Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lazard Emerging Income, Ltd. See All Filings	D/A	2017-03-20 10:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001305557 Filed Document 0000902664-17-001676 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RightHand Robotics, Inc. See All Filings	D	2017-03-20 10:38:26 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001654327 Filed Document 0001654327-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:38:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Rathmore Fund, L.P. See All Filings	D/A	2017-03-20 10:38:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001486766 Filed Document 0000902664-17-001675 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:38:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSAMI China Funds plc See All Filings	D/A	2017-03-20 10:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001489202 Filed Document 0001700483-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LB Merchant AA-3, LLC See All Filings	D	2017-03-20 10:33:43 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers N/A CIK Number 0001701176 Filed Document 0001701176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:33:43 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TCP Multi-Strategy Fund LP See All Filings	D/A	2017-03-20 10:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572154 Filed Document 0001572154-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BREF 1900 LLC See All Filings	D	2017-03-20 09:57:13 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001701066 Filed Document 0001701066-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 09:57:13 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AKF3 RIVERS AVIATION HOLDINGS, LLC See All Filings	D	2017-03-20 09:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700212 Filed Document 0001700212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 09:50:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D/A	2017-03-20 09:31:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-20 09:31:03 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NW SPV XLVIII, LLC See All Filings	D	2017-03-20 09:22:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001701394 Filed Document 0001701394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 09:22:39 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR SUMMIT FUND, L.P. See All Filings	D/A	2017-03-20 08:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377449 Filed Document 0000919574-17-002875 Exclusions or Exemptions 506b Accepted Date 2017-03-20 08:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
15 MUNNINGS/BLISS, LLC See All Filings	D	2017-03-20 08:43:50 UTC
Amount To Be Raised $68,750 Associated Brokers / Dealers N/A CIK Number 0001701353 Filed Document 0001701353-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 08:43:50 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Value Partners Global Contrarian Fund See All Filings	D/A	2017-03-20 06:45:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624208 Filed Document 0001624208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 06:45:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAM PPC Funding, LLC See All Filings	D	2017-03-17 21:08:04 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001701264 Filed Document 0001701264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 21:08:04 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
20 SFH, LLC See All Filings	D	2017-03-17 21:01:59 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001701265 Filed Document 0001701265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 21:01:59 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Playlist Media, Inc. See All Filings	D	2017-03-17 20:47:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617478 Filed Document 0001617478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 20:47:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Trinity Foods, Inc. See All Filings	D/A	2017-03-17 20:03:13 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-17 20:03:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 264, LLC See All Filings	D	2017-03-17 19:38:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001698911 Filed Document 0001698911-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 19:38:10 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
InEnTec Columbia Ridge LLC See All Filings	D/A	2017-03-17 19:07:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers MD Global Partners, LLC CIK Number 0001690858 Filed Document 0001690858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 19:07:49 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Ionate, Inc. See All Filings	D	2017-03-17 18:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700846 Filed Document 0001700846-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 18:18:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Silvertip Investors, LLC See All Filings	D	2017-03-17 18:16:25 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001701217 Filed Document 0001701217-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 18:16:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CARIBOU LARGE CAP VALUE FUND LP See All Filings	D	2017-03-17 18:09:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357541 Filed Document 0001387137-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-03-17 18:09:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNDEVRX INC See All Filings	D/A	2017-03-17 18:07:04 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Bernhard Hoffmann and Gligor Tashkovich CIK Number 0001455364 Filed Document 0001455364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 18:07:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Summit Global All Cap Equity Fund LP See All Filings	D	2017-03-17 18:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655869 Filed Document 0001387137-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-17 18:06:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pagoda Peak Emerging Markets Fund LP See All Filings	D	2017-03-17 18:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621917 Filed Document 0001387137-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-17 18:04:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montezuma Fund II LP See All Filings	D	2017-03-17 18:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651030 Filed Document 0001387137-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-17 18:00:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Brazos Fund LLC See All Filings	D	2017-03-17 17:57:39 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001701189 Filed Document 0001701189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:57:39 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matterhorn International Fund LP See All Filings	D	2017-03-17 17:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411149 Filed Document 0001387137-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:53:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maroon Peaks Private Equity Fund VIII LP See All Filings	D	2017-03-17 17:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691585 Filed Document 0001387137-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:51:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maroon Peaks Private Equity Fund VII LP See All Filings	D	2017-03-17 17:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654137 Filed Document 0001387137-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenosha Credit Opportunities Fund LP See All Filings	D	2017-03-17 17:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695488 Filed Document 0001387137-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:41:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orland Park Venture Fund, L.P. See All Filings	D	2017-03-17 17:35:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001701021 Filed Document 0001701021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:35:45 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KENOSHA HIGH YIELD FUND LP See All Filings	D	2017-03-17 17:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387137 Filed Document 0001387137-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XII (B) (Feeder), L.P. See All Filings	D/A	2017-03-17 17:30:16 UTC
Amount To Be Raised $1,716,750,000 Associated Brokers / Dealers N/A CIK Number 0001669533 Filed Document 0000950142-17-000607 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XII (A) (Feeder), L.P. See All Filings	D/A	2017-03-17 17:30:07 UTC
Amount To Be Raised $1,716,750,000 Associated Brokers / Dealers N/A CIK Number 0001669529 Filed Document 0000950142-17-000606 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:30:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XII (C), L.P. See All Filings	D/A	2017-03-17 17:29:52 UTC
Amount To Be Raised $1,716,750,000 Associated Brokers / Dealers N/A CIK Number 0001669544 Filed Document 0000950142-17-000605 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:29:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL135 See All Filings	D/A	2017-03-17 17:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Summit Equities, Inc, and Summit Equities, Inc CIK Number 0001612195 Filed Document 0001612195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL133 See All Filings	D/A	2017-03-17 17:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001612191 Filed Document 0001612191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:21:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 112 See All Filings	D/A	2017-03-17 17:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and M Financial Securities Marketing, Inc. CIK Number 0001602211 Filed Document 0001602211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:16:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FFF18 Investments, LLC See All Filings	D	2017-03-17 17:15:43 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001701065 Filed Document 0001701065-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:15:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 140 See All Filings	D/A	2017-03-17 17:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001661777 Filed Document 0001661777-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Branded Response, Inc. See All Filings	D	2017-03-17 17:04:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001700893 Filed Document 0001615774-17-001125 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:04:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DermaRite Holdings LLC See All Filings	D	2017-03-17 16:59:25 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001700998 Filed Document 0000950103-17-002566 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:59:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
One Jet, Inc. See All Filings	D	2017-03-17 16:56:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001701242 Filed Document 0001701242-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:56:54 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
120 Water Audit, LLC See All Filings	D	2017-03-17 16:52:41 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001701190 Filed Document 0001701190-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:52:41 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Lombard International Life Assurance Co Separate Account VL 154 See All Filings	D/A	2017-03-17 16:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001656281 Filed Document 0001656281-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Source Code Fund III L.P. See All Filings	D	2017-03-17 16:47:15 UTC
Amount To Be Raised $260,000,000 Associated Brokers / Dealers N/A CIK Number 0001699805 Filed Document 0001699805-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:47:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTRICITY INC. See All Filings	D	2017-03-17 16:45:45 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Corinthian Partners LLC CIK Number 0001630113 Filed Document 0001140361-17-012580 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:45:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Paulson International Ltd. See All Filings	D/A	2017-03-17 16:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, Morgan Stanley Smith Barney, CAIS Capital LLC, Julius Baer Securities Inc., and UBS Financial Services Inc. CIK Number 0001448805 Filed Document 0001013594-17-000283 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:41:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EVERGREEN RENO INDUSTRIAL PARK, LLC See All Filings	D	2017-03-17 16:41:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693278 Filed Document 0001461859-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:41:18 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other