Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Westrock Alpha Fund, L.P. See All Filings	D/A	2019-04-15 11:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662120 Filed Document 0001662120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-04-15 11:24:16 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, and Todd Gottel CIK Number 0001765835 Filed Document 0001765835-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:24:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meadow Real Estate Fund V LP See All Filings	D	2019-04-15 11:19:20 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001773765 Filed Document 0001773765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:19:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One True Holding Co See All Filings	D	2019-04-15 11:17:09 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001587540 Filed Document 0001587540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aequim Arbitrage Fund Ltd See All Filings	D	2019-04-15 11:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773115 Filed Document 0001773115-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:15:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier CVC Credit Partners Global Special Situations II Offshore Feeder LP See All Filings	D	2019-04-15 11:14:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001755841 Filed Document 0001755841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eig14t Early Education Fund III LLC See All Filings	D	2019-04-15 11:02:48 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001773637 Filed Document 0001773637-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:02:48 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
4TELLUS, LLC See All Filings	D	2019-04-15 10:54:52 UTC
Amount To Be Raised $6,200,020 Associated Brokers / Dealers StillPoint Capital, LLC CIK Number 0001718131 Filed Document 0001718131-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:54:52 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hidrate, Inc. See All Filings	D	2019-04-15 10:48:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675288 Filed Document 0001675288-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:48:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VL144 See All Filings	D/A	2019-04-15 10:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, Summit Equities, Inc, and Purshe Kaplan Sterling Investments CIK Number 0001617300 Filed Document 0001617300-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:47:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vaporox, Inc. See All Filings	D	2019-04-15 10:37:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers not applicable CIK Number 0001773558 Filed Document 0001773558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:37:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL142 See All Filings	D/A	2019-04-15 10:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001617299 Filed Document 0001617299-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Dividend Hedge Strategy,LP See All Filings	D/A	2019-04-15 10:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551782 Filed Document 0001192482-19-000191 Exclusions or Exemptions 506c Accepted Date 2019-04-15 10:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL135 See All Filings	D/A	2019-04-15 10:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Summit Equities, Inc, Summit Equities, Inc, World Equity Group, Inc., and Purshe Kaplan Sterling Investments CIK Number 0001612195 Filed Document 0001612195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NF Development LLC See All Filings	D	2019-04-15 10:15:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001773341 Filed Document 0001773341-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:15:30 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
GT Spirits Inc See All Filings	C/A	2019-04-15 10:13:56 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $999,999 CIK Number 0001769065 Filed Document 0001669191-19-000127 Accepted Date 2019-04-15 10:13:56 UTC Type of Offering C/A Security Offered Amount 32,259 Security Offered Type Common Stock State MASSACHUSETTS
X-Vax Technology, Inc. See All Filings	D/A	2019-04-15 10:10:40 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001682900 Filed Document 0001213900-19-006361 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:10:40 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Production Capital Legacy Partners Fund, LP See All Filings	D	2019-04-15 10:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771257 Filed Document 0001771257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:08:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transitional Data Services, Inc. See All Filings	D	2019-04-15 09:46:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001773745 Filed Document 0001773745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 09:46:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
God's Garden Treasures LLC See All Filings	C/A	2019-04-15 09:30:09 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001739256 Filed Document 0001669191-19-000125 Accepted Date 2019-04-15 09:30:09 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State ARIZONA
K4 Mobility LLC See All Filings	D	2019-04-15 09:18:28 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001773456 Filed Document 0001144204-19-019598 Exclusions or Exemptions 506b Accepted Date 2019-04-15 09:18:28 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Triib, Inc. See All Filings	D/A	2019-04-15 09:01:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001734357 Filed Document 0001734357-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-15 09:01:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ample Hills Holdings, Inc. See All Filings	D/A	2019-04-15 08:41:22 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001656562 Filed Document 0001656562-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-15 08:41:22 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Green Stripe Naturals Ltd. See All Filings	D	2019-04-15 07:17:53 UTC
Amount To Be Raised $30,020 Associated Brokers / Dealers N/A CIK Number 0001752515 Filed Document 0001062993-19-001696 Exclusions or Exemptions 506b Accepted Date 2019-04-15 07:17:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PunchFlix INC See All Filings	1-A/A	2019-04-15 07:13:23 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001755037 Filed Document 0000806171-19-000028 Accepted Date 2019-04-15 07:13:23 UTC Type of Offering 1-A/A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
New Moon Clothing, Inc. See All Filings	C/A	2019-04-12 21:16:14 UTC
Financial Interest None Filing Platform MiTec, PBC Offering Amount $500,000 CIK Number 0001760272 Filed Document 0001760272-19-000004 Accepted Date 2019-04-12 21:16:14 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MONTANA
Wilshire Institutional Master Fund II SPC See All Filings	D/A	2019-04-12 21:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518631 Filed Document 0001518631-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 21:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Video Scout LLC See All Filings	C	2019-04-12 20:51:59 UTC
Financial Interest None Filing Platform crowdsourcefunded.com Offering Amount $107,000 CIK Number 0001770444 Filed Document 0001770444-19-000001 Accepted Date 2019-04-12 20:51:59 UTC Type of Offering C Security Offered Amount 1,070 Security Offered Type Common Stock State CONNECTICUT
Caresplit, Inc See All Filings	C	2019-04-12 20:26:00 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001772640 Filed Document 0001670254-19-000202 Accepted Date 2019-04-12 20:26:00 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Other State ARIZONA
Peer Street Funding, LLC See All Filings	D/A	2019-04-12 19:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 19:50:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tribal LLC See All Filings	C	2019-04-12 19:43:46 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $300,000 CIK Number 0001770933 Filed Document 0001670254-19-000200 Accepted Date 2019-04-12 19:43:46 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State COLORADO
NG19, LP See All Filings	D	2019-04-12 19:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772166 Filed Document 0001772166-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 19:31:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Klatu Networks, Inc. See All Filings	D	2019-04-12 19:02:53 UTC
Amount To Be Raised $1,062,040 Associated Brokers / Dealers N/A CIK Number 0001714315 Filed Document 0001714315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 19:02:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Halleman Bradley Inc. See All Filings	D	2019-04-12 18:43:10 UTC
Amount To Be Raised $3,606,240 Associated Brokers / Dealers N/A CIK Number 0001772417 Filed Document 0001772417-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 18:43:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
The Bacon Jams LLC See All Filings	C	2019-04-12 18:30:04 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,985 CIK Number 0001772682 Filed Document 0001670254-19-000194 Accepted Date 2019-04-12 18:30:04 UTC Type of Offering C Security Offered Amount 3,624 Security Offered Type Preferred Stock State PENNSYLVANIA
BROOKDALE INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2019-04-12 18:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458410 Filed Document 0001567619-19-008760 Exclusions or Exemptions 506b Accepted Date 2019-04-12 18:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROOKDALE GLOBAL OPPORTUNITY FUND See All Filings	D/A	2019-04-12 18:08:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458377 Filed Document 0001567619-19-008758 Exclusions or Exemptions 506b Accepted Date 2019-04-12 18:08:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGV Technologies, LLC See All Filings	D	2019-04-12 17:55:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001695524 Filed Document 0001695524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:55:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
XAPPHIRE FUND, LLC See All Filings	D	2019-04-12 17:55:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001773460 Filed Document 0001773460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:55:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CVC Capital Partners Strategic Opportunities II L.P. See All Filings	D/A	2019-04-12 17:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0001736994 Filed Document 0001736994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:45:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders' Co-op IV, LP See All Filings	D/A	2019-04-12 17:43:18 UTC
Amount To Be Raised $25,013,868 Associated Brokers / Dealers N/A CIK Number 0001728357 Filed Document 0001728357-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winery Suites AT Fund #1, LLC See All Filings	D	2019-04-12 17:41:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001773291 Filed Document 0001773291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:41:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PLUTUS21 CRYPTO FUND I, LP See All Filings	D/A	2019-04-12 17:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735156 Filed Document 0001735156-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund See All Filings	D/A	2019-04-12 17:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605606 Filed Document 0001605606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Master Portfolio (C), Ltd See All Filings	D/A	2019-04-12 17:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001765721-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global NV Corp. See All Filings	D	2019-04-12 17:26:17 UTC
Amount To Be Raised $1 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001755019 Filed Document 0001755019-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:26:17 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Partners Capital Kestrel Fund, L.P. Series N See All Filings	D	2019-04-12 17:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770438 Filed Document 0001770438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Booster Fuels, Inc. See All Filings	D	2019-04-12 17:20:28 UTC
Amount To Be Raised $49,999,997 Associated Brokers / Dealers N/A CIK Number 0001643021 Filed Document 0001643021-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:20:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series H See All Filings	D	2019-04-12 17:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770435 Filed Document 0001770435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:20:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Harrier Fund (A), L.P. See All Filings	D/A	2019-04-12 17:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493434 Filed Document 0001493434-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund