Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RQM Partners, LP See All Filings	D/A	2017-08-18 14:32:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617357 Filed Document 0001617357-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:32:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INPIXON See All Filings	D	2017-08-18 14:27:19 UTC
Amount To Be Raised $602,645 Associated Brokers / Dealers N/A CIK Number 0001529113 Filed Document 0001213900-17-008917 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:27:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Briarfield Capital, LLC See All Filings	D/A	2017-08-18 14:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529373 Filed Document 0001529373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:26:40 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
F9 Teams Inc. See All Filings	D/A	2017-08-18 14:22:33 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001713099 Filed Document 0001713099-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:22:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Magnitude Total Portfolio Fund, L.P. See All Filings	D/A	2017-08-18 14:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626662 Filed Document 0001626662-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:15:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kairos Impact Partners LLC See All Filings	D	2017-08-18 14:10:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715024 Filed Document 0001715024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:10:21 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
First Coast Surgical Services LLC See All Filings	D	2017-08-18 14:08:31 UTC
Amount To Be Raised $52,000 Associated Brokers / Dealers N/A CIK Number 0001643272 Filed Document 0001643272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:08:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ProMIS Neurosciences Inc. See All Filings	D	2017-08-18 14:04:11 UTC
Amount To Be Raised $3,840,000 Associated Brokers / Dealers Noble Capital Markets, Inc. CIK Number 0001374339 Filed Document 0001183740-17-000149 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:04:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
West Texas Surgical Services, LLC See All Filings	D	2017-08-18 14:01:26 UTC
Amount To Be Raised $248,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001589504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:01:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LoLo, LLC See All Filings	D	2017-08-18 13:51:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:51:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Perlara PBC See All Filings	D	2017-08-18 13:46:32 UTC
Amount To Be Raised $7,438,261 Associated Brokers / Dealers N/A CIK Number 0001607099 Filed Document 0001607099-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:46:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
URGENT MEDICAL ACCESS, INC. See All Filings	D	2017-08-18 13:45:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715073 Filed Document 0001461859-17-000022 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-18 13:45:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3901 Michael Blvd, LLC See All Filings	D	2017-08-18 13:40:09 UTC
Amount To Be Raised $4,875,000 Associated Brokers / Dealers N/A CIK Number 0001715052 Filed Document 0001715052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:40:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Towerview Voyager Fund, LP See All Filings	D	2017-08-18 13:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714950 Filed Document 0001714950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:34:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HICAP CHELSEA LLC See All Filings	D	2017-08-18 13:30:44 UTC
Amount To Be Raised $2,453,000 Associated Brokers / Dealers N/A CIK Number 0001713942 Filed Document 0001713942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:30:44 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ICG Centre Street Partnership, L.P. See All Filings	D	2017-08-18 13:27:39 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001713919 Filed Document 0001713919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:27:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG LEAGUE ADVANCE FUND II, LP See All Filings	D	2017-08-18 13:23:34 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001714583 Filed Document 0001714583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:23:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OMNISEQ, INC. See All Filings	D	2017-08-18 13:18:58 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers CROSSTREE CAPITAL SECURITIES CIK Number 0001713983 Filed Document 0001713983-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:18:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Permira Credit Solutions Managed Account N L.P. See All Filings	D	2017-08-18 13:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715079 Filed Document 0001715079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:06:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Wellgreen Platinum Ltd. See All Filings	D	2017-08-18 13:04:26 UTC
Amount To Be Raised $4,246,089 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001062993-17-003892 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:04:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wellgreen Platinum Ltd. See All Filings	D	2017-08-18 13:04:22 UTC
Amount To Be Raised $4,378,162 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001062993-17-003891 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:04:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners III, L.P. See All Filings	D	2017-08-18 13:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001713668 Filed Document 0000950103-17-007998 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirkled in Inc. See All Filings	D	2017-08-18 13:02:32 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001710264 Filed Document 0001710264-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:02:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Epoch Sleep Centers LLC See All Filings	D	2017-08-18 12:54:40 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001713699 Filed Document 0001713699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:54:40 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
KSA CAPITAL PARTNERS LP See All Filings	D/A	2017-08-18 12:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., Family Management Securities, LLC, Papamarkou Wellner & Co., Inc., and Primary Capital, LLC CIK Number 0001284076 Filed Document 0000919574-17-006302 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar SC Fund Ltd See All Filings	D/A	2017-08-18 12:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498898 Filed Document 0001498898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHF USTE, L.P. See All Filings	D/A	2017-08-18 12:32:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556585 Filed Document 0001556585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:32:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiltearn Global Equity SRI Fund See All Filings	D/A	2017-08-18 12:31:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584276 Filed Document 0001584276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:31:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2017-08-18 12:28:02 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:28:02 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
SCHF OU, L.P. See All Filings	D/A	2017-08-18 12:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556588 Filed Document 0001556588-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Gamma Investments Ltd See All Filings	D/A	2017-08-18 12:19:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC CIK Number 0001343728 Filed Document 0001343623-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:19:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V5 Systems, Inc. See All Filings	D	2017-08-18 12:15:29 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001666840 Filed Document 0001666840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:15:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INP REIT III LLC See All Filings	D	2017-08-18 12:13:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001715062 Filed Document 0001715062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 12:13:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CANARY SPEECH LLC See All Filings	D/A	2017-08-18 11:57:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697410 Filed Document 0001697410-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:57:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GS GAMMA INVESTMENTS LLC See All Filings	D/A	2017-08-18 11:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC CIK Number 0001343623 Filed Document 0001343623-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL INTERNATIONAL TRUST See All Filings	D/A	2017-08-18 11:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225676 Filed Document 0001144204-17-044063 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL HEDGED EQUITY FUND See All Filings	D/A	2017-08-18 11:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263072 Filed Document 0001144204-17-044062 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hallmark Camelia, LLC See All Filings	D	2017-08-18 11:35:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001713911 Filed Document 0001713911-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:35:41 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Private Investment Proxy Fund See All Filings	D/A	2017-08-18 11:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616765 Filed Document 0001144204-17-044061 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Fixed Income Fund See All Filings	D/A	2017-08-18 11:33:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616763 Filed Document 0001144204-17-044058 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:33:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL UNCORRELATED FUND See All Filings	D/A	2017-08-18 11:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263077 Filed Document 0001144204-17-044057 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meural Inc. See All Filings	D	2017-08-18 11:30:56 UTC
Amount To Be Raised $7,692,217 Associated Brokers / Dealers N/A CIK Number 0001622142 Filed Document 0001622142-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:30:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ravi Tuscan Limited Partnership See All Filings	D	2017-08-18 11:30:54 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers None CIK Number 0001714976 Filed Document 0001714976-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:30:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SENTINEL TECHNOLOGY FUND See All Filings	D/A	2017-08-18 11:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263073 Filed Document 0001144204-17-044056 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aulon Arch, Inc. See All Filings	D/A	2017-08-18 11:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001610266 Filed Document 0001610266-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:26:45 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADVON Partners, LLC See All Filings	D	2017-08-18 11:16:24 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers N/A CIK Number 0001714239 Filed Document 0001714239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:16:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CoreHealth Solutions, LLC See All Filings	D	2017-08-18 11:01:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001714818 Filed Document 0001714818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:01:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Georgetown Diversified Fund, Ltd. See All Filings	D/A	2017-08-18 11:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347616 Filed Document 0001315863-17-000696 Exclusions or Exemptions 506b Accepted Date 2017-08-18 11:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Human Capital Fund, Ltd. See All Filings	D/A	2017-08-18 10:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580605 Filed Document 0001315863-17-000695 Exclusions or Exemptions 506b Accepted Date 2017-08-18 10:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GLX Inc. See All Filings	D	2017-08-18 10:57:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001649781 Filed Document 0001263987-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 10:57:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity