Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pulmonx Corp See All Filings	D	2017-04-03 11:33:03 UTC
Amount To Be Raised $49,999,999 Associated Brokers / Dealers N/A CIK Number 0001127537 Filed Document 0001127537-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:33:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Convoy Funds, LP See All Filings	D/A	2017-04-03 11:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:25:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sirios Access Ltd. See All Filings	D/A	2017-04-03 11:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529896 Filed Document 0001529896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity, Ltd. Coop. Assoc. See All Filings	D/A	2017-04-03 11:24:10 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers NA CIK Number 0001702664 Filed Document 0001702664-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:24:10 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MONARCH TEACHING TECHNOLOGIES INC See All Filings	D	2017-04-03 11:24:08 UTC
Amount To Be Raised $1,125,005 Associated Brokers / Dealers N/A CIK Number 0001455523 Filed Document 0001455523-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:24:08 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Clifton Commodities Fund LP See All Filings	D/A	2017-04-03 11:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509504 Filed Document 0000350797-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Tree Capital Partners, L.P. See All Filings	D/A	2017-04-03 11:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487696 Filed Document 0000919574-17-003090 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VC GB Holdings I Corp See All Filings	D/A	2017-04-03 11:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-17-000151 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:21:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VC GB Holdings I Corp See All Filings	D/A	2017-04-03 11:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-17-000150 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:20:10 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EF Mining Capital Fund L.P. See All Filings	D/A	2017-04-03 11:19:43 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers JLT Capital Partners LLC CIK Number 0001682012 Filed Document 0001682012-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:19:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Access LLC See All Filings	D/A	2017-04-03 11:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515337 Filed Document 0001515337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:17:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M-IV Lomita LLC See All Filings	D	2017-04-03 11:12:59 UTC
Amount To Be Raised $25,750,000 Associated Brokers / Dealers N/A CIK Number 0001696253 Filed Document 0001696253-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:12:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Evershot Partners Fund, L.P. See All Filings	D/A	2017-04-03 11:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479975 Filed Document 0001479975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Janchor Partners Pan-Asian U.S. Feeder Fund See All Filings	D/A	2017-04-03 11:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545885 Filed Document 0001545884-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity, Ltd. Coop. Assoc. See All Filings	D	2017-04-03 10:57:12 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers NA CIK Number 0001702664 Filed Document 0001702664-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:57:12 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Janchor Partners Pan-Asian Fund See All Filings	D/A	2017-04-03 10:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545884 Filed Document 0001545884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:52:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steep Hill Labs, Inc. See All Filings	D	2017-04-03 10:46:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649526 Filed Document 0001649526-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:46:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Goldstone Energy Comanche Prospect LP See All Filings	D/A	2017-04-03 10:38:48 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001702440 Filed Document 0001702440-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:38:48 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GMO Funds Plc on behalf of its sub-fund GMO Emerging Markets Equity Fund See All Filings	D/A	2017-04-03 10:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545530 Filed Document 0001545530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEMOSHEAR THERAPEUTICS, LLC See All Filings	D/A	2017-04-03 10:30:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001442720 Filed Document 0001442720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:30:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GMO Qualifying Investor Funds Plc on behalf of its sub-fund GMO Emerging Country Local Debt Investment Fund See All Filings	D/A	2017-04-03 10:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545532 Filed Document 0001545532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Emerging Country Debt Investment Fund Plc See All Filings	D/A	2017-04-03 10:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545529 Filed Document 0001545529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO World Equity Allocation Investment Fund Plc See All Filings	D/A	2017-04-03 10:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545528 Filed Document 0001545528-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Funds Plc on behalf of its sub-fund GMO Quality Investment Fund See All Filings	D/A	2017-04-03 10:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545531 Filed Document 0001545531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2017-04-03 10:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:16:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OssiFi Inc See All Filings	D	2017-04-03 10:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685351 Filed Document 0001685351-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-03 10:15:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
K2 GCM Liquid Tactical Trend Fund LLC See All Filings	D	2017-04-03 09:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701354 Filed Document 0001659828-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-04-03 09:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAG Aviation Offshore Fund Ltd. See All Filings	D/A	2017-04-03 09:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners CIK Number 0001603701 Filed Document 0000902664-17-001840 Exclusions or Exemptions 506b Accepted Date 2017-04-03 09:43:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVR Foods, Inc. See All Filings	D	2017-04-03 09:33:24 UTC
Amount To Be Raised $3,658,464 Associated Brokers / Dealers N/A CIK Number 0001702418 Filed Document 0001231919-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-04-03 09:33:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldstone Energy Comanche Prospect LP See All Filings	D	2017-04-03 09:13:03 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001702440 Filed Document 0001702440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 09:13:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ATLAS GLOBAL LLC See All Filings	D/A	2017-04-03 08:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Private Bank, CAIS Capital, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001373875 Filed Document 0001373875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 08:31:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB/V LLC See All Filings	D/A	2017-04-03 07:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638035 Filed Document 0000902664-17-001839 Exclusions or Exemptions 506b Accepted Date 2017-04-03 07:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 87 See All Filings	D	2017-03-31 21:55:16 UTC
Amount To Be Raised $297,900 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697271 Filed Document 0001697271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 21:55:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CV Sciences, Inc. See All Filings	D	2017-03-31 21:45:12 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001510964 Filed Document 0001510964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 21:45:12 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Black Pagoda Fund LP See All Filings	D/A	2017-03-31 21:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657265 Filed Document 0001657265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 21:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Copper Co Inc. See All Filings	D	2017-03-31 19:53:54 UTC
Amount To Be Raised $2,763,594 Associated Brokers / Dealers N/A CIK Number 0001552157 Filed Document 0001183740-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-03-31 19:53:54 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Candidate.Guru, Inc. See All Filings	D/A	2017-03-31 19:43:15 UTC
Amount To Be Raised $1,091,113 Associated Brokers / Dealers N/A CIK Number 0001679818 Filed Document 0001679818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 19:43:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHAKANA RESOURCES CORP See All Filings	D	2017-03-31 19:42:38 UTC
Amount To Be Raised $710 Associated Brokers / Dealers N/A CIK Number 0001701549 Filed Document 0001183740-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-03-31 19:42:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Global PIP X Holding, L.P. See All Filings	D	2017-03-31 19:16:48 UTC
Amount To Be Raised $33,415,350 Associated Brokers / Dealers N/A CIK Number 0001700294 Filed Document 0001700294-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 19:16:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oregon State Venture Fund I, L.P. See All Filings	D/A	2017-03-31 19:09:39 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001666412 Filed Document 0001666412-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 19:09:39 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Global PIP X Partners, L.P. See All Filings	D	2017-03-31 19:06:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001700301 Filed Document 0001700301-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 19:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Laird Superfood, Inc. See All Filings	D	2017-03-31 19:05:05 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001650696-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 19:05:05 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Almanac Realty Public Securities, L.P. See All Filings	D	2017-03-31 18:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702517 Filed Document 0001702517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:56:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlin Opportunities Inc. See All Filings	D	2017-03-31 18:56:01 UTC
Amount To Be Raised $5,609,993 Associated Brokers / Dealers Fort Capital Partners CIK Number 0001697956 Filed Document 0001140361-17-014224 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:56:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CEP Investors in Stellar, LLC See All Filings	D	2017-03-31 18:55:19 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001702561 Filed Document 0001702561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:55:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P1 Offshore Ltd. See All Filings	D/A	2017-03-31 18:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635145 Filed Document 0001635186-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parkt, Inc. See All Filings	D	2017-03-31 18:40:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001572008 Filed Document 0001572008-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:40:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
FOUNDERS EQUITY PARTNERS FEEDER FUND I, L.P. See All Filings	D	2017-03-31 18:38:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702196 Filed Document 0001702196-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:38:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P1 Investments LP See All Filings	D/A	2017-03-31 18:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635186 Filed Document 0001635186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:34:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Content Analytics, Inc. See All Filings	D	2017-03-31 18:30:46 UTC
Amount To Be Raised $2,694,645 Associated Brokers / Dealers N/A CIK Number 0001611464 Filed Document 0001611464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 18:30:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity