|
|
D |
2017-04-12 12:52:52 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531154
- Filed Document
- 0001531154-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:52:52 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 12:45:52 UTC |
- Amount To Be Raised
- $416,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001680048
- Filed Document
- 0001680048-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:45:52 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:44:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677893
- Filed Document
- 0001677893-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:44:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:43:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300505
- Filed Document
- 0001393725-17-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:43:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:39:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652879
- Filed Document
- 0000902664-17-001951
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:39:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:38:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300564
- Filed Document
- 0001393725-17-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:38:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:33:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673204
- Filed Document
- 0001673204-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:33:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:30:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001633958
- Filed Document
- 0001633958-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:30:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:25:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518911
- Filed Document
- 0001393725-17-000091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:25:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:25:20 UTC |
- Amount To Be Raised
- $5,016,332
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703249
- Filed Document
- 0001703249-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:25:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:22:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000841776
- Filed Document
- 0000841776-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:22:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:20:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703432
- Filed Document
- 0001703432-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:20:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:19:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637531
- Filed Document
- 0001637531-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:19:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:17:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457693
- Filed Document
- 0001393725-17-000090
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:17:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:10:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505139
- Filed Document
- 0001393725-17-000089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:10:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 12:10:37 UTC |
- Amount To Be Raised
- $1,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703440
- Filed Document
- 0001703440-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:10:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 12:05:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703597
- Filed Document
- 0001479191-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:05:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 12:05:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572257
- Filed Document
- 0001572257-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:05:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 12:02:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512428
- Filed Document
- 0001393725-17-000088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 12:02:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:59:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507162
- Filed Document
- 0001393725-17-000087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:59:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:56:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604737
- Filed Document
- 0001393725-17-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:56:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:55:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703328
- Filed Document
- 0001703328-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:55:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-04-12 11:54:59 UTC |
- Amount To Be Raised
- $310,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703260
- Filed Document
- 0001703260-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:54:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 11:52:34 UTC |
- Amount To Be Raised
- $1,262,006,089
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663267
- Filed Document
- 0001703480-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:52:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 11:50:10 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703351
- Filed Document
- 0001213900-17-003648
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:50:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 11:46:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616452
- Filed Document
- 0001393725-17-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:46:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:41:17 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692402
- Filed Document
- 0001692402-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:41:17 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 11:40:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703543
- Filed Document
- 0001703543-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-04-12 11:40:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:39:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484877
- Filed Document
- 0001393725-17-000084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:39:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SMS FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP
See All Filings
|
D/A |
2017-04-12 11:38:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467914
- Filed Document
- 0001467914-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:38:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:37:16 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703578
- Filed Document
- 0001703578-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:37:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:37:07 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, and 1st Global Capital Corporation
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:37:07 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 11:32:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, and OCP Capital, LLC
- CIK Number
- 0001107149
- Filed Document
- 0001107149-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:32:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:28:39 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691555
- Filed Document
- 0001691555-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:28:39 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 11:28:35 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001703590
- Filed Document
- 0001703590-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:28:35 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2017-04-12 11:27:45 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703413
- Filed Document
- 0001703413-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:27:45 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-04-12 11:25:17 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Cambridge Investment Research, Inc. and Sunbelt Securities
- CIK Number
- 0001687017
- Filed Document
- 0001687017-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:25:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:23:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001341434
- Filed Document
- 0001393725-17-000083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:23:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:22:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703468
- Filed Document
- 0001703468-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:22:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 11:21:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488477
- Filed Document
- 0001393725-17-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:21:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:19:48 UTC |
- Amount To Be Raised
- $22,631,637
- Associated Brokers / Dealers
- Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, and Sigma Financial Corporation
- CIK Number
- 0001698656
- Filed Document
- 0001698656-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:19:48 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 11:18:07 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695612
- Filed Document
- 0001695612-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:18:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-12 11:14:16 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001702316
- Filed Document
- 0000905718-17-000463
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:14:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:12:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703480
- Filed Document
- 0001703480-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:12:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 11:10:59 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553104
- Filed Document
- 0001553104-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:10:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 11:10:53 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703230
- Filed Document
- 0001703230-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 11:10:53 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-04-12 10:59:57 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592800
- Filed Document
- 0001592800-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 10:59:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-12 10:59:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488476
- Filed Document
- 0001393725-17-000081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 10:59:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-12 10:54:06 UTC |
- Amount To Be Raised
- $2,441,074
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641990
- Filed Document
- 0001641990-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 10:54:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-12 10:53:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168220
- Filed Document
- 0001168220-17-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-12 10:53:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|