Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aon Hewitt Group Trust See All Filings	D/A	2017-07-25 12:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-25 12:01:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finding Fabulous LLC See All Filings	D	2017-07-25 12:00:24 UTC
Amount To Be Raised $499,000 Associated Brokers / Dealers N/A CIK Number 0001712031 Filed Document 0001701818-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-25 12:00:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VenatoRx Pharmaceuticals, Inc. See All Filings	D	2017-07-25 11:52:45 UTC
Amount To Be Raised $41,999,936 Associated Brokers / Dealers N/A CIK Number 0001590501 Filed Document 0001590501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:52:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Digie Inc. See All Filings	D	2017-07-25 11:51:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001711975 Filed Document 0001711975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Onshore ETAP Fund, L.L.C. See All Filings	D/A	2017-07-25 11:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526712 Filed Document 0001140361-17-028540 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2017-07-25 11:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526718 Filed Document 0001140361-17-028538 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCI Co-Investors III (A), L.P. See All Filings	D/A	2017-07-25 11:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671887 Filed Document 0001315863-17-000595 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ETAP Fund, Ltd. See All Filings	D/A	2017-07-25 11:44:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483672 Filed Document 0001140361-17-028536 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:44:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Financial Credit Investment III, L.P. See All Filings	D/A	2017-07-25 11:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667506 Filed Document 0001315863-17-000594 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:43:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OUTCOME HEALTH INVESTORS, LLC See All Filings	D	2017-07-25 11:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMAS K. HARMS CIK Number 0001712795 Filed Document 0001712795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wasabi Technologies, Inc. See All Filings	D	2017-07-25 11:36:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001674548 Filed Document 0000897069-17-000409 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:36:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
A Plus Fund, Ltd. See All Filings	D/A	2017-07-25 11:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526713 Filed Document 0001140361-17-028532 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:34:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aravive Biologics, Inc. See All Filings	D	2017-07-25 11:31:06 UTC
Amount To Be Raised $363,311 Associated Brokers / Dealers N/A CIK Number 0001710436 Filed Document 0001213900-17-007890 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:31:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acion Onshore Fund See All Filings	D/A	2017-07-25 11:30:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001639162 Filed Document 0001639162-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:30:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onshore A Plus Fund, L.L.C. See All Filings	D/A	2017-07-25 11:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526778 Filed Document 0001140361-17-028530 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G Plus Fund, L.L.C. See All Filings	D/A	2017-07-25 11:18:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526779 Filed Document 0001140361-17-028528 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:18:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CRF Partners L.P. See All Filings	D/A	2017-07-25 11:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680526 Filed Document 0000899140-17-000511 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:15:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Targeted Opportunity Fund, L.P. See All Filings	D/A	2017-07-25 11:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524397 Filed Document 0000947871-17-000567 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:10:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Plus Fund, Ltd. See All Filings	D/A	2017-07-25 11:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526782 Filed Document 0001140361-17-028526 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acion Offshore Fund See All Filings	D/A	2017-07-25 11:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001639161 Filed Document 0001639161-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:08:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINISTERRE GLOBAL OPPORTUNITY PARTNERS, LP See All Filings	D/A	2017-07-25 11:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456000 Filed Document 0000919574-17-005571 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:06:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Equity
Churchill Middle Market Senior Loan Fund, LP See All Filings	D/A	2017-07-25 11:01:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001675603 Filed Document 0000945621-17-000324 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Des Moines Hotel Associates, LLC See All Filings	D	2017-07-25 11:00:51 UTC
Amount To Be Raised $2,975,000 Associated Brokers / Dealers N/A CIK Number 0001712823 Filed Document 0001712823-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-25 11:00:51 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
DJF CommodityBuilder Fund, L.L.C. See All Filings	D/A	2017-07-25 10:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526717 Filed Document 0001140361-17-028524 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:59:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Credit Partners, LP See All Filings	D/A	2017-07-25 10:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455999 Filed Document 0000919574-17-005569 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Equity
CAPITAL PARTNERS PRIVATE EQUITY INCOME FUND III, L.P. See All Filings	D	2017-07-25 10:38:33 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Champlain Advisors, LLC and Lazard Freres & Co. LLC CIK Number 0001712793 Filed Document 0001405086-17-000139 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:38:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Milestone Pharmaceuticals Inc. See All Filings	D	2017-07-25 10:18:40 UTC
Amount To Be Raised $6,880,072 Associated Brokers / Dealers N/A CIK Number 0001408443 Filed Document 0001408443-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:18:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Global 3X Fund, Ltd. See All Filings	D/A	2017-07-25 10:11:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001471591 Filed Document 0001315863-17-000593 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:11:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hatch Holdings LLC See All Filings	D	2017-07-25 10:11:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001712789 Filed Document 0001712789-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:11:38 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Global 3X Fund LLC See All Filings	D/A	2017-07-25 10:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001332181 Filed Document 0001315863-17-000592 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 1X Fund, Ltd. See All Filings	D/A	2017-07-25 10:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001471587 Filed Document 0001315863-17-000591 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Callais Capital Income, LP See All Filings	D/A	2017-07-25 10:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645029 Filed Document 0001645029-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JMG PARTNERS LLC See All Filings	D/A	2017-07-25 10:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391880 Filed Document 0001315863-17-000590 Exclusions or Exemptions 506b Accepted Date 2017-07-25 10:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 1X Fund LLC See All Filings	D/A	2017-07-25 09:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. and Aegis Capital Corp. CIK Number 0001460513 Filed Document 0001315863-17-000589 Exclusions or Exemptions 506b Accepted Date 2017-07-25 09:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialist Resources Global Inc. See All Filings	D	2017-07-25 09:57:01 UTC
Amount To Be Raised $4,999,998 Associated Brokers / Dealers N/A CIK Number 0001596181 Filed Document 0001596181-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-25 09:57:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Eccrine Systems, Inc. See All Filings	D	2017-07-25 09:46:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677374 Filed Document 0001677374-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-25 09:46:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Fulcrum Therapeutics, Inc. See All Filings	D/A	2017-07-25 09:27:39 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001680581 Filed Document 0001680581-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-25 09:27:39 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW Global Opportunities Fund See All Filings	D/A	2017-07-25 08:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504528 Filed Document 0000902664-17-003043 Exclusions or Exemptions 506b Accepted Date 2017-07-25 08:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eros Resources Corp. See All Filings	D	2017-07-25 08:28:40 UTC
Amount To Be Raised $37,963 Associated Brokers / Dealers N/A CIK Number 0001038182 Filed Document 0001038182-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-25 08:28:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CrowdOut Capital LLC See All Filings	D	2017-07-24 20:14:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659709 Filed Document 0001659709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 20:14:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Pulp I, LLC See All Filings	D/A	2017-07-24 19:09:26 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers William Reid (Reid Capital, LLC) and Headwaters BD, LLC CIK Number 0001672043 Filed Document 0001712626-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 19:09:26 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NW Straw Pulp LLC See All Filings	D	2017-07-24 19:02:32 UTC
Amount To Be Raised $14,400,000 Associated Brokers / Dealers William Reid (Reid Capital, LLC) and Headwaters BD, LLC CIK Number 0001712626 Filed Document 0001712626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 19:02:32 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nxt-ID, Inc. See All Filings	D/A	2017-07-24 19:00:23 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001566826 Filed Document 0001213900-17-007880 Exclusions or Exemptions 506b Accepted Date 2017-07-24 19:00:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Meta Stable Edge Offshore Fund, Ltd. See All Filings	D/A	2017-07-24 18:53:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690351 Filed Document 0001690351-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 18:53:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundry Mezzanine Opportunity Fund, LP See All Filings	D/A	2017-07-24 18:40:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677309 Filed Document 0001140361-17-028491 Exclusions or Exemptions 506b Accepted Date 2017-07-24 18:40:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CV II Protect, LLC See All Filings	D	2017-07-24 18:21:09 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001712055 Filed Document 0001712050-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 18:21:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Innovation Acquisition Two Corp See All Filings	D/A	2017-07-24 18:12:05 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001695296 Filed Document 0001695296-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 18:12:05 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CV Industry II, LLC See All Filings	D	2017-07-24 18:09:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001712050 Filed Document 0001712050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 18:09:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WM Capital Partners 61, LLC See All Filings	D	2017-07-24 18:05:28 UTC
Amount To Be Raised $7,550,000 Associated Brokers / Dealers N/A CIK Number 0001712571 Filed Document 0001712571-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 18:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Crystal Park Investors, LLC See All Filings	D	2017-07-24 17:57:50 UTC
Amount To Be Raised $3,812,500 Associated Brokers / Dealers N/A CIK Number 0001712654 Filed Document 0001712654-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 17:57:50 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity