Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Polunin Developing Countries Fund, LLC See All Filings	D/A	2017-04-13 16:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, Daniel Adrian Weiss, Paul Joseph Weissman, Nansie Jean Bernard, and Roberto Tancinco Fabros CIK Number 0001529217 Filed Document 0001192482-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:24:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/GAM Global Rates Hedge Fund Ltd. See All Filings	D/A	2017-04-13 16:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001466899 Filed Document 0001140361-17-015795 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Verition Partners Fund LLC See All Filings	D/A	2017-04-13 16:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603383 Filed Document 0001603383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Ridge Diversified Fund III, LP See All Filings	D	2017-04-13 16:21:46 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001703642 Filed Document 0001703642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:21:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Fund/Sandler Plus Offshore Fund Ltd. See All Filings	D/A	2017-04-13 16:20:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542699 Filed Document 0001140361-17-015793 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:20:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2017-04-13 16:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0001625257-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonk Breaker, LLC See All Filings	D	2017-04-13 16:16:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001703686 Filed Document 0001703686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:16:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Akers Biosciences, Inc. See All Filings	D	2017-04-13 16:13:00 UTC
Amount To Be Raised $2,027,760 Associated Brokers / Dealers None CIK Number 0001321834 Filed Document 0001493152-17-003835 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:13:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D/A	2017-04-13 16:10:16 UTC
Amount To Be Raised $18,640,340 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:10:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WHALE ROCK FLAGSHIP FUND LTD See All Filings	D/A	2017-04-13 16:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001457666 Filed Document 0001457666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slalom Investments, LP See All Filings	D	2017-04-13 16:08:03 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:08:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XVIII LLC See All Filings	D/A	2017-04-13 16:07:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001699433 Filed Document 0001699433-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CareDox Inc. See All Filings	D	2017-04-13 16:07:19 UTC
Amount To Be Raised $11,816,277 Associated Brokers / Dealers N/A CIK Number 0001517611 Filed Document 0001517611-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:07:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHALE ROCK FLAGSHIP FUND L P See All Filings	D/A	2017-04-13 16:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001363290 Filed Document 0001363290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:05:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHALE ROCK FLAGSHIP (AI) FUND LP See All Filings	D/A	2017-04-13 16:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001457667 Filed Document 0001457667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:02:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ILIAD BIOTECHNOLOGIES, LLC See All Filings	D	2017-04-13 15:58:24 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001658367 Filed Document 0001658367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:58:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zooppa.com, Inc. See All Filings	D	2017-04-13 15:58:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640718 Filed Document 0001168404-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:58:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Slalom Investments, LP See All Filings	D	2017-04-13 15:57:26 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:57:26 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Grubbly Farms Inc. See All Filings	D/A	2017-04-13 15:55:56 UTC
Amount To Be Raised $1,825,820 Associated Brokers / Dealers N/A CIK Number 0001702821 Filed Document 0001702821-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:55:56 UTC Type of Offering D/A Industry Agriculture Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Scala Computing Inc. See All Filings	D	2017-04-13 15:53:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001703751 Filed Document 0001009448-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:53:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCAP Fund PDS, L.P. See All Filings	D/A	2017-04-13 15:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671836 Filed Document 0001507943-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund MRA, L.P. See All Filings	D/A	2017-04-13 15:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671837 Filed Document 0001507943-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:51:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund HFND, L.P. See All Filings	D/A	2017-04-13 15:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671838 Filed Document 0001507943-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:50:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund HFD, L.P. See All Filings	D/A	2017-04-13 15:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671792 Filed Document 0001507943-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:50:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund GE, L.P. See All Filings	D/A	2017-04-13 15:49:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671794 Filed Document 0001507943-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund FI, L.P. See All Filings	D/A	2017-04-13 15:49:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671795 Filed Document 0001507943-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:49:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund EIP, L.P. See All Filings	D/A	2017-04-13 15:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671796 Filed Document 0001507943-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:48:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Love Sick Development Ltd Liability Co See All Filings	D	2017-04-13 15:46:42 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001701976 Filed Document 0001701976-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:46:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Energy Hunter Resources, Inc. See All Filings	D	2017-04-13 15:41:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001679073-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:41:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Foundation Offshore Fund, Ltd. See All Filings	D/A	2017-04-13 15:35:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544264 Filed Document 0001544264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:35:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schonfeld Fundamental Equity Offshore Fund Ltd. See All Filings	D	2017-04-13 15:34:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital LLC CIK Number 0001703667 Filed Document 0001703667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:34:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EastBay Offshore Fund, Ltd. See All Filings	D/A	2017-04-13 15:33:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia Umar Naeem CIK Number 0001609395 Filed Document 0000919574-17-003420 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:33:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brightwood Capital Offshore Feeder Fund IV (E), L.P. See All Filings	D	2017-04-13 15:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001703450 Filed Document 0001315863-17-000358 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:29:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Align Enterprise, LP See All Filings	D/A	2017-04-13 15:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674315 Filed Document 0001674315-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VICTOR EQUITY FUND LTD See All Filings	D/A	2017-04-13 15:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blackwood Investments, Ltd and Duncan Financial Services, S.A. CIK Number 0001459721 Filed Document 0001459721-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hollyport Secondary Opportunities VI LP See All Filings	D	2017-04-13 15:22:42 UTC
Amount To Be Raised $172,117,000 Associated Brokers / Dealers N/A CIK Number 0001702104 Filed Document 0001144204-17-020325 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:22:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY HARBOUR RESOURCES CORP. See All Filings	D	2017-04-13 15:21:18 UTC
Amount To Be Raised $74,643 Associated Brokers / Dealers N/A CIK Number 0001576509 Filed Document 0001085037-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:21:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
HCI EQUITY PARTNERS V, L.P. See All Filings	D	2017-04-13 15:19:57 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001696995 Filed Document 0001696995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:19:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
NEUROSTIM OAB INC See All Filings	D	2017-04-13 15:19:14 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001703812 Filed Document 0001703812-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:19:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Partners Capital Condor Fund X (Cayman) L.P. See All Filings	D	2017-04-13 15:17:26 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001703357 Filed Document 0001703357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:17:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Opportunity GP Coinvest, L.P. See All Filings	D	2017-04-13 15:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703684 Filed Document 0001315863-17-000357 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Angle Technologies, Inc. See All Filings	D	2017-04-13 15:15:25 UTC
Amount To Be Raised $7,999,990 Associated Brokers / Dealers N/A CIK Number 0001703025 Filed Document 0001703025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:15:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diamond Kinetics, Inc. See All Filings	D	2017-04-13 15:08:57 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001613961 Filed Document 0001613961-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 15:08:57 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Condor Fund X, LP See All Filings	D	2017-04-13 14:58:32 UTC
Amount To Be Raised $13,250,000 Associated Brokers / Dealers N/A CIK Number 0001703355 Filed Document 0001703355-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 14:58:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allen Bldg J Lenders, LLC See All Filings	D	2017-04-13 14:58:11 UTC
Amount To Be Raised $905,000 Associated Brokers / Dealers N/A CIK Number 0001702941 Filed Document 0001079973-17-000225 Exclusions or Exemptions 506b Accepted Date 2017-04-13 14:58:11 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Northlight European Fundamental Credit Fund L.P. See All Filings	D/A	2017-04-13 14:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496347 Filed Document 0001496347-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 14:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Adaptive Risk Allocation Private Fund, LLC See All Filings	D/A	2017-04-13 14:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602619 Filed Document 0001140361-17-015780 Exclusions or Exemptions 506b Accepted Date 2017-04-13 14:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL EQUITY FUND, LLC See All Filings	D/A	2017-04-13 14:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408856 Filed Document 0001408856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 14:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock Emerging Markets Small Cap Equity Fund See All Filings	D/A	2017-04-13 14:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605796 Filed Document 0001605796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 14:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2017-04-13 14:50:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-13 14:50:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt