|
|
D/A |
2017-08-23 11:58:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610056
- Filed Document
- 0001566114-17-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:58:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-23 11:51:20 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545270
- Filed Document
- 0001545270-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:51:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-08-23 11:49:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597206
- Filed Document
- 0001566114-17-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:49:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:42:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586728
- Filed Document
- 0000935836-17-000398
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:42:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:40:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591190
- Filed Document
- 0000935836-17-000397
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:40:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:39:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689884
- Filed Document
- 0001566114-17-000084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:39:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:35:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522683
- Filed Document
- 0001522683-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:35:25 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2017-08-23 11:32:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567100
- Filed Document
- 0001566114-17-000083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:32:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:30:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001214701
- Filed Document
- 0001214701-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:30:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-23 11:28:47 UTC |
- Amount To Be Raised
- $2,575,000
- Associated Brokers / Dealers
- RKCA, Inc
- CIK Number
- 0001715057
- Filed Document
- 0001715057-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:28:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 11:25:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541036
- Filed Document
- 0001566114-17-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:25:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:22:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC
- CIK Number
- 0001520154
- Filed Document
- 0001315863-17-000700
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:22:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:20:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC
- CIK Number
- 0001467029
- Filed Document
- 0001315863-17-000699
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:20:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 11:16:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560820
- Filed Document
- 0001566114-17-000081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:16:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-23 11:11:18 UTC |
- Amount To Be Raised
- $10,916
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453516
- Filed Document
- 0001209191-17-049895
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:11:18 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 11:01:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692477
- Filed Document
- 0001566114-17-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 11:01:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-23 10:57:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714794
- Filed Document
- 0001714794-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:57:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 10:54:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695684
- Filed Document
- 0001566114-17-000079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:54:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-23 10:44:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608611
- Filed Document
- 0001608611-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:44:31 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 10:40:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577580
- Filed Document
- 0001012975-17-000648
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:40:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 10:38:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617498
- Filed Document
- 0001012975-17-000647
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:38:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 10:36:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536856
- Filed Document
- 0001012975-17-000646
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:36:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-23 10:34:07 UTC |
- Amount To Be Raised
- $7,022,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686230
- Filed Document
- 0001686230-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:34:07 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 10:33:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536855
- Filed Document
- 0001012975-17-000645
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:33:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-23 10:28:29 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001485928
- Filed Document
- 0001485928-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:28:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-23 10:28:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713709
- Filed Document
- 0001713709-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:28:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 10:25:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708391
- Filed Document
- 0001708391-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:25:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-23 10:22:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713700
- Filed Document
- 0001713700-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:22:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 10:05:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494202
- Filed Document
- 0000919574-17-006347
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:05:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-23 10:03:10 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645469
- Filed Document
- 0001645469-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 10:03:10 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 09:52:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527953
- Filed Document
- 0001527953-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 09:52:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-23 09:50:14 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714775
- Filed Document
- 0001714775-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 09:50:14 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-23 09:47:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527952
- Filed Document
- 0001527952-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 09:47:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-23 09:46:22 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715099
- Filed Document
- 0001715099-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-08-23 09:46:22 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-23 09:15:20 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714951
- Filed Document
- 0001013594-17-000648
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-23 09:15:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-22 18:49:50 UTC |
- Amount To Be Raised
- $5,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715263
- Filed Document
- 0001715263-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 18:49:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-22 18:43:34 UTC |
- Amount To Be Raised
- $2,520,000
- Associated Brokers / Dealers
- North Capital Private Securities Corp.
- CIK Number
- 0001710734
- Filed Document
- 0001710734-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 18:43:34 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-22 17:37:39 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715231
- Filed Document
- 0001715231-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:37:39 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-22 17:16:13 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551377
- Filed Document
- 0001551377-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:16:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-08-22 17:14:00 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714985
- Filed Document
- 0001714985-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:14:00 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-08-22 17:08:48 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001391723
- Filed Document
- 0001391723-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:08:48 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-22 17:07:08 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Kovitz Securities, LLC
- CIK Number
- 0001712639
- Filed Document
- 0001712639-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:07:08 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-22 17:04:26 UTC |
- Amount To Be Raised
- $9,208,662
- Associated Brokers / Dealers
- Michael A. Bendix, Nathaniel M. Kuhn, Eric S. Scaff, Randy A. Barmache, Dwight K. Kay, Scott D. Offerman, Inland Securities Corporation, David B. Levinson, Daniel P. Raupp, Joseph G. Michaletz, Jeffrey S. Cedarberg, Robert A. Horning, John P. Harvey Jr., William S. Borlesis, Kathleen C. Kovar, Matias Ichaso, Jon K. Haahr, William S. Sheehan, Michael T. Moomaw, Charles R. Wagner, Paul M. Getty, Rena Morris, Michael A. Bendix, Peter Chernin, Steven I. Kolinsky, and Adam J. Bryan
- CIK Number
- 0001690266
- Filed Document
- 0001702835-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:04:26 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC
See All Filings
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D/A |
2017-08-22 17:04:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Growth Capital Services, Inc. and Edward Daniel Amorosi
- CIK Number
- 0001586229
- Filed Document
- 0001586229-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:04:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
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D/A |
2017-08-22 17:00:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Growth Capital Services, Inc. and Edward Daniel Amorosi
- CIK Number
- 0001552099
- Filed Document
- 0001552099-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 17:00:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
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D |
2017-08-22 16:57:18 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Spartan Capital Securities, LLC
- CIK Number
- 0001677077
- Filed Document
- 0001677077-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 16:57:18 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D |
2017-08-22 16:56:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001714196
- Filed Document
- 0001714196-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 16:56:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-08-22 16:55:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Growth Capital Services, Inc. and Edward Daniel Amorosi
- CIK Number
- 0001552232
- Filed Document
- 0001552232-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 16:55:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
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D/A |
2017-08-22 16:55:09 UTC |
- Amount To Be Raised
- $11,000,007
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657677
- Filed Document
- 0001657677-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 16:55:09 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2017-08-22 16:47:28 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Evercore Group L.L.C.
- CIK Number
- 0001710584
- Filed Document
- 0000950142-17-001562
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-22 16:47:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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