Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kerrisdale Long Only Fund, LP See All Filings	D/A	2019-04-11 17:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728022 Filed Document 0001315863-19-000340 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:41:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palvella Therapeutics, Inc. See All Filings	D	2019-04-11 17:41:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001742961 Filed Document 0001742961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:41:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Xmas Story6 LLC See All Filings	D	2019-04-11 17:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773356 Filed Document 0001773356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:35:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FreMon Scientific, Inc. See All Filings	D	2019-04-11 17:30:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001735152 Filed Document 0001735152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:30:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBX Corp See All Filings	D	2019-04-11 17:28:01 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0000873600 Filed Document 0000873600-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:28:01 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Vista Verde Skin Laundry, LLC See All Filings	D	2019-04-11 17:26:39 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001773125 Filed Document 0001773125-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Spark Community Investment Co See All Filings	D	2019-04-11 17:19:34 UTC
Amount To Be Raised $28,519,058 Associated Brokers / Dealers N/A CIK Number 0001626598 Filed Document 0001626598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:19:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
1st Course Capital Fund 1, LP See All Filings	D	2019-04-11 17:11:28 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001772243 Filed Document 0001772243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:11:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LSC-UKHS HC2, DST See All Filings	D	2019-04-11 17:11:21 UTC
Amount To Be Raised $16,482,175 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001773443 Filed Document 0001773443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:11:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HistoSonics, Inc. See All Filings	D	2019-04-11 17:10:32 UTC
Amount To Be Raised $47,365,000 Associated Brokers / Dealers N/A CIK Number 0001479012 Filed Document 0001479012-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:10:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INTERNATIONAL OPPORTUNITY FUND LP See All Filings	D/A	2019-04-11 17:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075652 Filed Document 0001724485-19-000047 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altmore Capital GRE, Inc. See All Filings	D	2019-04-11 17:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763902 Filed Document 0001763902-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:07:11 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
AXIOM INTERNATIONAL EQUITY FUND See All Filings	D/A	2019-04-11 17:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127070 Filed Document 0001724485-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:06:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Small-Cap Equity Fund See All Filings	D/A	2019-04-11 17:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580017 Filed Document 0001724485-19-000045 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings	D/A	2019-04-11 17:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376317 Filed Document 0001724485-19-000044 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM OFFSHORE OPPORTUNITY FUND LTD See All Filings	D/A	2019-04-11 17:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459293 Filed Document 0001724485-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Creek Resources Ltd. See All Filings	D	2019-04-11 17:03:32 UTC
Amount To Be Raised $11,183 Associated Brokers / Dealers N/A CIK Number 0001709139 Filed Document 0001709139-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:03:32 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Axiom International Small/Micro-Cap Opportunity Fund, L.P. See All Filings	D/A	2019-04-11 17:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001304038 Filed Document 0001724485-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vincent Oil & Gas I See All Filings	D	2019-04-11 17:02:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001773054 Filed Document 0001437749-19-007006 Exclusions or Exemptions 506c Accepted Date 2019-04-11 17:02:14 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Investors Trust II - Axiom International Equity Fund II See All Filings	D/A	2019-04-11 17:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415637 Filed Document 0001724485-19-000041 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:01:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Global Small/Micro-Cap Opportunity Fund, L.P. See All Filings	D/A	2019-04-11 17:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391745 Filed Document 0001724485-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:00:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INVESTORS TRUST II-AXIOM GLOBAL EQUITY FUND See All Filings	D/A	2019-04-11 16:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344772 Filed Document 0001724485-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTAROCK FUND LP See All Filings	D/A	2019-04-11 16:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172921 Filed Document 0001172921-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II -Axiom Emerging Markets Equity Fund See All Filings	D/A	2019-04-11 16:57:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406849 Filed Document 0001724485-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:57:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitol City Sun Valley, LLC See All Filings	D/A	2019-04-11 16:54:30 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001766421 Filed Document 0001766421-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:54:30 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wee Golf, LLC See All Filings	D	2019-04-11 16:53:38 UTC
Amount To Be Raised $1,000,005 Associated Brokers / Dealers N/A CIK Number 0001657090 Filed Document 0001657090-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:53:38 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Private Investment Fund II, L.P. See All Filings	D	2019-04-11 16:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764568 Filed Document 0001764568-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:53:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncospace, Inc. See All Filings	D	2019-04-11 16:53:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001773640 Filed Document 0001773640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:53:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
Watermill-Enbi Partners, LP See All Filings	D	2019-04-11 16:50:09 UTC
Amount To Be Raised $17,210,000 Associated Brokers / Dealers N/A CIK Number 0001769781 Filed Document 0001724485-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Private Resource Lending II (Cal-Co-invest), LP See All Filings	D	2019-04-11 16:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001773165 Filed Document 0001567619-19-008702 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:49:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermill-Enbi Investor Partners, LLC See All Filings	D	2019-04-11 16:48:58 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001769774 Filed Document 0001724485-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:48:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Opportunity Domestic Fund, L.P. See All Filings	D/A	2019-04-11 16:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495935 Filed Document 0000919574-19-002882 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Watermill-Enbi Holdings, Corp. See All Filings	D	2019-04-11 16:47:32 UTC
Amount To Be Raised $17,780,000 Associated Brokers / Dealers N/A CIK Number 0001769767 Filed Document 0001724485-19-000035 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:47:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD DOMESTIC FUND LP See All Filings	D/A	2019-04-11 16:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270909 Filed Document 0000919574-19-002880 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Watermill-Enbi Enterprises, LLC See All Filings	D	2019-04-11 16:46:19 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001769734 Filed Document 0001724485-19-000034 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
RS-Platina, LLC See All Filings	D	2019-04-11 16:44:19 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001772939 Filed Document 0001772939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:44:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Metal Tiger PLC See All Filings	D	2019-04-11 16:44:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001772869 Filed Document 0000950138-19-000238 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:44:17 UTC Type of Offering D Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Trend Discovery, LP See All Filings	D/A	2019-04-11 16:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001550970 Filed Document 0001213900-19-006195 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:42:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accion Venture Lab, LP See All Filings	D	2019-04-11 16:38:50 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001772854 Filed Document 0001382963-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:38:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVA GENES LLC See All Filings	D	2019-04-11 16:31:26 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001770621 Filed Document 0001770621-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:31:26 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Can-Fite BioPharma Ltd. See All Filings	D	2019-04-11 16:30:31 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001536196 Filed Document 0001213900-19-006184 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:30:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Midland States Bancorp, Inc. See All Filings	D	2019-04-11 16:26:59 UTC
Amount To Be Raised $9,740,250 Associated Brokers / Dealers N/A CIK Number 0001466026 Filed Document 0001466026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:26:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ancor Pledge Fund X, LLC See All Filings	D	2019-04-11 16:24:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001698464 Filed Document 0001698464-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:24:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Solea Energy, LLC See All Filings	D	2019-04-11 16:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601693 Filed Document 0001567619-19-008698 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:19:30 UTC Type of Offering D Industry Other Energy Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Income Plus Corp See All Filings	D/A	2019-04-11 16:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC CIK Number 0001742313 Filed Document 0001144204-19-019298 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Diamond S Shipping Inc. See All Filings	D	2019-04-11 16:13:32 UTC
Amount To Be Raised $333,323,078 Associated Brokers / Dealers N/A CIK Number 0001761940 Filed Document 0001144204-19-019289 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:13:32 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Energy Production & Recovery Fund, LLC See All Filings	D	2019-04-11 16:03:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001773605 Filed Document 0001773605-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:03:34 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
CNH CA II, Ltd See All Filings	D/A	2019-04-11 16:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001400277 Filed Document 0001405086-19-000111 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA Total Return Offshore Fund, L.P. See All Filings	D/A	2019-04-11 16:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill, Lynch, Pierce, Fenner & Smith Incorporated and AQR Investments, LLC CIK Number 0001670862 Filed Document 0001405086-19-000110 Exclusions or Exemptions 506b Accepted Date 2019-04-11 16:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA PM FUND, L.P. See All Filings	D/A	2019-04-11 15:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001664683 Filed Document 0001405086-19-000109 Exclusions or Exemptions 506b Accepted Date 2019-04-11 15:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund