Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rodman Mountain Summit, L.P. See All Filings	D	2019-05-13 09:35:31 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001775948 Filed Document 0001775948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 09:35:31 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ark Global Emerging Companies, LP See All Filings	D/A	2019-05-13 09:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726104 Filed Document 0001726104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 09:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contact Gold Corp. See All Filings	1-A/A	2019-05-13 09:29:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001759352 Filed Document 0001062993-19-002139 Accepted Date 2019-05-13 09:29:29 UTC Type of Offering 1-A/A Industry GOLD AND SILVER ORES Offering Tier Tier2 Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
USSC WINDCREST SUMMIT, LLC See All Filings	D	2019-05-13 09:16:50 UTC
Amount To Be Raised $4,475,000 Associated Brokers / Dealers N/A CIK Number 0001776394 Filed Document 0001776394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 09:16:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Espresso Bookstore & Cafe Holdings LLC See All Filings	D/A	2019-05-13 08:50:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001688570 Filed Document 0000892251-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-05-13 08:50:04 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CentraForce, LLC See All Filings	D	2019-05-13 08:33:12 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001736776 Filed Document 0001736776-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 08:33:12 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Antenum, Inc. See All Filings	D	2019-05-13 06:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726185 Filed Document 0001726185-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 06:13:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DPW Holdings, Inc. See All Filings	1-A	2019-05-13 06:05:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Sales Commissions CIK Number 0000896493 Filed Document 0001214659-19-003389 Accepted Date 2019-05-13 06:05:13 UTC Type of Offering 1-A Industry ELECTRONIC COMPONENTS, NEC Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $27,154,219 State of Jurisdiction DELAWARE Type of Security Debt
Fusion Court, Inc. See All Filings	D	2019-05-10 21:31:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776238 Filed Document 0001776238-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 21:31:44 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BCP V Access Fund A L.P. See All Filings	D/A	2019-05-10 21:24:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, Brookfield Private Capital (UK) Limited, and Summit Trail Securities, LLC CIK Number 0001762479 Filed Document 0001762479-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 21:24:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fidelis Financial Planning LLC See All Filings	D/A	2019-05-10 20:53:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001739521 Filed Document 0001739521-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-10 20:53:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
TR Capital IV, L.P. See All Filings	D/A	2019-05-10 20:12:24 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001773426 Filed Document 0001773426-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 20:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise For-Sale Housing eFUND - Washington DC, LLC See All Filings	1-A POS	2019-05-10 20:09:36 UTC
Amount To Be Raised $42,413,499 Associated Brokers / Dealers N/A CIK Number 0001660983 Filed Document 0001144204-19-025401 Accepted Date 2019-05-10 20:09:36 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $133,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Delano Apts OZ Fund L.L.C. See All Filings	D	2019-05-10 20:09:32 UTC
Amount To Be Raised $4,775,000 Associated Brokers / Dealers N/A CIK Number 0001775566 Filed Document 0001775566-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 20:09:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cone & Steiner Holdings, Inc. See All Filings	D	2019-05-10 20:04:15 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001676212 Filed Document 0001676212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 20:04:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Delano Apts OZ Fund L.L.C. See All Filings	D	2019-05-10 20:00:50 UTC
Amount To Be Raised $2,840,000 Associated Brokers / Dealers N/A CIK Number 0001775566 Filed Document 0001775566-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-10 20:00:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise For-Sale Housing eFUND - Los Angeles CA, LLC See All Filings	1-A POS	2019-05-10 19:58:07 UTC
Amount To Be Raised $31,937,481 Associated Brokers / Dealers N/A CIK Number 0001660987 Filed Document 0001144204-19-025397 Accepted Date 2019-05-10 19:58:07 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $825,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Beca833, a trust series of Roofstock One Trust See All Filings	D	2019-05-10 19:52:56 UTC
Amount To Be Raised $69,550 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001776236 Filed Document 0001776236-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-10 19:52:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
App App, Inc. See All Filings	C	2019-05-10 19:14:48 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $300,000 CIK Number 0001776303 Filed Document 0001670254-19-000344 Accepted Date 2019-05-10 19:14:48 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Other State NEW YORK
Xebec Holdings, LLC See All Filings	D	2019-05-10 18:56:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001709706 Filed Document 0001567619-19-010461 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:56:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Route 66 Terra, LLC See All Filings	D/A	2019-05-10 18:49:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001767900 Filed Document 0001769211-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-05-10 18:49:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Go Store It Wilmington Storage DST See All Filings	D	2019-05-10 18:29:50 UTC
Amount To Be Raised $5,175,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001775979 Filed Document 0001775979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:29:50 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Greentrail Capital Fund, LP See All Filings	D	2019-05-10 18:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775813 Filed Document 0001775813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:25:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arixa Enhanced Income Fund See All Filings	D/A	2019-05-10 18:24:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602657 Filed Document 0001566114-19-000066 Exclusions or Exemptions 506c Accepted Date 2019-05-10 18:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDT Capital Partners Fund 3, L.P. See All Filings	D	2019-05-10 18:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775440 Filed Document 0000950157-19-000581 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:20:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Route 66 Farming, LLC See All Filings	D/A	2019-05-10 18:17:18 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001769211 Filed Document 0001769211-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-10 18:17:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GIRARD SQUARE INVESTORS HOLDINGS, LLC See All Filings	D	2019-05-10 18:09:36 UTC
Amount To Be Raised $10,248,493 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001776281 Filed Document 0001776281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:09:36 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandpiper Apartments San Diego, LP See All Filings	D	2019-05-10 18:07:52 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001776514 Filed Document 0001062993-19-002129 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:07:52 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sandler Total Return Opportunities Fund, LP See All Filings	D/A	2019-05-10 18:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669825 Filed Document 0001393725-19-000093 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:06:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Hill Apartments San Diego, LP See All Filings	D	2019-05-10 18:06:12 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers N/A CIK Number 0001776544 Filed Document 0001062993-19-002128 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:06:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SANDLER PLUS OFFSHORE FUND, LTD See All Filings	D/A	2019-05-10 18:06:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372812 Filed Document 0001393725-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:06:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS DOMESTIC FUND LP See All Filings	D/A	2019-05-10 18:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356983 Filed Document 0001393725-19-000091 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:01:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS DOMESTIC FUND II LP See All Filings	D/A	2019-05-10 18:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456024 Filed Document 0001393725-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER OFFSHORE FUND INC See All Filings	D/A	2019-05-10 18:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270056 Filed Document 0001393725-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER ASSOCIATES See All Filings	D/A	2019-05-10 18:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001393725-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outlier Alpha, LP See All Filings	D	2019-05-10 17:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775331 Filed Document 0001775331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:58:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veriglif Inc. See All Filings	C	2019-05-10 17:57:45 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001774921 Filed Document 0001670254-19-000339 Accepted Date 2019-05-10 17:57:45 UTC Type of Offering C Security Offered Amount 60,000 Security Offered Type Other State NEW YORK
Barry Road Investors 1, LLC See All Filings	D	2019-05-10 17:40:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001776553 Filed Document 0001776553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:40:54 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PiMac Mortgage Fund, LLC See All Filings	D	2019-05-10 17:30:24 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001776378 Filed Document 0001776378-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-10 17:30:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fundrise Growth eREIT 2019, LLC See All Filings	1-A/A	2019-05-10 17:27:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768726 Filed Document 0001144204-19-025359 Accepted Date 2019-05-10 17:27:17 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Fundrise Income eREIT 2019, LLC See All Filings	1-A/A	2019-05-10 17:26:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768760 Filed Document 0001144204-19-025356 Accepted Date 2019-05-10 17:26:41 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
MBX Biosciences, Inc. See All Filings	D/A	2019-05-10 17:21:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001776111 Filed Document 0001776111-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:21:42 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Crescent Capital High Income Fund B, L.P. See All Filings	D/A	2019-05-10 17:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550727 Filed Document 0000945621-19-000183 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appanage Brands, Inc. See All Filings	D	2019-05-10 17:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776080 Filed Document 0001776080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:21:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RSC Topco, Inc. See All Filings	D/A	2019-05-10 17:20:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660324 Filed Document 0001660324-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:20:22 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE LAGOON CAPITAL II-PARALLEL, L.P. See All Filings	D	2019-05-10 17:09:14 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers N/A CIK Number 0001776204 Filed Document 0001776204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flank GP Fund I, LP See All Filings	D	2019-05-10 17:04:49 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001776490 Filed Document 0001776490-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:04:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Bancorp, Inc. See All Filings	D	2019-05-10 17:04:08 UTC
Amount To Be Raised $20,837,205 Associated Brokers / Dealers PNC Financial Institutions Advisory Group, Inc. CIK Number 0001609065 Filed Document 0001567619-19-010447 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:04:08 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Omnivore Technologies, Inc. See All Filings	D	2019-05-10 17:03:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619693 Filed Document 0001619693-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:03:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIGNIS, INC. See All Filings	D	2019-05-10 17:01:25 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001715359 Filed Document 0001715359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:01:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity