Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Elkmont Exchange LLC See All Filings	D	2017-03-22 14:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701623 Filed Document 0001701623-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:18:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
PatientBond, LLC See All Filings	D/A	2017-03-22 14:13:51 UTC
Amount To Be Raised $4,185,583 Associated Brokers / Dealers N/A CIK Number 0001701060 Filed Document 0001701060-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:13:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CloverCroft Investments Inc. See All Filings	D	2017-03-22 14:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700689 Filed Document 0001700689-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:09:47 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
Travefy Inc See All Filings	D	2017-03-22 13:42:08 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001586853 Filed Document 0001586853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:42:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Federal Taphouse State College, LLC See All Filings	D/A	2017-03-22 13:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701452 Filed Document 0001701452-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:39:58 UTC Type of Offering D/A Industry Restaurants Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
EBH HOLDING COMPANY, INC. See All Filings	D/A	2017-03-22 13:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:32:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORD:USE Cord Blood Bank Inc See All Filings	D	2017-03-22 13:23:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001408727 Filed Document 0001701242-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:23:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lands 2, LLLP See All Filings	D	2017-03-22 13:20:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001701679 Filed Document 0001701679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:20:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Optometric Medical Solutions II LLC See All Filings	D	2017-03-22 13:13:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701075 Filed Document 0001162677-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:13:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
China Alpha Fund LP See All Filings	D/A	2017-03-22 13:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P.Morgan Securities LLC CIK Number 0001650237 Filed Document 0001698656-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life Investors of Korea, LP See All Filings	D	2017-03-22 12:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701157 Filed Document 0000950103-17-002679 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:58:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Sidecar Offshore Fund SPC Segregated Portfolio II See All Filings	D/A	2017-03-22 12:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669234 Filed Document 0001669234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ActivOrtho, Inc. See All Filings	D	2017-03-22 12:56:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701622 Filed Document 0001701622-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:56:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Series Feeder Fund I, LLC - TCA Global Credit Series See All Filings	D	2017-03-22 12:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701102 Filed Document 0001701102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:47:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Sidecar Fund II L.P. See All Filings	D/A	2017-03-22 12:44:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669236 Filed Document 0001669236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:44:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Series Feeder Fund I, LLC - Series 1A See All Filings	D	2017-03-22 12:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698224 Filed Document 0001698224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:36:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Dyadic Security Ltd. See All Filings	D	2017-03-22 12:33:46 UTC
Amount To Be Raised $12,047,262 Associated Brokers / Dealers N/A CIK Number 0001700259 Filed Document 0001213900-17-002681 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:33:46 UTC Type of Offering D Industry Computers Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
LoneStar Heart, Inc. See All Filings	D	2017-03-22 12:30:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001493499 Filed Document 0001683168-17-000631 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:30:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Clocktower Strategic Fund Partners LP See All Filings	D	2017-03-22 12:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700601 Filed Document 0000919574-17-002923 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:29:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Taconic CRE Dislocation Onshore Fund L.P. See All Filings	D/A	2017-03-22 12:26:22 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001669237 Filed Document 0001669237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:26:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taconic CRE Dislocation Fund L.P. See All Filings	D/A	2017-03-22 12:17:31 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001669235 Filed Document 0001669235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dallas Multifamily DST See All Filings	D/A	2017-03-22 12:12:30 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, and Brian Evans CIK Number 0001698656 Filed Document 0001698656-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:12:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2017-03-22 12:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAURIUM CHOBE US FEEDER LP See All Filings	D	2017-03-22 12:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700478 Filed Document 0001140361-17-012905 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCM Capital Opportunities Fund, LP See All Filings	D	2017-03-22 12:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700681 Filed Document 0001700681-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:03:09 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OKABENA PRIVATE MARKETS FUND, LLC See All Filings	D/A	2017-03-22 11:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157521 Filed Document 0001209191-17-022214 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena U.S. Equity Fund, LLC See All Filings	D/A	2017-03-22 11:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001209191-17-022212 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brighton Multifamily DST See All Filings	D/A	2017-03-22 11:48:49 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, and Centaurus Financial, Inc CIK Number 0001693202 Filed Document 0001693202-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:48:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Okabena Marketable Alternatives Fund II, LLC See All Filings	D/A	2017-03-22 11:46:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001209191-17-022211 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:46:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Special Opportunities Fund, LLC See All Filings	D/A	2017-03-22 11:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544788 Filed Document 0001209191-17-022210 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:45:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Boom Technology, Inc. See All Filings	D	2017-03-22 11:43:59 UTC
Amount To Be Raised $41,868,220 Associated Brokers / Dealers N/A CIK Number 0001671828 Filed Document 0001671828-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:43:59 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Okabena Marketable Alternatives Fund, LLC See All Filings	D/A	2017-03-22 11:42:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544787 Filed Document 0001209191-17-022209 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:42:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena International Equity Fund, LLC See All Filings	D/A	2017-03-22 11:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001209191-17-022208 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Fixed Income Fund, LLC See All Filings	D/A	2017-03-22 11:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544785 Filed Document 0001209191-17-022206 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:38:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Opportunities Fund, LLC See All Filings	D/A	2017-03-22 11:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544753 Filed Document 0001209191-17-022205 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Bond Fund, LLC See All Filings	D/A	2017-03-22 11:34:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544752 Filed Document 0001209191-17-022204 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:34:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Manhattan West Community Investment Fund I, LP See All Filings	D	2017-03-22 11:32:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701595 Filed Document 0001701595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:32:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coin Private Opportunities, L.P. See All Filings	D	2017-03-22 11:32:20 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001701392 Filed Document 0001701392-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:32:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Closetbox, Inc. See All Filings	D	2017-03-22 11:29:12 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001604677 Filed Document 0001604677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:29:12 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Equity I, LLC See All Filings	D/A	2017-03-22 11:28:50 UTC
Amount To Be Raised $17,594,000 Associated Brokers / Dealers N/A CIK Number 0001439540 Filed Document 0001439540-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Court 16 Inc. See All Filings	D/A	2017-03-22 11:27:49 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001606515 Filed Document 0001606515-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:27:49 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUIDE 950, LLC See All Filings	D	2017-03-22 11:18:53 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001701603 Filed Document 0001701603-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:18:53 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Opentrons Labworks Inc. See All Filings	D	2017-03-22 11:15:42 UTC
Amount To Be Raised $7,159,685 Associated Brokers / Dealers N/A CIK Number 0001701598 Filed Document 0001701598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:15:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQT Pager II Co-Investment Limited Partnership See All Filings	D	2017-03-22 11:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696819 Filed Document 0001696819-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 11:14:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Croft Concentrated Limited Partnership See All Filings	D	2017-03-22 10:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Croft-Leominster, Inc. CIK Number 0001701609 Filed Document 0000909012-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-03-22 10:45:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CIM UII Onshore, L.P. See All Filings	D	2017-03-22 10:41:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701010 Filed Document 0001701010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 10:41:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Strategic Solutions LLC See All Filings	D/A	2017-03-22 10:40:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556855 Filed Document 0001556855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 10:40:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardage Partners, L.P. See All Filings	D/A	2017-03-22 10:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591061 Filed Document 0001591061-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 10:31:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altor Bioscience Corp See All Filings	D	2017-03-22 10:07:02 UTC
Amount To Be Raised $30,328,264 Associated Brokers / Dealers N/A CIK Number 0001320603 Filed Document 0001320603-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 10:07:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Equity IV (Cayman), LP See All Filings	D	2017-03-22 10:06:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697843 Filed Document 0001697843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 10:06:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund