Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Modesto Independent Living, LLC See All Filings	D	2017-03-31 15:31:33 UTC
Amount To Be Raised $9,215,000 Associated Brokers / Dealers N/A CIK Number 0001700572 Filed Document 0001700572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:31:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ParaGen Technologies LLC See All Filings	D	2017-03-31 15:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698552 Filed Document 0001698552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:18:02 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Safety Spot Inc. See All Filings	D	2017-03-31 15:15:18 UTC
Amount To Be Raised $349,999 Associated Brokers / Dealers N/A CIK Number 0001700248 Filed Document 0001700248-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:15:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ArrowMark Fundamental Opportunity Fund, L.P. See All Filings	D/A	2017-03-31 15:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001465382-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circular Wave Drive Partners Inc. See All Filings	D	2017-03-31 15:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698549 Filed Document 0001698549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:10:41 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Flux Power Holdings, Inc. See All Filings	D	2017-03-31 15:03:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-17-014179 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:03:28 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alertgy Inc. See All Filings	D	2017-03-31 15:02:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702450 Filed Document 0001702450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:02:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
15 MALIBU MOON/INDIAN BREEZE, LLC See All Filings	D	2017-03-31 15:00:42 UTC
Amount To Be Raised $499,000 Associated Brokers / Dealers N/A CIK Number 0001702675 Filed Document 0001702675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:00:42 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Tour Pro Tech, LLC See All Filings	D/A	2017-03-31 14:59:18 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001666431 Filed Document 0001666431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:59:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Thoroughbred STACK 6 Multiwell, GP See All Filings	D	2017-03-31 14:55:15 UTC
Amount To Be Raised $5,720,000 Associated Brokers / Dealers N/A CIK Number 0001702582 Filed Document 0001654954-17-002902 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:55:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
GPIncome, LP See All Filings	D/A	2017-03-31 14:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667022 Filed Document 0001667022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYMBET CORP See All Filings	D	2017-03-31 14:46:07 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001376889 Filed Document 0001209191-17-023808 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:46:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
ArrowMark Income Opportunity Fund, LP See All Filings	D/A	2017-03-31 14:44:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521758 Filed Document 0001521758-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:44:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azora Onshore Fund, LP See All Filings	D	2017-03-31 14:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697065 Filed Document 0001013594-17-000322 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:41:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COATUE KONA III OFFSHORE FEEDER FUND LP See All Filings	D	2017-03-31 14:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and J.P, Morgan Securities LLC CIK Number 0001698956 Filed Document 0000919574-17-003076 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:36:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Huey Magoo's Restaurants, LLC See All Filings	D	2017-03-31 14:32:28 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001702395 Filed Document 0001702395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:32:28 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE KONA III LP See All Filings	D	2017-03-31 14:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and J.P. Morgan Securities LLC CIK Number 0001698950 Filed Document 0000919574-17-003074 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:30:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bluestone Biomedical Group LLC See All Filings	D	2017-03-31 14:27:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702613 Filed Document 0001702613-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:27:22 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Anchor Insurance Holdings, Inc. See All Filings	D/A	2017-03-31 14:17:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001616234 Filed Document 0001616234-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:17:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Velocitas I LLC See All Filings	D	2017-03-31 14:14:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702638 Filed Document 0001702638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:14:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArrowMark Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2017-03-31 14:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:14:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Capital CMBS Fund IV, LP See All Filings	D	2017-03-31 14:13:59 UTC
Amount To Be Raised $7,421,933 Associated Brokers / Dealers N/A CIK Number 0001702359 Filed Document 0001702359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:13:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EchoPixel, Inc. See All Filings	D	2017-03-31 14:12:55 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001557161 Filed Document 0001557161-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:12:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
White Star Petroleum Holdings, LLC See All Filings	D	2017-03-31 14:08:57 UTC
Amount To Be Raised $88,851,415 Associated Brokers / Dealers N/A CIK Number 0001601191 Filed Document 0001601191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:08:57 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Abbey Capital Daily Futures Fund Ltd See All Filings	D/A	2017-03-31 14:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001603607 Filed Document 0001603607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Liquid Science Holdings, LLC See All Filings	D	2017-03-31 14:03:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702565 Filed Document 0001702565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:03:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SANDEL AVIONICS INC See All Filings	D	2017-03-31 14:03:01 UTC
Amount To Be Raised $1,843 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:03:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Linden Bancshares, Inc. See All Filings	D	2017-03-31 13:59:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001473282 Filed Document 0001473282-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:59:38 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NRG METALS INC. See All Filings	D	2017-03-31 13:53:10 UTC
Amount To Be Raised $63,751 Associated Brokers / Dealers N/A CIK Number 0001643715 Filed Document 0001643715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:53:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Augusta Fund LP See All Filings	D	2017-03-31 13:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586902 Filed Document 0001586902-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim Income Opportunity Fund I, L.P. See All Filings	D	2017-03-31 13:43:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702475 Filed Document 0001012975-17-000271 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:43:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyrus Special Strategies Fund, LP See All Filings	D/A	2017-03-31 13:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561099 Filed Document 0001315863-17-000295 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cider Mill Offshore Fund Ltd See All Filings	D/A	2017-03-31 13:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670572 Filed Document 0000950142-17-000680 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:29:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus Opportunities Fund II L P See All Filings	D/A	2017-03-31 13:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340971 Filed Document 0001315863-17-000294 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHAPIN PARTNERS FUND LTD See All Filings	D/A	2017-03-31 13:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432884 Filed Document 0001432884-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EZRA 1840, LLC See All Filings	D	2017-03-31 13:29:08 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001700617 Filed Document 0001700617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:29:08 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cider Mill Domestic Fund LP See All Filings	D/A	2017-03-31 13:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670573 Filed Document 0000950142-17-000679 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CHAPIN PARTNERS FUND LLC See All Filings	D/A	2017-03-31 13:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432883 Filed Document 0001432883-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC MO 2017 Affordable ICF, LLC See All Filings	D	2017-03-31 13:21:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702487 Filed Document 0001702487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:21:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediaHound, Inc. See All Filings	D	2017-03-31 13:20:22 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:20:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Kawa RDF Ltd. See All Filings	D/A	2017-03-31 13:08:28 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001692563 Filed Document 0001398344-17-004286 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:08:28 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kawa Canadian Preferred Offshore Feeder Fund, LP See All Filings	D/A	2017-03-31 13:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670250 Filed Document 0001398344-17-004284 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:06:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa Canadian Preferred Onshore Feeder Fund, LP See All Filings	D/A	2017-03-31 13:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670249 Filed Document 0001398344-17-004282 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rye Bay European Fund LP See All Filings	D	2017-03-31 13:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702630 Filed Document 0000902664-17-001833 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:03:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarke Industrial Engineering Inc. See All Filings	D	2017-03-31 13:03:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649484 Filed Document 0001649484-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:03:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business RHODE ISLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WESTERN ASSET INSTITUTIONAL CASH RESERVES, LTD. See All Filings	D	2017-03-31 13:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001687541 Filed Document 0001140361-17-014153 Exclusions or Exemptions 506b Accepted Date 2017-03-31 13:01:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITB Capital Income Fund I Ltd See All Filings	D/A	2017-03-31 12:54:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394210 Filed Document 0001394210-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 12:54:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
SALUCRO HEALTHCARE SOLUTIONS, LLC See All Filings	D	2017-03-31 12:53:30 UTC
Amount To Be Raised $3,992,217 Associated Brokers / Dealers N/A CIK Number 0001552379 Filed Document 0001552379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 12:53:30 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PORTOLAN PILOT FUND LP See All Filings	D/A	2017-03-31 12:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320991 Filed Document 0001320991-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 12:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equilibrium Stock Fund, L.P. See All Filings	D/A	2017-03-31 12:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461536 Filed Document 0001315863-17-000293 Exclusions or Exemptions 506b Accepted Date 2017-03-31 12:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity