Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account GVA 33 See All Filings	D/A	2017-04-04 13:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584277 Filed Document 0001584277-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAIRD CAPITAL GLOBAL FUND I-DE LP See All Filings	D	2017-04-04 13:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001698913 Filed Document 0001698913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:08:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
VALUATION RESEARCH CORP See All Filings	D	2017-04-04 13:07:11 UTC
Amount To Be Raised $98,550 Associated Brokers / Dealers N/A CIK Number 0000765243 Filed Document 0001042167-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:07:11 UTC Type of Offering D Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 68 See All Filings	D/A	2017-04-04 13:06:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, Summit Equities, Inc, Summit Equities, Inc, Lion Street Financial, LLC, and Kestra Investment Services CIK Number 0001383176 Filed Document 0001383176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:06:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEAN AZUL PARTNERS (I), LLC See All Filings	D	2017-04-04 13:05:05 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001702849 Filed Document 0001702849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:05:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ex Ante Premier Fund, LP See All Filings	D/A	2017-04-04 13:03:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556212 Filed Document 0001556212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:03:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concordia Municipal Opportunities Fund III, L.P. See All Filings	D/A	2017-04-04 13:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371269 Filed Document 0001624382-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Capital Lenders, LLC See All Filings	D/A	2017-04-04 13:01:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702708 Filed Document 0001702708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:01:28 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MVP LS Fund VII LLC See All Filings	D/A	2017-04-04 12:57:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684363 Filed Document 0001699432-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
C6 Combustion Technologies, LP See All Filings	D/A	2017-04-04 12:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517395 Filed Document 0001517395-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:56:35 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Concordia G-10 Fixed Income Relative Value, Ltd. See All Filings	D/A	2017-04-04 12:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603897 Filed Document 0001624382-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:55:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardurion Pharmaceuticals, LLC See All Filings	D	2017-04-04 12:50:56 UTC
Amount To Be Raised $22,450,000 Associated Brokers / Dealers N/A CIK Number 0001702453 Filed Document 0001702453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:50:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Concordia G-10 Fixed Income Relative Value I, L.P. See All Filings	D/A	2017-04-04 12:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541714 Filed Document 0001624382-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meta Co See All Filings	D	2017-04-04 12:47:40 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001584382 Filed Document 0001584382-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:47:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MVP ES FUND XVII LLC See All Filings	D/A	2017-04-04 12:46:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001699432 Filed Document 0001699432-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Skypointe TIC 2 Owner, LLC See All Filings	D	2017-04-04 12:45:33 UTC
Amount To Be Raised $17,991,230 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001702853 Filed Document 0001702853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:45:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Beldore Capital Fund LLC See All Filings	D/A	2017-04-04 12:44:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services CIK Number 0001404013 Filed Document 0000350797-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:44:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Backpack Health, LLC See All Filings	D	2017-04-04 12:43:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001702850 Filed Document 0001702850-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:43:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ProDeal360 Inc. See All Filings	D	2017-04-04 12:26:13 UTC
Amount To Be Raised $2,800,018 Associated Brokers / Dealers N/A CIK Number 0001702549 Filed Document 0001702549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:26:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brain Trust Accelerator Fund II, L.P. See All Filings	D/A	2017-04-04 12:24:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001669745 Filed Document 0001669745-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bee Vectoring Technologies International Inc. See All Filings	D	2017-04-04 12:23:27 UTC
Amount To Be Raised $90,090 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001647821 Filed Document 0001647821-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:23:27 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Stabilis Fund V, LP See All Filings	D	2017-04-04 12:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702716 Filed Document 0001315863-17-000318 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:19:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zero G Capital Consumer Fund, L.P. See All Filings	D/A	2017-04-04 12:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664836 Filed Document 0001664836-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LEEWARD INVESTMENT TRUST See All Filings	D	2017-04-04 12:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508033 Filed Document 0001566114-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:19:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stabilis Fund V Offshore, LP See All Filings	D	2017-04-04 12:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702809 Filed Document 0001315863-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEEWARD INVESTMENT TRUST See All Filings	D	2017-04-04 12:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508033 Filed Document 0001566114-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:15:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verterra Energy, Inc. See All Filings	D	2017-04-04 12:10:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001550810 Filed Document 0001288230-17-000007 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-04 12:10:21 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Coria RV Fund, Ltd. See All Filings	D/A	2017-04-04 12:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624382 Filed Document 0001624382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	D	2017-04-04 12:03:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:03:44 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Lucina Health, Inc. See All Filings	D	2017-04-04 12:02:12 UTC
Amount To Be Raised $4,525,000 Associated Brokers / Dealers N/A CIK Number 0001445426 Filed Document 0001445426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:02:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ThayerMahan, Inc. See All Filings	D/A	2017-04-04 12:00:04 UTC
Amount To Be Raised $2,749,995 Associated Brokers / Dealers N/A CIK Number 0001666223 Filed Document 0001666223-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-04 12:00:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Praesidio Low Volatility Fund, LP See All Filings	D/A	2017-04-04 11:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543939 Filed Document 0001543939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V.E.C. Indian Special Situations Fund Ltd. See All Filings	D/A	2017-04-04 11:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546496 Filed Document 0001546496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSSOVER CAPITAL FUND I, LLC See All Filings	D/A	2017-04-04 11:51:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001663958 Filed Document 0001663958-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE GLOBAL L P See All Filings	D/A	2017-04-04 11:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039450 Filed Document 0001039450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Mercasa Fund LP See All Filings	D	2017-04-04 11:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694169 Filed Document 0001315863-17-000316 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:43:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WellBox Inc. See All Filings	D	2017-04-04 11:41:01 UTC
Amount To Be Raised $1,681,000 Associated Brokers / Dealers N/A CIK Number 0001702812 Filed Document 0001012975-17-000275 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:41:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Worch Capital Partners LP See All Filings	D/A	2017-04-04 11:40:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504839 Filed Document 0001504839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:40:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellBox Inc. See All Filings	D	2017-04-04 11:37:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001702812 Filed Document 0001012975-17-000274 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:37:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
V.E.C. Indian Special Situations Fund LLC See All Filings	D/A	2017-04-04 11:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546495 Filed Document 0001546495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:32:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SocialFlow, Inc. See All Filings	D	2017-04-04 11:30:32 UTC
Amount To Be Raised $4,000,066 Associated Brokers / Dealers N/A CIK Number 0001485486 Filed Document 0001485486-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:30:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LRV Capital Partners LP See All Filings	D/A	2017-04-04 11:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546142 Filed Document 0000919574-17-003124 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:30:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROSECLIFF VENTURE PARTNERS II, LP See All Filings	D	2017-04-04 11:29:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Columbus Advisory Group, Ltd CIK Number 0001696944 Filed Document 0001696944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Diversified Alpha Equity Fund, LLC See All Filings	D/A	2017-04-04 11:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679279 Filed Document 0001679279-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACUITY LINK, LLC See All Filings	D	2017-04-04 11:20:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001702097 Filed Document 0001702097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:20:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
New Court America Fund, a series of R Wealth Management Portfolios, LLC See All Filings	D	2017-04-04 11:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673168 Filed Document 0001673168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:17:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Henwil Corp See All Filings	D	2017-04-04 11:16:28 UTC
Amount To Be Raised $71,906 Associated Brokers / Dealers N/A CIK Number 0001634947 Filed Document 0001634947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:16:28 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US microCap Equity Fund, LLC See All Filings	D/A	2017-04-04 11:16:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001632994 Filed Document 0001632994-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:16:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood H1 Fund LLC See All Filings	D	2017-04-04 11:09:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001698742 Filed Document 0001698742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:09:04 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN TAX AWARE EMERGING MARKETS EQUITY FUND, LLC See All Filings	D/A	2017-04-04 11:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001573741 Filed Document 0001573741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 11:08:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund