Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Teng Yue Partners Offshore Fund, L.P. See All Filings	D/A	2017-04-04 11:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515413 Filed Document 0001315863-17-000314 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Teng Yue Partners Fund, L.P. See All Filings	D/A	2017-04-04 11:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515412 Filed Document 0001315863-17-000313 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leopard Fund Ltd See All Filings	D	2017-04-04 10:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702485 Filed Document 0000902664-17-001852 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon CI II, LP See All Filings	D	2017-04-04 10:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702734 Filed Document 0000902664-17-001851 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:57:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ephemeryde, Inc. See All Filings	D	2017-04-04 10:39:06 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001702572 Filed Document 0001702572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:39:06 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
BAE SYSTEMS PLC /FI/ See All Filings	D	2017-04-04 10:35:22 UTC
Amount To Be Raised $82,792,294 Associated Brokers / Dealers N/A CIK Number 0000895564 Filed Document 0000895564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:35:22 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
Central Square Capital II LP See All Filings	D/A	2017-04-04 10:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491219 Filed Document 0001409799-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Central Square Capital LP See All Filings	D/A	2017-04-04 10:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409799 Filed Document 0001409799-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Springwood Hospitality VII LP See All Filings	D	2017-04-04 10:29:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701377 Filed Document 0001701377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:29:21 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wellthie Inc. See All Filings	D	2017-04-04 10:28:22 UTC
Amount To Be Raised $6,961,025 Associated Brokers / Dealers N/A CIK Number 0001702411 Filed Document 0001702411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:28:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apto, Inc. See All Filings	D	2017-04-04 10:28:03 UTC
Amount To Be Raised $5,999,997 Associated Brokers / Dealers N/A CIK Number 0001615078 Filed Document 0001615078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:28:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SkyTop SPV I LLC See All Filings	D/A	2017-04-04 10:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638507 Filed Document 0001012975-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:26:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sante Funding I, LLC See All Filings	D	2017-04-04 10:16:12 UTC
Amount To Be Raised $5,080,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001702505 Filed Document 0001702505-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:16:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ARTORIUS PARTNERS II, L.P. See All Filings	D/A	2017-04-04 10:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001228989 Filed Document 0000943663-17-000148 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:15:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARTORIUS OFFSHORE INVESTMENTS, LTD. See All Filings	D/A	2017-04-04 10:09:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001455406 Filed Document 0000943663-17-000147 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:09:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
15 JIMMY CREED/SLICED BREAD, LLC See All Filings	D	2017-04-04 10:00:11 UTC
Amount To Be Raised $352,000 Associated Brokers / Dealers N/A CIK Number 0001702802 Filed Document 0001702802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 10:00:11 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
KEYWISE GREATER CHINA FUND LTD See All Filings	D/A	2017-04-04 09:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC CIK Number 0001401873 Filed Document 0001401873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 09:21:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shem Creek Capital Fund IV LLC See All Filings	D	2017-04-04 09:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699692 Filed Document 0001699692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 09:19:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:38:22 UTC
Amount To Be Raised $1,920,001 Associated Brokers / Dealers John Dahle and Stephen Mann CIK Number 0001135856 Filed Document 0001135856-17-000100 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:38:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:32:41 UTC
Amount To Be Raised $4,200,002 Associated Brokers / Dealers Andrew Arigo and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:32:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:27:17 UTC
Amount To Be Raised $62,685,121 Associated Brokers / Dealers James S. Bosley, Jr. CIK Number 0001135856 Filed Document 0001135856-17-000098 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:27:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:22:26 UTC
Amount To Be Raised $10,334,002 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-17-000097 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:22:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-04-04 08:12:55 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Matt Henebry, James McKeone, and Bryant Kirk CIK Number 0001343394 Filed Document 0001343394-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:12:55 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Napier Park Select Fund LP See All Filings	D/A	2017-04-04 06:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604474 Filed Document 0000902664-17-001850 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carrhae Capital Fund Ltd See All Filings	D/A	2017-04-04 06:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596222 Filed Document 0000902664-17-001849 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Squarepoint International Feeder Ltd See All Filings	D/A	2017-04-04 06:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671169 Filed Document 0000902664-17-001848 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squarepoint US Feeder Ltd See All Filings	D/A	2017-04-04 06:02:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671170 Filed Document 0000902664-17-001847 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:02:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WNP-18-Fund, a series of AX-PL-Funds, LLC See All Filings	D	2017-04-03 21:59:00 UTC
Amount To Be Raised $126,126 Associated Brokers / Dealers N/A CIK Number 0001701437 Filed Document 0001694527-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-FSE-38-Fund, a series of Flatiron-Investors-AngelList LLC See All Filings	D	2017-04-03 21:57:46 UTC
Amount To Be Raised $130,501 Associated Brokers / Dealers N/A CIK Number 0001697977 Filed Document 0001694527-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:57:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ASQ-33-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2017-04-03 21:56:43 UTC
Amount To Be Raised $206,607 Associated Brokers / Dealers N/A CIK Number 0001699113 Filed Document 0001694527-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CXF-22-Fund, a series of AX-79Vc-Funds, LLC See All Filings	D	2017-04-03 21:55:13 UTC
Amount To Be Raised $314,475 Associated Brokers / Dealers N/A CIK Number 0001699114 Filed Document 0001694527-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:55:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RFD-63-Fund, a series of AngelList-DaTe-Funds, LLC See All Filings	D	2017-04-03 21:52:48 UTC
Amount To Be Raised $413,179 Associated Brokers / Dealers N/A CIK Number 0001697349 Filed Document 0001694527-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BZR-33-Fund, a series of AX-GrCh-Funds, LLC See All Filings	D	2017-04-03 21:50:48 UTC
Amount To Be Raised $232,000 Associated Brokers / Dealers N/A CIK Number 0001700122 Filed Document 0001694527-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:50:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RDA-12-Fund, a series of Stonebridge Alpha LLC See All Filings	D	2017-04-03 21:47:56 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001702027 Filed Document 0001694527-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:47:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AQO-18-Fund, a series of AngelList-IsTe-Funds, LLC See All Filings	D	2017-04-03 21:41:46 UTC
Amount To Be Raised $224,800 Associated Brokers / Dealers N/A CIK Number 0001694527 Filed Document 0001694527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Investment Associates VIII, L.P. See All Filings	D/A	2017-04-03 20:02:25 UTC
Amount To Be Raised $146,640,000 Associated Brokers / Dealers JPM Advisors LLC CIK Number 0001632006 Filed Document 0001632007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 20:02:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anvia Holdings Corp See All Filings	D	2017-04-03 19:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681282 Filed Document 0001493152-17-003434 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:51:39 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
VIA Seed Technology Partners Platform Fund, L.P. See All Filings	D/A	2017-04-03 19:41:52 UTC
Amount To Be Raised $78,725,000 Associated Brokers / Dealers N/A CIK Number 0001658849 Filed Document 0001658856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ojai Valley Assisted Living, LLC See All Filings	D/A	2017-04-03 19:25:26 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001701500 Filed Document 0001701500-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:25:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Harvey Bookstein See All Filings	D	2017-04-03 19:03:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702788 Filed Document 0001702788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:03:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MOBETIZE, CORP. See All Filings	D	2017-04-03 18:59:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001546679 Filed Document 0001211524-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:59:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DAWSON GOLD CORP. See All Filings	D	2017-04-03 18:23:46 UTC
Amount To Be Raised $75,359 Associated Brokers / Dealers N/A CIK Number 0001473962 Filed Document 0001473962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:23:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Virtualitics, Inc. See All Filings	D	2017-04-03 18:14:44 UTC
Amount To Be Raised $4,461,599 Associated Brokers / Dealers N/A CIK Number 0001702634 Filed Document 0001478396-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:14:44 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RewardStream Solutions Inc. See All Filings	D	2017-04-03 18:07:24 UTC
Amount To Be Raised $82,502 Associated Brokers / Dealers N/A CIK Number 0001396368 Filed Document 0001396368-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:07:24 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Emerald Bay Fund, LP See All Filings	D/A	2017-04-03 18:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635182 Filed Document 0001315863-17-000312 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Notable Systems, Inc. See All Filings	D	2017-04-03 17:45:40 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001677555 Filed Document 0001677555-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:45:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KKR Lending Partners III Feeder L.P. See All Filings	D	2017-04-03 17:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702040 Filed Document 0001702040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Alternative Opportunities Fund (B), L.P. See All Filings	D/A	2017-04-03 17:28:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689631 Filed Document 0001701678-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:28:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Equity Endeavor Fund I-A, L.P. See All Filings	D	2017-04-03 17:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701939 Filed Document 0001701939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:28:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Alternative Opportunities Fund (A), L.P. See All Filings	D/A	2017-04-03 17:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689630 Filed Document 0001701678-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund