Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
QUMULO, INC. See All Filings	D	2017-04-05 14:39:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001168404-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:39:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OPG Leawood Partners, LLC See All Filings	D	2017-04-05 14:27:37 UTC
Amount To Be Raised $2,491,390 Associated Brokers / Dealers N/A CIK Number 0001702943 Filed Document 0001702943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:27:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Kingsley Condominiums, LLC See All Filings	D	2017-04-05 14:20:24 UTC
Amount To Be Raised $4,250,050 Associated Brokers / Dealers N/A CIK Number 0001643978 Filed Document 0001643978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:20:24 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Viracta Therapeutics, INC. See All Filings	D	2017-04-05 14:18:15 UTC
Amount To Be Raised $26,875,622 Associated Brokers / Dealers N/A CIK Number 0001416377 Filed Document 0001416377-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:18:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD See All Filings	D/A	2017-04-05 14:17:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403973 Filed Document 0001403973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:17:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANM, Inc. See All Filings	D	2017-04-05 14:16:27 UTC
Amount To Be Raised $2,505,063 Associated Brokers / Dealers N/A CIK Number 0001702048 Filed Document 0001702048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:16:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Bluestone Resources Inc. See All Filings	D	2017-04-05 14:16:05 UTC
Amount To Be Raised $374,308 Associated Brokers / Dealers N/A CIK Number 0001470385 Filed Document 0001140361-17-014841 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:16:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Enovix Corp See All Filings	D	2017-04-05 14:15:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001391947 Filed Document 0001391947-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:15:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Talar Capital Partners LLC See All Filings	D	2017-04-05 14:15:12 UTC
Amount To Be Raised $1,009,375 Associated Brokers / Dealers N/A CIK Number 0001685375 Filed Document 0001192482-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:15:12 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dough Rao Me, Inc. See All Filings	D	2017-04-05 14:06:43 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001702837 Filed Document 0001702837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:06:43 UTC Type of Offering D Industry Restaurants Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Velocitos, Inc. See All Filings	D	2017-04-05 14:06:34 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001702625 Filed Document 0001702625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:06:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Danny Boy LLC See All Filings	D	2017-04-05 14:02:43 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001702999 Filed Document 0001702999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:02:43 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Lomont Investment LLC See All Filings	D	2017-04-05 14:02:36 UTC
Amount To Be Raised $1,274,651 Associated Brokers / Dealers N/A CIK Number 0001618018 Filed Document 0001618018-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:02:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
BIOVENTRIX INC See All Filings	D/A	2017-04-05 13:59:25 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:59:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Enovix Corp See All Filings	D	2017-04-05 13:58:55 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001391947 Filed Document 0001391947-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:58:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC See All Filings	D/A	2017-04-05 13:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001459082 Filed Document 0001459082-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:49:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomont Molding LLC See All Filings	D	2017-04-05 13:48:07 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001618025 Filed Document 0001618025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:48:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
PrimaryData, Inc. See All Filings	D	2017-04-05 13:45:26 UTC
Amount To Be Raised $22,000,004 Associated Brokers / Dealers N/A CIK Number 0001591650 Filed Document 0001591650-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geneticure Inc. See All Filings	D	2017-04-05 13:44:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001671431 Filed Document 0001615594-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:44:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Teamable Inc. See All Filings	D	2017-04-05 13:26:32 UTC
Amount To Be Raised $5,342,061 Associated Brokers / Dealers N/A CIK Number 0001702919 Filed Document 0001702919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:26:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mirror Technologies Inc. See All Filings	D	2017-04-05 13:20:59 UTC
Amount To Be Raised $951,619 Associated Brokers / Dealers N/A CIK Number 0001611541 Filed Document 0001611541-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:20:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBRE Clarion MLP Fund, LP See All Filings	D/A	2017-04-05 13:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671424 Filed Document 0001671424-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:20:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCH Investors, LLC See All Filings	D	2017-04-05 13:18:04 UTC
Amount To Be Raised $33,300,000 Associated Brokers / Dealers N/A CIK Number 0001696248 Filed Document 0001144204-17-019134 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:18:04 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Materials, Inc. See All Filings	D	2017-04-05 13:12:34 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001574098 Filed Document 0001574098-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:12:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DIRECTIONAL RESEARCH & TRADING PARTNERS LP See All Filings	D/A	2017-04-05 13:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264396 Filed Document 0001569827-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Oaks JV, LP See All Filings	D	2017-04-05 13:09:17 UTC
Amount To Be Raised $3,000,189 Associated Brokers / Dealers N/A CIK Number 0001700922 Filed Document 0001144204-17-019121 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:09:17 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Willow Neuroscience, Inc. See All Filings	D	2017-04-05 13:08:37 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001701524 Filed Document 0001701524-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:08:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HILLCREST POST LLC See All Filings	D	2017-04-05 13:07:10 UTC
Amount To Be Raised $3,317,500 Associated Brokers / Dealers BENJAMIN SPEARS, CONGREGATION EMUNAS YISROEL, and NATHAN ORZEL CIK Number 0001702925 Filed Document 0001078782-17-000425 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:07:10 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Monolith Materials, Inc. See All Filings	D	2017-04-05 13:00:58 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001574098 Filed Document 0001574098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:00:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LongPoint Holdings, LLC See All Filings	D	2017-04-05 12:57:08 UTC
Amount To Be Raised $4,117,300 Associated Brokers / Dealers N/A CIK Number 0001674904 Filed Document 0001674904-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:57:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LongPoint Minerals, LLC See All Filings	D	2017-04-05 12:52:34 UTC
Amount To Be Raised $199,999,800 Associated Brokers / Dealers Jefferies LLC CIK Number 0001674902 Filed Document 0001674902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:52:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BDS Analytics, Inc. See All Filings	D	2017-04-05 12:50:57 UTC
Amount To Be Raised $2,010,481 Associated Brokers / Dealers N/A CIK Number 0001654638 Filed Document 0001654638-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:50:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BDS Analytics, Inc. See All Filings	D	2017-04-05 12:42:47 UTC
Amount To Be Raised $160,332 Associated Brokers / Dealers N/A CIK Number 0001654638 Filed Document 0001654638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:42:47 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SAF Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2017-04-05 12:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630763 Filed Document 0001630763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravity Renewables, Inc. See All Filings	D	2017-04-05 12:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579977 Filed Document 0001579977-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:30:48 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gravity Renewables, Inc. See All Filings	D	2017-04-05 12:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579977 Filed Document 0001579977-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:20:18 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Scout Beverages, Inc. See All Filings	D/A	2017-04-05 12:14:35 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001671211 Filed Document 0001671211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:14:35 UTC Type of Offering D/A Industry Restaurants Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RIO BLANCO APARTMENTS LLC See All Filings	D	2017-04-05 12:12:09 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001702920 Filed Document 0001702920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:12:09 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LFC Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2017-04-05 12:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630760 Filed Document 0001630760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 12:11:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAF Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2017-04-05 11:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671380 Filed Document 0001671380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyber Physical Systems, Inc. See All Filings	D	2017-04-05 11:55:28 UTC
Amount To Be Raised $1,628,610 Associated Brokers / Dealers N/A CIK Number 0001556225 Filed Document 0001556225-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:55:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sartoria Vanni USA LLC See All Filings	D	2017-04-05 11:46:50 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001701906 Filed Document 0001701906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:46:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pacific Lake Partners Fund Three, L.P. See All Filings	D/A	2017-04-05 11:37:09 UTC
Amount To Be Raised $151,090,000 Associated Brokers / Dealers N/A CIK Number 0001667669 Filed Document 0001012975-17-000307 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:37:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HARRISON STREET TACTICAL REAL ESTATE SECURITIES FUND, L.P. See All Filings	D	2017-04-05 11:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701919 Filed Document 0001701919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:26:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Shattuck Labs, Inc. See All Filings	D	2017-04-05 11:25:56 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001680367 Filed Document 0001680367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:25:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Allen Harrison Multifamily Fund II LP See All Filings	D	2017-04-05 11:20:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001702855 Filed Document 0001702855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:20:04 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nourish Snacks, Inc. See All Filings	D	2017-04-05 11:19:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001651359 Filed Document 0001651359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:19:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Select Sands Corp. See All Filings	D	2017-04-05 11:13:18 UTC
Amount To Be Raised $417,021 Associated Brokers / Dealers N/A CIK Number 0001546241 Filed Document 0001702637-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:13:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
Century CAT MAC Delaware Feeder LLC See All Filings	D/A	2017-04-05 11:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001671296 Filed Document 0001671296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:11:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2017-04-05 11:10:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671256 Filed Document 0001671256-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 11:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund