States Limited Partnership See All Filings	D/A	2019-04-22 13:56:34 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers FirstPoint Equity Capital Limited and Stifel, Nicolaus & Company, Incorporated CIK Number 0001739358 Filed Document 0000897069-19-000229 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:56:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
ABK Biomedical Inc See All Filings	D	2019-04-22 13:54:13 UTC
Amount To Be Raised $23,499,999 Associated Brokers / Dealers N/A CIK Number 0001773773 Filed Document 0001773773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:54:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dash Radio, Inc. See All Filings	D	2019-04-22 13:47:48 UTC
Amount To Be Raised $11,450,000 Associated Brokers / Dealers N/A CIK Number 0001622871 Filed Document 0001622871-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:47:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Baseline CRE Income Fund, LLC See All Filings	D	2019-04-22 13:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001772548 Filed Document 0001772548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:42:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ahoy Technologies, Inc. See All Filings	D	2019-04-22 13:41:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001774287 Filed Document 0001774287-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-22 13:41:21 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Whistic, Inc. See All Filings	D/A	2019-04-22 13:37:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001668182 Filed Document 0001668182-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:37:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CLICKFOX, INC See All Filings	D	2019-04-22 13:33:05 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001275774 Filed Document 0001275774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:33:05 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wealthcapital I, LP See All Filings	D/A	2019-04-22 13:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630505 Filed Document 0001562555-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian 54 LLC See All Filings	D	2019-04-22 13:27:56 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001649220 Filed Document 0001649220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:27:56 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OncoNano Medicine, Inc. See All Filings	D/A	2019-04-22 13:27:37 UTC
Amount To Be Raised $35,392,140 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001735726 Filed Document 0001735726-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:27:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tampa Bay Banking Co See All Filings	D/A	2019-04-22 13:23:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707724 Filed Document 0001707724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:23:05 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Jack's Holdings, Inc. See All Filings	D	2019-04-22 12:51:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001699697 Filed Document 0001699697-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:51:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XA SPV, LLC See All Filings	D	2019-04-22 12:28:49 UTC
Amount To Be Raised $45,800,000 Associated Brokers / Dealers N/A CIK Number 0001771024 Filed Document 0001771024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adelphi Road LLC See All Filings	D	2019-04-22 12:24:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001753310 Filed Document 0001753310-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-22 12:24:49 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Veridicus Ventures Ltd See All Filings	D	2019-04-22 12:19:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001770930 Filed Document 0001770930-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-22 12:19:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other
Project Verte Inc. See All Filings	D/A	2019-04-22 12:04:11 UTC
Amount To Be Raised $12,000,020 Associated Brokers / Dealers N/A CIK Number 0001773414 Filed Document 0001773414-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:04:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Street Investors Fund, LP See All Filings	D/A	2019-04-22 11:52:53 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001668378 Filed Document 0001668378-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-22 11:52:53 UTC Type of Offering D/A Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Fund, L.P. See All Filings	D/A	2019-04-22 11:51:46 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001761788 Filed Document 0001761788-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adaptive Holdings Ltd See All Filings	D	2019-04-22 11:51:34 UTC
Amount To Be Raised $2,828,117 Associated Brokers / Dealers N/A CIK Number 0001772355 Filed Document 0001772355-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Hedosophia Partners III L.P. See All Filings	D	2019-04-22 11:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773355 Filed Document 0001773355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:46:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamlin Income Plus Fund, L.P. See All Filings	D	2019-04-22 11:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital LLC CIK Number 0001465384 Filed Document 0001465384-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:27:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VV ATREUS SPECIAL FUND LLC See All Filings	D	2019-04-22 11:26:04 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001774043 Filed Document 0001774043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMLIN YIELD PARTNERS LP See All Filings	D	2019-04-22 11:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260464 Filed Document 0001260464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:24:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AJO Emerging Markets Hedge Fund, L.P. See All Filings	D/A	2019-04-22 11:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565093 Filed Document 0001565093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Offshore Hedge Fund, Ltd. See All Filings	D/A	2019-04-22 11:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565074 Filed Document 0001565074-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:15:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optimus Ride Inc. See All Filings	D	2019-04-22 10:52:27 UTC
Amount To Be Raised $60,000,004 Associated Brokers / Dealers N/A CIK Number 0001656170 Filed Document 0001656170-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund, Ltd. See All Filings	D/A	2019-04-22 10:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673777 Filed Document 0001673777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoubleRainbow Biosciences Inc. See All Filings	D	2019-04-22 10:44:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001749735 Filed Document 0001749735-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:44:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund LP See All Filings	D/A	2019-04-22 10:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Advisors LLC CIK Number 0001639245 Filed Document 0001639245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Arena Manufacturing, LLC See All Filings	D	2019-04-22 10:38:46 UTC
Amount To Be Raised $2,500,020 Associated Brokers / Dealers N/A CIK Number 0001774200 Filed Document 0001493152-19-005691 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:38:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexington 101 LLC See All Filings	D	2019-04-22 10:37:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001773799 Filed Document 0001773799-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-22 10:37:20 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Noveome Biotherapeutics, Inc. See All Filings	D/A	2019-04-22 10:34:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001478304 Filed Document 0001478304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:34:56 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity