Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VA 174 See All Filings	D	2017-04-03 15:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001702566 Filed Document 0001702566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metro Portfolio Buligo LP See All Filings	D	2017-04-03 15:10:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699394 Filed Document 0001144204-17-018474 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:10:33 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Heritage Core Value Fund, LP See All Filings	D	2017-04-03 15:08:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693993 Filed Document 0001693993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:08:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
BDR Sonata I LLC See All Filings	D/A	2017-04-03 15:08:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614579 Filed Document 0001614579-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:08:29 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Murrells Buligo LP See All Filings	D	2017-04-03 15:06:20 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001699389 Filed Document 0001144204-17-018470 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:06:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rapid Applications Group, LLC See All Filings	D/A	2017-04-03 15:00:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637284 Filed Document 0001637284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:00:38 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DYNATRONICS CORP See All Filings	D	2017-04-03 14:46:07 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co., Inc. CIK Number 0000720875 Filed Document 0001673999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:46:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
RCP Santa Fe Apartments, LLC See All Filings	D	2017-04-03 14:42:28 UTC
Amount To Be Raised $2,247,472 Associated Brokers / Dealers N/A CIK Number 0001702766 Filed Document 0001702766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:42:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BGA Focus Fund, LLC - mREITP Series See All Filings	D/A	2017-04-03 14:42:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670853 Filed Document 0001670853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:42:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Enterprise Partners III, L.P. See All Filings	D	2017-04-03 14:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702111 Filed Document 0001702111-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:42:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ally Bridge Group Flagship Capital Partners, L.P. See All Filings	D	2017-04-03 14:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702738 Filed Document 0001702738-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:40:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
VENTURE ONE, LLC See All Filings	D	2017-04-03 14:32:28 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001702579 Filed Document 0001702579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:32:28 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Europa Fund V (No. 2) L.P. See All Filings	D/A	2017-04-03 14:30:13 UTC
Amount To Be Raised $1,090,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001664825 Filed Document 0001664546-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
H3 Holdings, LLC See All Filings	D	2017-04-03 14:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702612 Filed Document 0001702612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:18:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ASC Mercer Island LLC See All Filings	D	2017-04-03 14:15:19 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001702624 Filed Document 0001702624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:15:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Europa Fund V (No. 1) L.P. See All Filings	D/A	2017-04-03 14:11:10 UTC
Amount To Be Raised $1,090,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001664546 Filed Document 0001664546-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:11:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/MKP Global Fund Ltd See All Filings	D/A	2017-04-03 14:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001562500 Filed Document 0001140361-17-014299 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:04:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shorebird Ibis Fund, LP See All Filings	D/A	2017-04-03 14:03:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685607 Filed Document 0001685607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:03:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XVI LLC See All Filings	D/A	2017-04-03 14:02:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001699386 Filed Document 0001699433-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:02:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ESPI Systems, Inc. See All Filings	D	2017-04-03 13:58:58 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001701986 Filed Document 0001701986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:58:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XVIII LLC See All Filings	D/A	2017-04-03 13:52:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001699433 Filed Document 0001699433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:52:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Cognitive Logic Inc. See All Filings	D	2017-04-03 13:50:35 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001665862 Filed Document 0001665862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:50:35 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
9CountryCreek, LLC See All Filings	D/A	2017-04-03 13:49:49 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001694569 Filed Document 0001694569-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-03 13:49:49 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FGSF OBTX II SPV, L.P. See All Filings	D	2017-04-03 13:45:50 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001702275 Filed Document 0001702275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:45:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Core Disciplined Alpha Trust See All Filings	D/A	2017-04-03 13:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685026 Filed Document 0001685026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:38:27 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Physician Software Systems, LLC See All Filings	D	2017-04-03 13:37:34 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001542422 Filed Document 0001312474-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:37:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Drone Racing League, Inc. See All Filings	D/A	2017-04-03 13:36:14 UTC
Amount To Be Raised $10,464,386 Associated Brokers / Dealers N/A CIK Number 0001652001 Filed Document 0001652001-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:36:14 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drone Racing League, Inc. See All Filings	D	2017-04-03 13:26:47 UTC
Amount To Be Raised $12,950,030 Associated Brokers / Dealers N/A CIK Number 0001652001 Filed Document 0001652001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:26:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simple Contacts Inc. See All Filings	D	2017-04-03 13:16:44 UTC
Amount To Be Raised $9,974,998 Associated Brokers / Dealers N/A CIK Number 0001702087 Filed Document 0001702087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:16:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAGNETICS, INC. See All Filings	D	2017-04-03 13:01:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001312474 Filed Document 0001312474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:01:58 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Capital Dynamics Mid-Market Direct IV (U.S.), L.P. See All Filings	D/A	2017-04-03 13:00:07 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001656776 Filed Document 0001656776-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:00:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BluWave, LP See All Filings	D	2017-04-03 12:55:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001695728 Filed Document 0001695728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:55:14 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund Ltd. See All Filings	D/A	2017-04-03 12:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535135 Filed Document 0001535135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
83North IV Limited Partnership See All Filings	D	2017-04-03 12:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702673 Filed Document 0001702673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:49:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Equity Capital Partners IV, L.P. See All Filings	D/A	2017-04-03 12:49:00 UTC
Amount To Be Raised $6,500,000,000 Associated Brokers / Dealers VolcomCapital S.A. CIK Number 0001679261 Filed Document 0001679261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Participation Fund LLC See All Filings	D/A	2017-04-03 12:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535475 Filed Document 0001535475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cubspot, Inc. See All Filings	D	2017-04-03 12:40:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001692749 Filed Document 0001692749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:40:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
RogCon, Inc. See All Filings	D	2017-04-03 12:31:24 UTC
Amount To Be Raised $3,840,000 Associated Brokers / Dealers N/A CIK Number 0001701425 Filed Document 0001701425-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:31:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cumulus Fund V LLC See All Filings	D	2017-04-03 12:30:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001702444 Filed Document 0001702444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:30:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ESOF II LP See All Filings	D/A	2017-04-03 12:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671389 Filed Document 0001671389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:24:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
ANASTASIA CAST ALBUM LLC See All Filings	D	2017-04-03 12:24:35 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001702502 Filed Document 0001699986-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:24:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Articles of Style LLC See All Filings	D	2017-04-03 12:16:20 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654659 Filed Document 0001654659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:16:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
1837 Partners L.P. See All Filings	D/A	2017-04-03 12:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363397 Filed Document 0001363397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGACY FUTURES FUND LP See All Filings	D/A	2017-04-03 11:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000873920 Filed Document 0000873920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WELLIST PBC, INC. See All Filings	D	2017-04-03 11:42:02 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001640843 Filed Document 0001209191-17-024051 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:42:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HELLO DOLLY 2017 BROADWAY CAST RECORDING LLC See All Filings	D	2017-04-03 11:40:48 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001699986 Filed Document 0001699986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:40:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
YORK TOTAL ACCESS LTD See All Filings	D/A	2017-04-03 11:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402217 Filed Document 0001402217-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaton Vance Global Macro Plus Fund, Ltd. See All Filings	D/A	2017-04-03 11:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001546384 Filed Document 0000350797-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D/A	2017-04-03 11:34:31 UTC
Amount To Be Raised $650,000,040 Associated Brokers / Dealers Morgan Stanley & Co. LLC, N/A, and UBS Securities LLC CIK Number 0001086688 Filed Document 0001086688-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:34:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
YORK ACCESS LTD See All Filings	D/A	2017-04-03 11:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001212806 Filed Document 0001212806-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund