Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Looker Data Sciences, Inc. See All Filings	D	2017-03-30 12:35:50 UTC
Amount To Be Raised $81,499,954 Associated Brokers / Dealers N/A CIK Number 0001558048 Filed Document 0001140361-17-013902 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:35:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Washtenaw Trust, LLC See All Filings	D/A	2017-03-30 12:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636761 Filed Document 0001636761-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RTV 1515 METROCREST DRIVE LLC See All Filings	D	2017-03-30 12:23:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701788 Filed Document 0001701788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:23:32 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Washtenaw Trust, LLC See All Filings	D/A	2017-03-30 12:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636761 Filed Document 0001636761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CP 2017 TEA I, L.P. See All Filings	D	2017-03-30 12:18:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001702414 Filed Document 0001702414-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONTICELLO TECHNOLOGIES, LLC See All Filings	D	2017-03-30 12:15:51 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001701755 Filed Document 0001701755-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-03-30 12:15:51 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HGI US Property Fund X, LLC See All Filings	D/A	2017-03-30 12:14:10 UTC
Amount To Be Raised $16,025,000 Associated Brokers / Dealers Yoram Mehr, Ira Lawrence, Pioneer International Services Limited, Uzi Yadid, Jacob Immanuel, and BIN, LLC CIK Number 0001696593 Filed Document 0001696593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ROLLINS CAPITAL PARTNERS LP See All Filings	D/A	2017-03-30 12:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460559 Filed Document 0001460559-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:13:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stream TV Networks, Inc. See All Filings	D	2017-03-30 12:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Shields & Co., LLC CIK Number 0001518633 Filed Document 0001518633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:13:27 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
McB Denver, LP See All Filings	D	2017-03-30 12:13:02 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001702480 Filed Document 0001702480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series 7 See All Filings	D	2017-03-30 12:00:41 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701632 Filed Document 0001701632-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:00:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Oak Industrial Development Venture, LP See All Filings	D	2017-03-30 12:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702124 Filed Document 0001702124-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HRE Retail Fund II, L.P. See All Filings	D/A	2017-03-30 11:52:37 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Davenport & Company LLC, Frontier Solutions, LLC, Richard A. Rhoads, and Jeff Beck CIK Number 0001669978 Filed Document 0001669978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:52:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incentive Active Value Long Only Fund L.P. See All Filings	D/A	2017-03-30 11:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670178 Filed Document 0000945621-17-000183 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angeles Global Equity Opportunities Fund LLC See All Filings	D/A	2017-03-30 11:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670868 Filed Document 0001670868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox Innovative Systems LLC See All Filings	D	2017-03-30 11:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696056 Filed Document 0001696056-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:49:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OrthogenRx, Inc. See All Filings	D	2017-03-30 11:48:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584198 Filed Document 0001584198-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:48:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CP 2017 SH Fund I, L.P. See All Filings	D	2017-03-30 11:42:37 UTC
Amount To Be Raised $39,900,000 Associated Brokers / Dealers N/A CIK Number 0001702415 Filed Document 0001702415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:42:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interphase Medical Equipment, Inc. See All Filings	D	2017-03-30 11:42:08 UTC
Amount To Be Raised $1,653,633 Associated Brokers / Dealers N/A CIK Number 0001701580 Filed Document 0001701580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:42:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
A-AHL-19-Fund, a series of AX-TBL-Funds, LLC See All Filings	D	2017-03-30 11:39:44 UTC
Amount To Be Raised $138,632 Associated Brokers / Dealers N/A CIK Number 0001700701 Filed Document 0001700701-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:39:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Island Brewing Company, LLC See All Filings	D/A	2017-03-30 11:36:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001638975 Filed Document 0001638975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:36:33 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 128 See All Filings	D/A	2017-03-30 11:29:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001636677 Filed Document 0001636677-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:29:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spicewater, Inc See All Filings	D	2017-03-30 11:22:53 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001702290 Filed Document 0001702290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:22:53 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Bramble Hill Partners, LP See All Filings	D/A	2017-03-30 11:22:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636062 Filed Document 0001636062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:22:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTG Investors LLC See All Filings	D/A	2017-03-30 11:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672691 Filed Document 0001192482-17-000093 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:18:12 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JJMT CAPITAL, LLC See All Filings	D/A	2017-03-30 11:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655037 Filed Document 0001655037-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:08:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
FPP CIS Opportunities Fund L.P. See All Filings	D	2017-03-30 11:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699276 Filed Document 0000943663-17-000135 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:06:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPP CIS Opportunities Fund Inc. See All Filings	D	2017-03-30 11:03:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699275 Filed Document 0000943663-17-000134 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:03:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MapD Technologies, Inc. See All Filings	D	2017-03-30 10:47:36 UTC
Amount To Be Raised $24,999,976 Associated Brokers / Dealers N/A CIK Number 0001650538 Filed Document 0001140361-17-013864 Exclusions or Exemptions 506b Accepted Date 2017-03-30 10:47:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MicroPower Global Ltd See All Filings	D	2017-03-30 10:30:09 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001488942 Filed Document 0001488942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 10:30:09 UTC Type of Offering D Industry Energy Conservation Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Phenom People, Inc. See All Filings	D	2017-03-30 10:27:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657212 Filed Document 0001657212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 10:27:37 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ChapelGate Credit Opportunity Fund, LP See All Filings	D/A	2017-03-30 10:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436196 Filed Document 0000902664-17-001810 Exclusions or Exemptions 506b Accepted Date 2017-03-30 10:12:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prioria Robotics Holdings, Inc. See All Filings	D	2017-03-30 10:10:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001385774 Filed Document 0001385774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 10:10:01 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SCW Capital, LP See All Filings	D/A	2017-03-30 10:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638046 Filed Document 0001638046-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 10:06:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gays With Kids LLC See All Filings	D	2017-03-30 09:50:29 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001702167 Filed Document 0001702167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 09:50:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Global Return Value Investments, LP See All Filings	D	2017-03-30 09:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701413 Filed Document 0001013594-17-000314 Exclusions or Exemptions 506b Accepted Date 2017-03-30 09:42:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL132 See All Filings	D/A	2017-03-30 09:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., and M Financial Securities Marketing, Inc. CIK Number 0001612190 Filed Document 0001612190-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 09:11:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qriously, Inc. See All Filings	D	2017-03-30 09:06:23 UTC
Amount To Be Raised $2,600,001 Associated Brokers / Dealers N/A CIK Number 0001702269 Filed Document 0000898432-17-000372 Exclusions or Exemptions 506b Accepted Date 2017-03-30 09:06:23 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 95 See All Filings	D/A	2017-03-30 08:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001469201 Filed Document 0001469201-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 08:51:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA131 See All Filings	D/A	2017-03-30 08:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Lombard International Distribution Company CIK Number 0001648125 Filed Document 0001648125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 08:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 102 See All Filings	D/A	2017-03-30 08:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation and Hornor, Townsend & Kent, Inc. CIK Number 0001469203 Filed Document 0001469203-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 08:36:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-30 08:10:55 UTC
Amount To Be Raised $9,450,012 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-03-30 08:10:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-30 08:06:42 UTC
Amount To Be Raised $12,313,772 Associated Brokers / Dealers John Argue, Richard Callister, Samir Sheth, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000093 Exclusions or Exemptions 506b Accepted Date 2017-03-30 08:06:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trend Macro Onshore LP See All Filings	D/A	2017-03-30 06:46:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526380 Filed Document 0000902664-17-001807 Exclusions or Exemptions 506b Accepted Date 2017-03-30 06:46:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Macro Offshore Ltd. See All Filings	D/A	2017-03-30 06:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526506 Filed Document 0000902664-17-001806 Exclusions or Exemptions 506b Accepted Date 2017-03-30 06:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Ridge Offshore Fund Ltd. See All Filings	D/A	2017-03-30 06:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657139 Filed Document 0000902664-17-001805 Exclusions or Exemptions 506b Accepted Date 2017-03-30 06:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Ridge LP See All Filings	D/A	2017-03-30 06:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657132 Filed Document 0000902664-17-001803 Exclusions or Exemptions 506b Accepted Date 2017-03-30 06:28:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldstone Energy Mercury Prospect II LP See All Filings	D	2017-03-29 22:07:15 UTC
Amount To Be Raised $1,299,850 Associated Brokers / Dealers N/A CIK Number 0001701487 Filed Document 0001701487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 22:07:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 92 See All Filings	D	2017-03-29 21:59:10 UTC
Amount To Be Raised $284,976 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697469 Filed Document 0001697469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-29 21:59:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 88 See All Filings	D/A	2017-03-29 21:55:10 UTC
Amount To Be Raised $2,469,390 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697464 Filed Document 0001697464-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-29 21:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity