Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RA Capital Healthcare Fund LP See All Filings	D/A	2017-03-28 13:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001140361-17-013565 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Institutional Diversified Fund See All Filings	D/A	2017-03-28 13:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000279 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY DEVELOPMENT TRUST INC See All Filings	D	2017-03-28 13:44:58 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001088633 Filed Document 0001088633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:44:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PHX - Avery Pointe Sidecar, L.P. See All Filings	D	2017-03-28 13:43:14 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001702133 Filed Document 0001702133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:43:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D/A	2017-03-28 13:42:39 UTC
Amount To Be Raised $3,142,975 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:42:39 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Island Capital CDCF IV, LLC See All Filings	D	2017-03-28 13:40:35 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001702148 Filed Document 0001702148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:40:35 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Monopar Therapeutics See All Filings	D	2017-03-28 13:39:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001645469 Filed Document 0001645469-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:39:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PCIP II Lockwood Glen Series See All Filings	D	2017-03-28 13:35:10 UTC
Amount To Be Raised $1,512,210 Associated Brokers / Dealers N/A CIK Number 0001702129 Filed Document 0001702129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:35:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
GALBRAITHselect Tax Lien Fund LP See All Filings	D	2017-03-28 13:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545206 Filed Document 0001545206-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CirculoGene Theranostics, LLC See All Filings	D	2017-03-28 13:23:39 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:23:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
PCIP II Echelon Castle Rock See All Filings	D	2017-03-28 13:19:58 UTC
Amount To Be Raised $1,238,490 Associated Brokers / Dealers N/A CIK Number 0001702130 Filed Document 0001702130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:19:58 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
ICG Alternative Credit (Delaware) LP See All Filings	D/A	2017-03-28 13:13:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637216 Filed Document 0001507943-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:13:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alize Management See All Filings	D	2017-03-28 13:07:31 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001700639 Filed Document 0001700639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:07:31 UTC Type of Offering D Industry Investing Principal Place of Business FRANCE Revenue or Assets $No Revenues Type of Security Equity
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2017-03-28 13:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001572897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2017-03-28 12:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICEBERG BUILD UP FEEDER L.P. See All Filings	D	2017-03-28 12:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701974 Filed Document 0001701974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:58:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
1701 PEARLIE LLC See All Filings	D	2017-03-28 12:42:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701795 Filed Document 0001701795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:42:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC See All Filings	D/A	2017-03-28 12:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001545803 Filed Document 0001545803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRENCH, INC. See All Filings	D	2017-03-28 12:40:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001669086 Filed Document 0001669086-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:40:21 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Welkin Investment Partners 12, L.P. See All Filings	D	2017-03-28 12:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701625 Filed Document 0001701625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conversa Health, Inc. See All Filings	D	2017-03-28 12:29:49 UTC
Amount To Be Raised $11,688,948 Associated Brokers / Dealers N/A CIK Number 0001701505 Filed Document 0001701505-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Illinois Technologies, Inc. See All Filings	D	2017-03-28 12:22:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701942 Filed Document 0001701942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:22:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1000 MARY LLC See All Filings	D	2017-03-28 11:49:24 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001701871 Filed Document 0001701871-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:49:24 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Star Resources L.L.C. See All Filings	D/A	2017-03-28 11:45:08 UTC
Amount To Be Raised $4,946,977 Associated Brokers / Dealers N/A CIK Number 0001654724 Filed Document 0001654724-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:45:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Paravest Spring Valley Club, LP See All Filings	D	2017-03-28 11:38:02 UTC
Amount To Be Raised $4,405,200 Associated Brokers / Dealers N/A CIK Number 0001701562 Filed Document 0001701562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:38:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
PHX - Avery Pointe, L.P. See All Filings	D	2017-03-28 11:35:46 UTC
Amount To Be Raised $2,147,602 Associated Brokers / Dealers N/A CIK Number 0001702132 Filed Document 0001702132-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:35:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Terra Alpha Fund LP See All Filings	D/A	2017-03-28 11:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637293 Filed Document 0000919574-17-003026 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER NATURAL RESOURCES INC. See All Filings	D/A	2017-03-28 11:31:40 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606264 Filed Document 0001606264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:31:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AVERE SYSTEMS INC See All Filings	D	2017-03-28 11:30:52 UTC
Amount To Be Raised $13,999,993 Associated Brokers / Dealers N/A CIK Number 0001451666 Filed Document 0001451666-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:30:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gatehurst Capital, LP See All Filings	D/A	2017-03-28 11:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Victor Securities, LLC CIK Number 0001558954 Filed Document 0001558954-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle's View Partners, Ltd. See All Filings	D/A	2017-03-28 11:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690088 Filed Document 0001690088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Progreen US, Inc. See All Filings	D	2017-03-28 11:14:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001079297 Filed Document 0001079297-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:14:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Summit Partners Entrepreneur Advisors Fund III, L.P. See All Filings	D	2017-03-28 11:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684886 Filed Document 0001684886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 11:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2017-03-28 10:54:04 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001441557-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:54:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Sterling Equity Alternative Fund, LLC See All Filings	D	2017-03-28 10:45:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001701903 Filed Document 0001701903-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:45:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
MetaModix, Inc. See All Filings	D	2017-03-28 10:37:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001477042 Filed Document 0001477042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:37:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aset Therapeutics, Inc. See All Filings	D	2017-03-28 10:34:15 UTC
Amount To Be Raised $7,101,210 Associated Brokers / Dealers N/A CIK Number 0001701541 Filed Document 0001701541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:34:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Technical Provisions, LLC See All Filings	D	2017-03-28 10:12:54 UTC
Amount To Be Raised $887,500 Associated Brokers / Dealers N/A CIK Number 0001550821 Filed Document 0001550821-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:12:54 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BCM Value Partners III, LP See All Filings	D	2017-03-28 10:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701983 Filed Document 0000902664-17-001791 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:10:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Besaz Inc See All Filings	D	2017-03-28 10:10:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001701654 Filed Document 0001701654-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 10:10:18 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Liquid Markets Fund II - Private Investors LP See All Filings	D/A	2017-03-28 09:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001293727 Filed Document 0000945621-17-000182 Exclusions or Exemptions 506b Accepted Date 2017-03-28 09:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Liquid Markets Fund II LP See All Filings	D/A	2017-03-28 09:55:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001293728 Filed Document 0000945621-17-000181 Exclusions or Exemptions 506b Accepted Date 2017-03-28 09:55:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-28 09:48:48 UTC
Amount To Be Raised $30,492,669 Associated Brokers / Dealers Michael Shute, John Argue, Richard Callister, Samir Sheth, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000091 Exclusions or Exemptions 506b Accepted Date 2017-03-28 09:48:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-28 09:40:35 UTC
Amount To Be Raised $14,376,618 Associated Brokers / Dealers John Michael Nash, Robert Bracco, Jennifer Kephart, and Robert Larson CIK Number 0001135856 Filed Document 0001135856-17-000090 Exclusions or Exemptions 506b Accepted Date 2017-03-28 09:40:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-28 09:35:34 UTC
Amount To Be Raised $9,672,289 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000089 Exclusions or Exemptions 506b Accepted Date 2017-03-28 09:35:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Edukate, Inc. See All Filings	D	2017-03-28 09:34:56 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001702177 Filed Document 0001702177-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 09:34:56 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EVOTEM, LLC See All Filings	D	2017-03-28 08:53:26 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001423153 Filed Document 0001423153-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 08:53:26 UTC Type of Offering D Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL147 See All Filings	D/A	2017-03-28 08:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Lombard International Distribution Company CIK Number 0001643960 Filed Document 0001643960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 08:33:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-28 08:28:26 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-17-000088 Exclusions or Exemptions 506b Accepted Date 2017-03-28 08:28:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-28 07:27:45 UTC
Amount To Be Raised $37,426,065 Associated Brokers / Dealers Donald Tippett and Dan Davis CIK Number 0001135856 Filed Document 0001135856-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-03-28 07:27:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund