Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SLACKER INC See All Filings	D/A	2017-04-12 15:20:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001400813 Filed Document 0001400813-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:20:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WCM Focused Global Growth Fund L.P. See All Filings	D/A	2017-04-12 15:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMST DISTRIBUTORS, LLC CIK Number 0001670495 Filed Document 0001670495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM Focused International Growth Fund LP See All Filings	D/A	2017-04-12 15:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMST DISTRIBUTORS, LLC CIK Number 0001577075 Filed Document 0001577075-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM Focused Emerging Markets Fund LP See All Filings	D/A	2017-04-12 15:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596164 Filed Document 0001596164-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
peerFit, Inc. See All Filings	D	2017-04-12 15:15:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587461 Filed Document 0001587461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:15:06 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Falconpath Fund, LP See All Filings	D	2017-04-12 15:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702764 Filed Document 0001701186-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armor Defense Inc. See All Filings	D	2017-04-12 15:03:31 UTC
Amount To Be Raised $88,883,924 Associated Brokers / Dealers N/A CIK Number 0001481353 Filed Document 0001703673-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:03:31 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plume Design, Inc. See All Filings	D/A	2017-04-12 15:01:46 UTC
Amount To Be Raised $37,560,847 Associated Brokers / Dealers N/A CIK Number 0001664759 Filed Document 0001664759-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:01:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TMAM/Pathway Global Opportunities EUR Fund, LP See All Filings	D	2017-04-12 14:59:18 UTC
Amount To Be Raised $16,665,780 Associated Brokers / Dealers N/A CIK Number 0001703532 Filed Document 0001703532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
QUARRI TECHNOLOGIES, INC. See All Filings	D	2017-04-12 14:59:07 UTC
Amount To Be Raised $12,603 Associated Brokers / Dealers N/A CIK Number 0001481847 Filed Document 0001481847-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:59:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KENADYR MINING (HOLDINGS) CORP See All Filings	D	2017-04-12 14:52:54 UTC
Amount To Be Raised $2,283,529 Associated Brokers / Dealers N/A CIK Number 0001703292 Filed Document 0001183740-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:52:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Global Private Assets IV, L.P. See All Filings	D	2017-04-12 14:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001699141 Filed Document 0001699141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:50:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Akumina Inc. See All Filings	D	2017-04-12 14:50:15 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Foreside Investment Services, LLC CIK Number 0001611418 Filed Document 0001611418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:50:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
CLINTON PARTNERS LLC See All Filings	D	2017-04-12 14:49:28 UTC
Amount To Be Raised $174,700 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001032522 Filed Document 0001032522-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:49:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Institutional Master Fund II SPC See All Filings	D/A	2017-04-12 14:48:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518631 Filed Document 0001518631-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:48:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JDC HOLDINGS, LLC See All Filings	D	2017-04-12 14:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703673 Filed Document 0001703673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:45:38 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colchis/Marlette Income Fund, L.P. See All Filings	D/A	2017-04-12 14:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598779 Filed Document 0000935836-17-000187 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finepoint Capital Partners II, L.P. See All Filings	D/A	2017-04-12 14:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605898 Filed Document 0001605898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millbrae Energy Ventures 2016, LP See All Filings	D/A	2017-04-12 14:40:23 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers U.S. Sterling Secruities, Inc. CIK Number 0001691777 Filed Document 0001209191-17-026657 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:40:23 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Finepoint Capital Partners I, L.P. See All Filings	D/A	2017-04-12 14:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605895 Filed Document 0001605895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newbrook Long Fund LP See All Filings	D/A	2017-04-12 14:34:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638086 Filed Document 0001315863-17-000352 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:34:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEWBROOK CAPITAL PARTNERS LP See All Filings	D/A	2017-04-12 14:32:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460462 Filed Document 0001315863-17-000351 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:32:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC See All Filings	D	2017-04-12 14:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001701877 Filed Document 0001701877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:29:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilshire Diversified MAP Fund, LLC See All Filings	D/A	2017-04-12 14:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518632 Filed Document 0001518632-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Notion Capital III LP See All Filings	D	2017-04-12 14:28:21 UTC
Amount To Be Raised $18,082,055 Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001703026 Filed Document 0000905718-17-000465 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:28:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viro Media, Inc. See All Filings	D	2017-04-12 14:27:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001702266 Filed Document 0001231919-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:27:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Contravisory Long-Short Opportunities, L.P. See All Filings	D/A	2017-04-12 14:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695283 Filed Document 0001695283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:10:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ornate Absolute Return Fund, LP See All Filings	D	2017-04-12 14:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701186 Filed Document 0001701186-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:09:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Private Alpha, LP See All Filings	D	2017-04-12 14:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694420 Filed Document 0001694420-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:05:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vestagen Protective Technologies, Inc. See All Filings	D	2017-04-12 14:03:54 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001584606 Filed Document 0001584606-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-12 14:03:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NeuroTechnology Investors, LLC See All Filings	D	2017-04-12 13:58:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674457 Filed Document 0001674457-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:58:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHAKANA RESOURCES CORP See All Filings	D	2017-04-12 13:58:05 UTC
Amount To Be Raised $195,969 Associated Brokers / Dealers N/A CIK Number 0001701549 Filed Document 0001183740-17-000064 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:58:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Forward Development Group, LLC See All Filings	D/A	2017-04-12 13:53:49 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001666269 Filed Document 0001666269-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:53:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
NEWBROOK CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2017-04-12 13:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460534 Filed Document 0001315863-17-000350 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:48:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TRELYS, INC. See All Filings	D	2017-04-12 13:42:08 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001571519 Filed Document 0001571519-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:42:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Renewable Power Company, Inc. See All Filings	D	2017-04-12 13:38:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001703538 Filed Document 0001703538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:38:47 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners 11, L.P. See All Filings	D/A	2017-04-12 13:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693124 Filed Document 0001693124-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tasty Brands, LP See All Filings	D	2017-04-12 13:33:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Triton Pacific Securities, LLC CIK Number 0001687675 Filed Document 0001687673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:33:49 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Cavendish Investment Partners LP See All Filings	D/A	2017-04-12 13:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640047 Filed Document 0001640047-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CT Color Holdings, Inc. See All Filings	D	2017-04-12 13:30:59 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001703545 Filed Document 0001703545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:30:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Carlyle Private Equity Access Fund III, L.P. See All Filings	D/A	2017-04-12 13:30:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and COMMERCE STREET CAPITAL, LLC CIK Number 0001700793 Filed Document 0001700793-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:30:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV U S LARGE CAP LONG / SHORT FUND LP See All Filings	D/A	2017-04-12 13:21:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001389648 Filed Document 0001393725-17-000097 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:21:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIT Therapeutics, Inc. See All Filings	D	2017-04-12 13:17:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001641631 Filed Document 0001702289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:17:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
SEMPER VIC PARTNERS, L.P. See All Filings	D/A	2017-04-12 13:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866472 Filed Document 0000919574-17-003380 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:10:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RxSight I, LLC See All Filings	D/A	2017-04-12 13:09:58 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers N/A CIK Number 0001697042 Filed Document 0001697042-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:09:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LSV MICRO CAP FUND, LP See All Filings	D/A	2017-04-12 13:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516215 Filed Document 0001393725-17-000096 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:08:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMPER VIC PARTNERS (QP), L. P. See All Filings	D/A	2017-04-12 13:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268055 Filed Document 0000919574-17-003378 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AmideBio, LLC See All Filings	D/A	2017-04-12 13:02:48 UTC
Amount To Be Raised $768,000 Associated Brokers / Dealers N/A CIK Number 0001483408 Filed Document 0001483408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:02:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LSV JAPAN SMALL CAP EQUITY FUND, LP See All Filings	D/A	2017-04-12 13:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512427 Filed Document 0001393725-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-04-12 13:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Japan Large Cap Value Equity Fund, LP See All Filings	D/A	2017-04-12 12:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522189 Filed Document 0001393725-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-04-12 12:55:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund