Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Olea Networks, Inc. See All Filings	D	2017-04-07 14:08:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001703128 Filed Document 0001703128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:08:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aquaback Technologies Inc See All Filings	D/A	2017-04-07 14:07:15 UTC
Amount To Be Raised $9,152,223 Associated Brokers / Dealers N/A CIK Number 0001507804 Filed Document 0001625257-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:07:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
H PARTNERS, LP See All Filings	D/A	2017-04-07 14:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364411 Filed Document 0000919574-17-003264 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FAN MEDIA NETWORK INC. See All Filings	D	2017-04-07 14:03:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603958 Filed Document 0001687228-17-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-04-07 14:03:56 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OptiNose, Inc. See All Filings	D	2017-04-07 14:01:08 UTC
Amount To Be Raised $35,000,065 Associated Brokers / Dealers N/A CIK Number 0001494650 Filed Document 0001140361-17-015203 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:01:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sea Street Technologies, Inc. See All Filings	D	2017-04-07 14:00:20 UTC
Amount To Be Raised $5,561,719 Associated Brokers / Dealers N/A CIK Number 0001700651 Filed Document 0001700651-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:00:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2017-04-07 13:57:15 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers Foreside Investment Services, LLC CIK Number 0001570867 Filed Document 0001570867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:57:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Popular Pays, Inc. See All Filings	D	2017-04-07 13:49:50 UTC
Amount To Be Raised $5,221,450 Associated Brokers / Dealers N/A CIK Number 0001579985 Filed Document 0001579985-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:49:50 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sea Street Technologies, Inc. See All Filings	D	2017-04-07 13:49:15 UTC
Amount To Be Raised $11,893,310 Associated Brokers / Dealers N/A CIK Number 0001700651 Filed Document 0001700651-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:49:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Abpro Corp See All Filings	D	2017-04-07 13:49:13 UTC
Amount To Be Raised $29,999,991 Associated Brokers / Dealers N/A CIK Number 0001670356 Filed Document 0001670356-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:49:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ECHO STREET GOODCO SELECT OFFSHORE LTD. See All Filings	D/A	2017-04-07 13:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671488 Filed Document 0000919574-17-003262 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Factory 5, L.P. See All Filings	D	2017-04-07 13:30:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703236 Filed Document 0001703236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:30:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund International Focus Fund I, LLC See All Filings	D/A	2017-04-07 13:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001517915 Filed Document 0001517915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quick Vault, Inc. See All Filings	D	2017-04-07 13:23:24 UTC
Amount To Be Raised $2,840,759 Associated Brokers / Dealers N/A CIK Number 0001657557 Filed Document 0001657557-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:23:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP REIT II, Inc. See All Filings	D	2017-04-07 13:22:11 UTC
Amount To Be Raised $97,000,000 Associated Brokers / Dealers MVP American Securities CIK Number 0001642985 Filed Document 0001642985-17-000057 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:22:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
CanAm Florida Regional Center, LP II See All Filings	D	2017-04-07 13:19:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001699023 Filed Document 0001699023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:19:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPE Fund II LP See All Filings	D/A	2017-04-07 13:15:42 UTC
Amount To Be Raised $118,104,515 Associated Brokers / Dealers MORE THAN FIVE (5) ASSOCIATED PERSONS CIK Number 0001671471 Filed Document 0001144204-17-019608 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
LeanFM Technologies, LLC See All Filings	D/A	2017-04-07 13:09:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001692106 Filed Document 0000898432-17-000403 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:09:37 UTC Type of Offering D/A Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Global Multi-Asset Portfolio, LLC See All Filings	D/A	2017-04-07 13:04:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573687 Filed Document 0001573687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 13:04:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Opportunity Fund Ltd. See All Filings	D/A	2017-04-07 12:57:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637014 Filed Document 0001637014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:57:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Road I, L.P. See All Filings	D	2017-04-07 12:53:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001702692 Filed Document 0001702692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:53:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sea Street Technologies, Inc. See All Filings	D	2017-04-07 12:37:43 UTC
Amount To Be Raised $3,637,032 Associated Brokers / Dealers N/A CIK Number 0001700651 Filed Document 0001700651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:37:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Global Absolute Alpha Co See All Filings	D/A	2017-04-07 12:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001424427 Filed Document 0001424427-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:31:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Massachusetts Pathways to Economic Advancement 2016 LLC See All Filings	D	2017-04-07 12:24:43 UTC
Amount To Be Raised $12,430,000 Associated Brokers / Dealers Merrill Lynch Pierce Fenner & Smith Incorporated CIK Number 0001702859 Filed Document 0001702859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:24:43 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS VIII-B, L.P. See All Filings	D/A	2017-04-07 12:23:55 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers MOELIS & COMPANY LLC CIK Number 0001670143 Filed Document 0001670143-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:23:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS VIII-A, L.P. See All Filings	D/A	2017-04-07 12:23:06 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers MOELIS & COMPANY LLC CIK Number 0001670141 Filed Document 0001670141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INTELLIGENT CLOUD RESOURCES INC. See All Filings	D	2017-04-07 12:10:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634912 Filed Document 0001213900-17-003497 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:10:34 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Logan Stone Capital QP, LP See All Filings	D/A	2017-04-07 12:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639081 Filed Document 0001639081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 12:07:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
9Fiber, Inc. See All Filings	D	2017-04-07 11:55:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001702702 Filed Document 0001702702-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:55:25 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BGA Focus Fund, LLC - MLP Series See All Filings	D/A	2017-04-07 11:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672175 Filed Document 0001672175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Modesto IL, LP See All Filings	D	2017-04-07 11:44:26 UTC
Amount To Be Raised $4,093,750 Associated Brokers / Dealers N/A CIK Number 0001703200 Filed Document 0001703200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:44:26 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Isomer Cayman Fund Ltd. See All Filings	D	2017-04-07 11:40:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682346 Filed Document 0000919574-17-003247 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:40:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2017-04-07 11:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:40:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2017-04-07 11:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:38:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
China Equity Fund See All Filings	D/A	2017-04-07 11:34:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605157 Filed Document 0001605157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:34:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/MW Eureka (US) Fund II LP See All Filings	D/A	2017-04-07 11:22:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001672294 Filed Document 0001672294-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:22:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Beachhead Coinvestment, L.P. See All Filings	D	2017-04-07 11:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001702514 Filed Document 0001702514-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:21:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voltaire 24, LP See All Filings	D	2017-04-07 11:14:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001703071 Filed Document 0001703071-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:14:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merion Capital ERISA LP See All Filings	D	2017-04-07 11:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001670712 Filed Document 0000902664-17-001892 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:06:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Long/Short Equity LP See All Filings	D/A	2017-04-07 11:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621189 Filed Document 0001621189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital LP See All Filings	D/A	2017-04-07 11:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001479539 Filed Document 0000902664-17-001891 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/Metacapital Rising Rates Fund LP See All Filings	D/A	2017-04-07 11:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001604952 Filed Document 0001604952-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortem Resources Inc. See All Filings	D	2017-04-07 11:00:46 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001511164-17-000166 Exclusions or Exemptions 506b Accepted Date 2017-04-07 11:00:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable US Equity LP See All Filings	D/A	2017-04-07 10:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001630327 Filed Document 0001630327-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironshield Special Situations L2 Fund L.P. See All Filings	D/A	2017-04-07 10:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603363 Filed Document 0000902664-17-001890 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable International Developed Equity LP See All Filings	D/A	2017-04-07 10:42:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001611858 Filed Document 0001611858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:42:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-04-07 10:40:44 UTC
Amount To Be Raised $601,673 Associated Brokers / Dealers Michael Shannon and Cynthia Voth CIK Number 0001135856 Filed Document 0001135856-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:40:44 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2017-04-07 10:40:44 UTC
Amount To Be Raised $2,736,517 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:40:44 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CCG BARKANA INVESTORS I, LLC See All Filings	D	2017-04-07 10:36:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701907 Filed Document 0001701907-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:36:16 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable Non Correlated Strategies LP See All Filings	D/A	2017-04-07 10:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001317333 Filed Document 0001317333-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:35:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund