Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NHIT: Securitized Credit Trust See All Filings	D/A	2019-05-06 16:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468546 Filed Document 0001468546-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 16:03:20 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2019-05-06 16:00:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-19-000281 Exclusions or Exemptions 506b Accepted Date 2019-05-06 16:00:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2019-05-06 15:57:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:57:48 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Unicorn Partners Fund III, L.P. See All Filings	D	2019-05-06 15:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001772675 Filed Document 0000950172-19-000068 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vontobel Global Emerging Markets Fund See All Filings	D/A	2019-05-06 15:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546664 Filed Document 0001546663-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:50:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sares Regis Multifamily Value-Add Fund III, L.P. See All Filings	D/A	2019-05-06 15:48:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accord Capital Partners LLC CIK Number 0001738263 Filed Document 0001738263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:48:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCG Ridgeway, LLC See All Filings	D	2019-05-06 15:45:56 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001775502 Filed Document 0001775502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:45:56 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clean Energy Technology Association, Inc. See All Filings	D	2019-05-06 15:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001611285 Filed Document 0001611285-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-06 15:34:18 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GrizzlyRock Value Partners, LP See All Filings	D/A	2019-05-06 15:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001568243 Filed Document 0001568243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:34:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vontobel International Equity Fund See All Filings	D/A	2019-05-06 15:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546663 Filed Document 0001546663-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaucho Group Holdings, Inc. See All Filings	D/A	2019-05-06 15:31:59 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-19-006447 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:31:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JCO-Shibumi LP See All Filings	D	2019-05-06 15:18:06 UTC
Amount To Be Raised $728,000 Associated Brokers / Dealers N/A CIK Number 0001775778 Filed Document 0001775778-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:18:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGP BDT Capital Partners III, LLC See All Filings	D	2019-05-06 15:17:44 UTC
Amount To Be Raised $50,500,000 Associated Brokers / Dealers N/A CIK Number 0001775161 Filed Document 0001775161-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:17:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GREENOAKS MAGNOLIA MS FUND LP - PASTEUR SERIES See All Filings	D	2019-05-06 15:13:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775840 Filed Document 0001775840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:13:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robotic Services Inc. See All Filings	D	2019-05-06 15:01:11 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001760527 Filed Document 0001760527-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-06 15:01:11 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLII US Investor, LP See All Filings	D	2019-05-06 14:55:58 UTC
Amount To Be Raised $30,850,000 Associated Brokers / Dealers N/A CIK Number 0001775821 Filed Document 0001642247-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:55:58 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Solera Health, Inc. See All Filings	D	2019-05-06 14:51:56 UTC
Amount To Be Raised $43,250,000 Associated Brokers / Dealers N/A CIK Number 0001657730 Filed Document 0001657730-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:51:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Vontobel Global Emerging Markets Fund See All Filings	D	2019-05-06 14:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546664 Filed Document 0001546664-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AltaThera Pharmaceuticals, LLC See All Filings	D	2019-05-06 14:43:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers M Barc Investment Group Inc CIK Number 0001604121 Filed Document 0001604121-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:43:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TTCP EXECUTIVE FUND - RX, LLC See All Filings	D/A	2019-05-06 14:42:45 UTC
Amount To Be Raised $3,258,300 Associated Brokers / Dealers N/A CIK Number 0001733958 Filed Document 0001733958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:42:45 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Syndicate Venture Partners 2019 Series 2, LLC See All Filings	D	2019-05-06 14:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775686 Filed Document 0001775686-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:36:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vontobel India Fund See All Filings	D/A	2019-05-06 14:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573880 Filed Document 0001573880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MARA Labs, Inc. See All Filings	D	2019-05-06 14:17:30 UTC
Amount To Be Raised $25,784,600 Associated Brokers / Dealers N/A CIK Number 0001671616 Filed Document 0001671616-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:17:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zoobean, Inc. See All Filings	D	2019-05-06 14:10:47 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001579023 Filed Document 0001579023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:10:47 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
PMB TACOMA LLC See All Filings	D	2019-05-06 14:09:55 UTC
Amount To Be Raised $1,621,000 Associated Brokers / Dealers N/A CIK Number 0001775317 Filed Document 0001775317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:09:55 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LetYouKnow, Inc. See All Filings	D	2019-05-06 14:09:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001775726 Filed Document 0001775726-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-06 14:09:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Pacific International Energy Solutions Inc. See All Filings	D	2019-05-06 14:09:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001601811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:09:30 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thunderstruck Resources Ltd. See All Filings	D	2019-05-06 14:04:12 UTC
Amount To Be Raised $88,994 Associated Brokers / Dealers N/A CIK Number 0001536811 Filed Document 0001536811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:04:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2019-05-06 13:58:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:58:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ViewStub LLC See All Filings	D	2019-05-06 13:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775678 Filed Document 0001775678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:52:37 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PGP Lauradale, LLC See All Filings	D	2019-05-06 13:50:23 UTC
Amount To Be Raised $2,551,100 Associated Brokers / Dealers N/A CIK Number 0001773874 Filed Document 0001773875-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:50:23 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Rokk3r Fuel Co-Invest 2, LLC-Series E-1 See All Filings	D	2019-05-06 13:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772758 Filed Document 0001772758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:48:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2019-05-06 13:45:46 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:45:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PGP Rolesville Retail, LLC See All Filings	D	2019-05-06 13:44:45 UTC
Amount To Be Raised $999,100 Associated Brokers / Dealers N/A CIK Number 0001773875 Filed Document 0001773875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:44:45 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HF Riveter A, LLC See All Filings	D	2019-05-06 13:40:05 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001766212 Filed Document 0001766212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:40:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COLISEUM CAPITAL PARTNERS, L.P. See All Filings	D/A	2019-05-06 13:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356974 Filed Document 0001356974-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human Development Investment Fund (US), L.P. See All Filings	D/A	2019-05-06 13:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700388 Filed Document 0001700388-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Novatech, Inc. See All Filings	D	2019-05-06 13:26:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001774643 Filed Document 0001774643-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:26:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DLA HOLDCO, LLC See All Filings	D	2019-05-06 13:14:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001775780 Filed Document 0001775780-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:14:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Alta California Olive Partners, LLC See All Filings	D	2019-05-06 13:13:23 UTC
Amount To Be Raised $911,406 Associated Brokers / Dealers N/A CIK Number 0001546999 Filed Document 0001546999-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:13:23 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEA AT FIVE ON BROADWAY Ltd LIABILITY Co See All Filings	D	2019-05-06 13:11:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001775185 Filed Document 0001775185-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:11:02 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $Not Applicable Type of Security Equity
YS LC LF XLVI LLC See All Filings	D	2019-05-06 13:08:51 UTC
Amount To Be Raised $26,600,000 Associated Brokers / Dealers N/A CIK Number 0001774817 Filed Document 0001774817-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-06 13:08:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OUIBY, INC. See All Filings	D	2019-05-06 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711042 Filed Document 0001711042-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:02:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
MR BridgeStone Offshore Fund AB LP See All Filings	D	2019-05-06 12:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775739 Filed Document 0000950142-19-001016 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCross 5 LLC See All Filings	D	2019-05-06 12:45:05 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001771662 Filed Document 0001771662-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-06 12:45:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DIXON MIDLAND DIVERSIFIED LLC See All Filings	D/A	2019-05-06 12:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Tremendous View Capital Fund I LP See All Filings	D	2019-05-06 12:39:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001775745 Filed Document 0001775745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tombot, Inc. See All Filings	D	2019-05-06 12:36:41 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001775767 Filed Document 0001683168-19-001371 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:36:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Live Undiscovered Music, Inc. See All Filings	D	2019-05-06 12:31:02 UTC
Amount To Be Raised $483,600 Associated Brokers / Dealers N/A CIK Number 0001755951 Filed Document 0000897069-19-000243 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:31:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Corsica Innovations, Inc. See All Filings	D	2019-05-06 12:30:58 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001687516 Filed Document 0001687516-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:30:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt