Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stockton TRI Industries, LLC See All Filings	D	2019-04-08 12:13:04 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001772708 Filed Document 0001772708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:13:04 UTC Type of Offering D Industry Other Energy Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NV Pharma Capital Partners 01 LLC See All Filings	D	2019-04-08 12:11:37 UTC
Amount To Be Raised $5,605,995 Associated Brokers / Dealers N/A CIK Number 0001740597 Filed Document 0001740597-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OPTI OPPORTUNITY CI FUND LTD. See All Filings	D	2019-04-08 12:01:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772485 Filed Document 0000919574-19-002775 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:01:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DEW DROP INN NOLA, L.L.C. See All Filings	C	2019-04-08 11:53:39 UTC
Financial Interest No other financial interest is held by the intermediary. Filing Platform Buy The Block Offering Amount $1,070,000 CIK Number 0001772863 Filed Document 0001772863-19-000001 Accepted Date 2019-04-08 11:53:39 UTC Type of Offering C Security Offered Amount 20,900 Security Offered Type Common Stock State LOUISIANA
571 Tremont LLC See All Filings	D	2019-04-08 11:52:49 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001768591 Filed Document 0001768591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:52:49 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Visual Supply Co See All Filings	D	2019-04-08 11:46:37 UTC
Amount To Be Raised $50,000,064 Associated Brokers / Dealers N/A CIK Number 0001605632 Filed Document 0001605632-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:46:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IOOI See All Filings	D/A	2019-04-08 11:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001752665 Filed Document 0001752665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:37:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Revenue.fm, Inc. See All Filings	D	2019-04-08 11:34:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001772860 Filed Document 0001772860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:34:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Measured Risk, Inc. See All Filings	D	2019-04-08 11:24:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772179 Filed Document 0001772179-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-04-08 11:24:03 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Metacapital Mortgage Value Fund, Ltd. See All Filings	D/A	2019-04-08 11:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549265 Filed Document 0000919574-19-002773 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:20:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Hills Lenders, LLC See All Filings	D	2019-04-08 11:18:21 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001772842 Filed Document 0001772842-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:18:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sagard Credit Partners (Cayman) GP, Inc. See All Filings	D	2019-04-08 11:16:56 UTC
Amount To Be Raised $37,300,000 Associated Brokers / Dealers N/A CIK Number 0001772261 Filed Document 0001772261-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-08 11:16:56 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Metacapital Mortgage Opportunities Fund, Ltd. See All Filings	D/A	2019-04-08 11:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461591 Filed Document 0000919574-19-002771 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palms @ Morada DST See All Filings	D/A	2019-04-08 11:13:27 UTC
Amount To Be Raised $18,600,000 Associated Brokers / Dealers CAPULENT LLC, PRIMEX, NEXTREND SECURITIES, INC., WESTPARK CAPITAL, INC., and LIGHTPATH CAPITAL, INC CIK Number 0001758900 Filed Document 0001758900-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:13:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ECHO STREET GOODCO SELECT OFFSHORE LTD. See All Filings	D/A	2019-04-08 11:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671488 Filed Document 0000919574-19-002769 Exclusions or Exemptions 506b Accepted Date 2019-04-08 11:08:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Fixed Term Fund-XII Segregated Portfolio See All Filings	D/A	2019-04-08 10:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001698817 Filed Document 0001698817-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swidget Corp. See All Filings	D	2019-04-08 10:52:30 UTC
Amount To Be Raised $149,609 Associated Brokers / Dealers N/A CIK Number 0001771955 Filed Document 0001771955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:52:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VINEBROOK HOMES TRUST, INC. See All Filings	D/A	2019-04-08 10:51:03 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc., Highland Capital Funds Distributor, Inc., Whitehall-Parker Securities, Inc., Emerson Equity LLC, and Center Street Securities, Inc. CIK Number 0001755755 Filed Document 0001755755-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:51:03 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MILHAUS QOZ FUND I, LLC See All Filings	D/A	2019-04-08 10:50:44 UTC
Amount To Be Raised $15,100,000 Associated Brokers / Dealers N/A CIK Number 0001772627 Filed Document 0001772627-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:50:44 UTC Type of Offering D/A Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Apartments Fund IV-A Limited Partnership See All Filings	D	2019-04-08 10:49:19 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001772848 Filed Document 0001772848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:49:19 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Orion Energy Credit Opportunities Fund II Mohegan Co-Investment B, L.P. See All Filings	D	2019-04-08 10:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772572 Filed Document 0001567619-19-008511 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Viola Growth III (Feeder) L.P. See All Filings	D/A	2019-04-08 10:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co CIK Number 0001753854 Filed Document 0001753854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILHAUS QOZ FUND I, LLC See All Filings	D	2019-04-08 10:34:28 UTC
Amount To Be Raised $15,100,000 Associated Brokers / Dealers N/A CIK Number 0001772627 Filed Document 0001772627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:34:28 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Energetic Insurance, Inc. See All Filings	D	2019-04-08 10:34:05 UTC
Amount To Be Raised $3,685,318 Associated Brokers / Dealers N/A CIK Number 0001711450 Filed Document 0001711450-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:34:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HPS Mezzanine Partners 2019, L.P. See All Filings	D	2019-04-08 10:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001772759 Filed Document 0001772898-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:11:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPS AP Mezzanine Partners 2019, L.P. See All Filings	D	2019-04-08 10:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001772898 Filed Document 0001772898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:02:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 178 See All Filings	D/A	2019-04-08 10:01:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northwestern Mutual Investment Services CIK Number 0001717190 Filed Document 0001717190-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 10:01:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 176 See All Filings	D/A	2019-04-08 09:51:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited and Chalice Capital Partners, LLC CIK Number 0001715475 Filed Document 0001715475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:51:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downstream Perennial Offshore Fund Ltd See All Filings	D	2019-04-08 09:50:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769334 Filed Document 0001769334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:50:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HPS Offshore Mezzanine Partners 2019, L.P. See All Filings	D	2019-04-08 09:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001772867 Filed Document 0001772867-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:49:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Downstream Perennial Master Fund LP See All Filings	D	2019-04-08 09:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769335 Filed Document 0001769335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:44:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 173 See All Filings	D/A	2019-04-08 09:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001710722 Filed Document 0001710722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAG Analytics, Inc. See All Filings	D	2019-04-08 09:28:55 UTC
Amount To Be Raised $8,723,505 Associated Brokers / Dealers N/A CIK Number 0001646230 Filed Document 0001646230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:28:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 172 See All Filings	D/A	2019-04-08 09:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001711511 Filed Document 0001711511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartPharm Therapeutics, Inc. See All Filings	D	2019-04-08 09:21:56 UTC
Amount To Be Raised $10,527,003 Associated Brokers / Dealers N/A CIK Number 0001771572 Filed Document 0001771572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:21:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
UNIFI SOFTWARE, INC. See All Filings	D	2019-04-08 09:20:37 UTC
Amount To Be Raised $24,999,991 Associated Brokers / Dealers N/A CIK Number 0001611566 Filed Document 0001611566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:20:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Launch Angels Sidecar Funds, LLC See All Filings	D	2019-04-08 09:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770928 Filed Document 0001770928-19-000011 Exclusions or Exemptions 506c Accepted Date 2019-04-08 09:13:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIDAL PETROLEUM INC See All Filings	D	2019-04-08 09:12:42 UTC
Amount To Be Raised $16,234,200 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 09:12:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Launch Angels Sidecar Funds, LLC See All Filings	D	2019-04-08 09:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770928 Filed Document 0001770928-19-000010 Exclusions or Exemptions 506c Accepted Date 2019-04-08 09:04:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Launch Angels Sidecar Funds, LLC See All Filings	D	2019-04-08 08:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770928 Filed Document 0001770928-19-000009 Exclusions or Exemptions 506c Accepted Date 2019-04-08 08:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Launch Angels Sidecar Funds, LLC See All Filings	D	2019-04-08 08:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770928 Filed Document 0001770928-19-000008 Exclusions or Exemptions 506c Accepted Date 2019-04-08 08:51:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harkness Logistics Holdings, Inc. See All Filings	D	2019-04-08 08:50:06 UTC
Amount To Be Raised $14,681,482 Associated Brokers / Dealers N/A CIK Number 0001772606 Filed Document 0001772606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 08:50:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Launch Angels Sidecar Funds, LLC See All Filings	D	2019-04-08 08:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770928 Filed Document 0001770928-19-000007 Exclusions or Exemptions 506c Accepted Date 2019-04-08 08:48:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Launch Angels Sidecar Funds, LLC See All Filings	D	2019-04-08 08:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770928 Filed Document 0001770928-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-04-08 08:44:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Verte Capital, LLC See All Filings	D/A	2019-04-08 08:41:50 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-04-08 08:41:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Clover Cannastrip Thin Film Technologies Corp. See All Filings	D	2019-04-08 08:34:39 UTC
Amount To Be Raised $3,467 Associated Brokers / Dealers N/A CIK Number 0001759706 Filed Document 0001062993-19-001599 Exclusions or Exemptions 506b Accepted Date 2019-04-08 08:34:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Center FinTech Fund IV, LLC See All Filings	D	2019-04-08 08:21:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772047 Filed Document 0001772047-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-08 08:21:02 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $Not Applicable Type of Security Equity
HIT Capital LLLP See All Filings	D/A	2019-04-08 07:04:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566117 Filed Document 0001566117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 07:04:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Viburnum Equity 4, LP See All Filings	D	2019-04-08 06:21:51 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001771901 Filed Document 0001144204-19-018533 Exclusions or Exemptions 506c Accepted Date 2019-04-08 06:21:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GolfSuites 1. Inc. See All Filings	1-A/A	2019-04-05 21:56:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sageworks Capital, LLC CIK Number 0001765347 Filed Document 0001144204-19-018519 Accepted Date 2019-04-05 21:56:38 UTC Type of Offering 1-A/A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)