Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CarePayment Technologies, Inc. See All Filings	D	2017-03-22 16:54:08 UTC
Amount To Be Raised $41,578,093 Associated Brokers / Dealers N/A CIK Number 0001142406 Filed Document 0001142406-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:54:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sakorum Long/Short Equity Fund, L.P. See All Filings	D/A	2017-03-22 16:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541108 Filed Document 0001625257-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:51:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTRUST DIVERSIFIED ALPHA PLUS FUND SPC See All Filings	D/A	2017-03-22 16:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001426379 Filed Document 0000943663-17-000114 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings Real Estate Credit Strategies VII AIV LP See All Filings	D	2017-03-22 16:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696908 Filed Document 0001699686-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:40:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Capital Special Opportunities Fund Ltd. See All Filings	D/A	2017-03-22 16:40:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001487674 Filed Document 0000943663-17-000113 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chasing Paper LLC See All Filings	D	2017-03-22 16:38:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001700839 Filed Document 0001700839-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:38:47 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ENTRUST CAPITAL DIVERSIFIED FUND QP LTD See All Filings	D/A	2017-03-22 16:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001423843 Filed Document 0000943663-17-000112 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boragen, Inc. See All Filings	D	2017-03-22 16:35:31 UTC
Amount To Be Raised $10,530,292 Associated Brokers / Dealers N/A CIK Number 0001700096 Filed Document 0001700096-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:35:31 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Capital Diversified Fund NQP Ltd. See All Filings	D/A	2017-03-22 16:34:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001474840 Filed Document 0000943663-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:34:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS See All Filings	D/A	2017-03-22 16:33:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917125 Filed Document 0001209191-17-022315 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:33:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTRUST CAPITAL DIVERSIFIED FUND LP See All Filings	D/A	2017-03-22 16:30:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001166422 Filed Document 0000943663-17-000110 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:30:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIT MEZZANINE FUND VI, L.P. See All Filings	D/A	2017-03-22 16:29:34 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC and VPC ADVISORS LIMITED CIK Number 0001669928 Filed Document 0001669928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:29:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ENTRUST CAPITAL DIVERSIFIED FUND II L.P. See All Filings	D/A	2017-03-22 16:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001427554 Filed Document 0000943663-17-000109 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Jaffe Laboratories, Inc. See All Filings	D	2017-03-22 16:26:43 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001661053 Filed Document 0001493152-17-002732 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:26:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII AIVK Blocker LLC See All Filings	D	2017-03-22 16:26:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696909 Filed Document 0001699686-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:26:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Brotchie Capital Partners, LP See All Filings	D/A	2017-03-22 16:26:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668714 Filed Document 0001070480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:26:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AIR INDUSTRIES GROUP See All Filings	D	2017-03-22 16:21:26 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001193805-17-000482 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:21:26 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Barings Real Estate Credit Strategies VII AIVK LP See All Filings	D	2017-03-22 16:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001697230 Filed Document 0001699686-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:19:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LOLI BEAUTY Inc. See All Filings	D	2017-03-22 16:14:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001700940 Filed Document 0001144204-17-016052 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:14:57 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KG European Opportunity Fund LP See All Filings	D	2017-03-22 16:14:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700892 Filed Document 0001700892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:14:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bioptix, Inc. See All Filings	D	2017-03-22 16:14:30 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001167419 Filed Document 0001079973-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:14:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bioptix, Inc. See All Filings	D	2017-03-22 16:13:24 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001167419 Filed Document 0001079973-17-000176 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:13:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Wrightspeed, Inc. See All Filings	D	2017-03-22 16:13:13 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001648799 Filed Document 0001648799-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 16:13:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fluid-Screen, Inc. See All Filings	D	2017-03-22 15:54:12 UTC
Amount To Be Raised $3,932,500 Associated Brokers / Dealers N/A CIK Number 0001700823 Filed Document 0001700823-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:54:12 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dynasty Property ID 22 LLC See All Filings	D	2017-03-22 15:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695742 Filed Document 0001695742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:49:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Schmidt Design LLC See All Filings	D	2017-03-22 15:48:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701506 Filed Document 0001405086-17-000070 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:48:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII Parallel-K LP See All Filings	D	2017-03-22 15:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001697212 Filed Document 0001699686-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:45:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MIVI Neuroscience, Inc. See All Filings	D	2017-03-22 15:42:50 UTC
Amount To Be Raised $849,600 Associated Brokers / Dealers N/A CIK Number 0001701627 Filed Document 0001701627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:42:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
1547 CSR- Chicago LLC See All Filings	D	2017-03-22 15:42:36 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001700837 Filed Document 0001700837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:42:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D/A	2017-03-22 15:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Glowb Lights LLC See All Filings	D	2017-03-22 15:34:54 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001699590 Filed Document 0001575705-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:34:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SFC Funding, LP See All Filings	D/A	2017-03-22 15:33:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668966 Filed Document 0001668966-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:33:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Rincon 222, LLC See All Filings	D	2017-03-22 15:29:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001700852 Filed Document 0001700852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:29:04 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Micro, Inc. See All Filings	D	2017-03-22 15:28:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:28:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Innovation, Inc. See All Filings	D	2017-03-22 15:25:35 UTC
Amount To Be Raised $3,205,996 Associated Brokers / Dealers N/A CIK Number 0001701474 Filed Document 0001701474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:25:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII Parallel-K REIT LLC See All Filings	D	2017-03-22 15:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696101 Filed Document 0001699686-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII EMP Investor LLC See All Filings	D	2017-03-22 15:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001699686 Filed Document 0001699686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dolphin Builders LP See All Filings	D/A	2017-03-22 14:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595804 Filed Document 0001595804-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:58:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spartan Micro, Inc. See All Filings	D	2017-03-22 14:53:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:53:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Juice&I Inc. See All Filings	D	2017-03-22 14:47:28 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001700589 Filed Document 0001144204-17-016020 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:47:28 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Other
LFL PARTNERS L P See All Filings	D/A	2017-03-22 14:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347716 Filed Document 0001347716-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F0cal, Inc. See All Filings	D	2017-03-22 14:41:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701284 Filed Document 0001701284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:41:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOGLE OPPORTUNITY FUND II SRI, L.P. See All Filings	D/A	2017-03-22 14:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361231 Filed Document 0001361231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOGLE OPPORTUNITY FUND II, L.P. See All Filings	D/A	2017-03-22 14:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001097466 Filed Document 0001097466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certa Dose, Inc. See All Filings	D	2017-03-22 14:32:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582843 Filed Document 0001582843-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:32:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BOGLE WORLD OFFSHORE FUND, LTD. See All Filings	D/A	2017-03-22 14:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401114 Filed Document 0001401114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. See All Filings	D/A	2017-03-22 14:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457895 Filed Document 0001138174-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X2 Opportunistic Debt Fund, LLC See All Filings	D	2017-03-22 14:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP CIK Number 0001701668 Filed Document 0001701668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERGREEN NAMPA GATEWAY, LLC See All Filings	D	2017-03-22 14:24:10 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001701536 Filed Document 0001461859-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:24:10 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. See All Filings	D/A	2017-03-22 14:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138174 Filed Document 0001138174-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund