Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HCG FUNDS LTD. See All Filings	D	2017-03-24 14:27:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623764 Filed Document 0001623764-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:27:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Reality Shares, Inc. See All Filings	D	2017-03-24 14:27:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001575110 Filed Document 0001575110-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:27:35 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOS Fund I, LP See All Filings	D	2017-03-24 14:23:16 UTC
Amount To Be Raised $14,430,412 Associated Brokers / Dealers N/A CIK Number 0001697316 Filed Document 0001697316-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PTAM Enhanced Structured Credit Fund, LP See All Filings	D/A	2017-03-24 14:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488928 Filed Document 0000902664-17-001775 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PTAM Enhanced Structured Credit Fund Offshore, L.P. See All Filings	D/A	2017-03-24 14:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488926 Filed Document 0000902664-17-001774 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Granada Partners L.P. See All Filings	D	2017-03-24 14:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699112 Filed Document 0001699112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:08:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOKOMIS CAPITAL PARTNERS LP See All Filings	D/A	2017-03-24 14:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432957 Filed Document 0001315863-17-000277 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nokomis Capital Offshore Fund, Ltd. See All Filings	D/A	2017-03-24 14:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517920 Filed Document 0001315863-17-000276 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOS Fund I QP, LP See All Filings	D	2017-03-24 14:00:04 UTC
Amount To Be Raised $8,390,945 Associated Brokers / Dealers N/A CIK Number 0001700297 Filed Document 0001700297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:00:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Union Square Park Partners Offshore, Ltd See All Filings	D	2017-03-24 13:57:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666228 Filed Document 0001636137-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:57:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Village at Augusta SPE, LLC See All Filings	D	2017-03-24 13:50:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701816 Filed Document 0001701816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:50:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Union Square Park Partners, LP See All Filings	D	2017-03-24 13:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636137 Filed Document 0001636137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:41:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEXICON PHARMACEUTICALS, INC. See All Filings	D	2017-03-24 13:31:51 UTC
Amount To Be Raised $10,506,500 Associated Brokers / Dealers N/A CIK Number 0001062822 Filed Document 0001062822-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:31:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Rehab LP See All Filings	D	2017-03-24 13:30:43 UTC
Amount To Be Raised $4,204,200 Associated Brokers / Dealers N/A CIK Number 0001697496 Filed Document 0001697496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:30:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Navigator Diversified Strategies Fund, LLC See All Filings	D/A	2017-03-24 13:30:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544103 Filed Document 0001544103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:30:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Opportunity Fund, Ltd. See All Filings	D/A	2017-03-24 13:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354320 Filed Document 0000919574-17-002978 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:26:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Queen Holdings, LLC See All Filings	D	2017-03-24 13:24:09 UTC
Amount To Be Raised $63,933,440 Associated Brokers / Dealers N/A CIK Number 0001701558 Filed Document 0001701558-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:24:09 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Commodore Tail Risk Fund, L.P. See All Filings	D	2017-03-24 13:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701656 Filed Document 0000935836-17-000176 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:22:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-03-24 13:22:01 UTC
Amount To Be Raised $279,468 Associated Brokers / Dealers John Dahle and Stephen Mann CIK Number 0001135856 Filed Document 0001135856-17-000084 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:22:01 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Letko Brosseau RSP Equity Fund See All Filings	D	2017-03-24 13:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637628 Filed Document 0001637628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:17:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
El Paso Rehab LP See All Filings	D	2017-03-24 13:09:48 UTC
Amount To Be Raised $4,197,000 Associated Brokers / Dealers N/A CIK Number 0001697486 Filed Document 0001697486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:09:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Opportunity Partners, L.P. See All Filings	D/A	2017-03-24 13:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099094 Filed Document 0000919574-17-002975 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:09:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Commodore Volatility Fund, L.P. See All Filings	D/A	2017-03-24 13:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582608 Filed Document 0000935836-17-000175 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:06:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Focus Partners, L.P. See All Filings	D/A	2017-03-24 12:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457467 Filed Document 0000919574-17-002972 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:55:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hatteras Master Fund, L.P. See All Filings	D/A	2017-03-24 12:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307689 Filed Document 0000926877-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:41:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RED ROCK MINERALS, LP See All Filings	D/A	2017-03-24 12:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652537 Filed Document 0001652537-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natcore Technology Inc. See All Filings	D/A	2017-03-24 12:28:46 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001464623 Filed Document 0001464623-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:28:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Intermediate Offshore Fund LP See All Filings	D/A	2017-03-24 12:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410127 Filed Document 0001315863-17-000275 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Offshore Fund Ltd See All Filings	D/A	2017-03-24 12:26:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412513 Filed Document 0001315863-17-000274 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:26:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Fund LP See All Filings	D/A	2017-03-24 12:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410108 Filed Document 0001315863-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardiva Medical, Inc. See All Filings	D	2017-03-24 12:16:53 UTC
Amount To Be Raised $44,234,211 Associated Brokers / Dealers N/A CIK Number 0001520325 Filed Document 0001520325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:16:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meadowlark Capital LLC See All Filings	D	2017-03-24 12:15:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001700193 Filed Document 0001209191-17-022724 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:15:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
SCGE Onshore Fund, L.P. See All Filings	D/A	2017-03-24 12:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498643 Filed Document 0001498643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bold Partners LP See All Filings	D/A	2017-03-24 12:11:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396329 Filed Document 0001396329-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:11:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Lystable Inc. See All Filings	D	2017-03-24 12:03:37 UTC
Amount To Be Raised $9,999,987 Associated Brokers / Dealers N/A CIK Number 0001678307 Filed Document 0001678307-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:03:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Natcore Technology Inc. See All Filings	D/A	2017-03-24 12:02:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001464623 Filed Document 0001464623-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:02:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCGE Offshore Fund, L.P. See All Filings	D/A	2017-03-24 12:02:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509636 Filed Document 0001509636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:02:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laurette Broadway Ltd Liability Co See All Filings	D/A	2017-03-24 11:57:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001685283 Filed Document 0001685283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:57:04 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Integrated Agriculture Systems, Inc. See All Filings	D	2017-03-24 11:55:38 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001701637 Filed Document 0001701637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:55:38 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gauge Capital Parallel II LP See All Filings	D/A	2017-03-24 11:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAMPBELL LUTYENS & CO. INC. and HARKEN CAPITAL SECURITIES, LLC CIK Number 0001696583 Filed Document 0001696583-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gauge Capital II LP See All Filings	D/A	2017-03-24 11:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAMPBELL LUTYENS & CO. INC. and HARKEN CAPITAL SECURITIES, LLC CIK Number 0001696585 Filed Document 0001696585-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alvin Holdings LLC See All Filings	D	2017-03-24 11:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701729 Filed Document 0001701729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:49:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROAR Athletic Performance Corp. See All Filings	D	2017-03-24 11:38:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:38:05 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
BosValen Master Fund See All Filings	D/A	2017-03-24 11:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638012 Filed Document 0001638012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Rock Capital Partners II, LP See All Filings	D	2017-03-24 11:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001693607 Filed Document 0001693607-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIMPLEWAN, INC. See All Filings	D	2017-03-24 11:18:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701594 Filed Document 0001701594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:18:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SMARTSHEET INC See All Filings	D	2017-03-24 11:11:36 UTC
Amount To Be Raised $2,984,000 Associated Brokers / Dealers N/A CIK Number 0001366561 Filed Document 0001168404-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:11:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vince Select Fund, LP See All Filings	D	2017-03-24 11:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701837 Filed Document 0001701837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudCheckr Inc. See All Filings	D	2017-03-24 11:04:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001633887 Filed Document 0001633887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:04:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patton Edge Plus Fund, L.P. See All Filings	D/A	2017-03-24 11:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516495 Filed Document 0001516495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 11:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund