Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bells Bluff Investors, LLC See All Filings	D	2017-04-13 20:23:53 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001703649 Filed Document 0001703649-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 20:23:53 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MGP-NueHealth Hospital I, LLC See All Filings	D	2017-04-13 20:13:32 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001697609 Filed Document 0001697609-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 20:13:32 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
OBVIOUS VENTURES II, L.P. See All Filings	D/A	2017-04-13 20:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672318 Filed Document 0001672318-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 20:12:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFRASTRUCTURE HOLDINGS CO LLC See All Filings	D	2017-04-13 19:22:12 UTC
Amount To Be Raised $216,153 Associated Brokers / Dealers N/A CIK Number 0001436553 Filed Document 0001642247-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-13 19:22:12 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Equity
Equitas Resources Corp. See All Filings	D	2017-04-13 19:21:39 UTC
Amount To Be Raised $19,907 Associated Brokers / Dealers N/A CIK Number 0001635729 Filed Document 0001635729-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-13 19:21:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RealtyShares, Inc. See All Filings	D	2017-04-13 19:16:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001590974 Filed Document 0001590974-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-13 19:16:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neelkanth Investments LLC See All Filings	D	2017-04-13 19:08:13 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001703742 Filed Document 0001703742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 19:08:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Texas Security Bankshares, Inc. See All Filings	D	2017-04-13 18:55:22 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers None CIK Number 0001703827 Filed Document 0001703827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 18:55:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MANAGED FUTURES PREMIER WARRINGTON L.P. See All Filings	D/A	2017-04-13 18:29:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001353282 Filed Document 0000899140-17-000381 Exclusions or Exemptions 506b Accepted Date 2017-04-13 18:29:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SMC Total Return Fund, LP See All Filings	D	2017-04-13 18:18:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703836 Filed Document 0001703836-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 18:18:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berry-Rock Equities, LP See All Filings	D	2017-04-13 18:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Berry-Rock Equities CIK Number 0001703848 Filed Document 0001703848-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 18:14:32 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EM ES SFL Hedge Investment SPV LP See All Filings	D/A	2017-04-13 18:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613360 Filed Document 0001613360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 18:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fitbot See All Filings	D	2017-04-13 18:07:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001703884 Filed Document 0001703884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 18:07:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Adaptive Phage Therapeutics, Inc. See All Filings	D	2017-04-13 17:42:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701259 Filed Document 0001701259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:42:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CE-GH Urbanite Real Estate Fund 1, LLC See All Filings	D	2017-04-13 17:39:12 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001703722 Filed Document 0001703722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:39:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CARTEL EQUITY FUND, LLC See All Filings	D	2017-04-13 17:38:42 UTC
Amount To Be Raised $4,987,500 Associated Brokers / Dealers N/A CIK Number 0001567624 Filed Document 0001567624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:38:42 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orderly Health Inc. See All Filings	D	2017-04-13 17:38:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001669545 Filed Document 0001669545-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:38:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Katerra Inc. See All Filings	D	2017-04-13 17:38:17 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001634563 Filed Document 0001168404-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:38:17 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Standard Partners, L.P. See All Filings	D/A	2017-04-13 17:37:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568493 Filed Document 0000899140-17-000380 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:37:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Standard Offshore Fund Ltd. See All Filings	D/A	2017-04-13 17:37:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568528 Filed Document 0000899140-17-000379 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:37:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fresh Start Beverage Co See All Filings	D	2017-04-13 17:28:32 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676080 Filed Document 0001676080-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:28:32 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JJR Clothing, Inc. See All Filings	D	2017-04-13 17:22:47 UTC
Amount To Be Raised $2,375,236 Associated Brokers / Dealers N/A CIK Number 0001689642 Filed Document 0001689642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:22:47 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX FABRICATORS HOLDING, LLC See All Filings	D	2017-04-13 17:19:29 UTC
Amount To Be Raised $24,240,500 Associated Brokers / Dealers N/A CIK Number 0001703420 Filed Document 0001405086-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:19:29 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Wallace Investment Fund, LP See All Filings	D/A	2017-04-13 17:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Advisors, LLC CIK Number 0001554030 Filed Document 0001554030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USFRT II FM Lending LLC See All Filings	D	2017-04-13 17:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664455 Filed Document 0001664455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:08:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
McCarthy Gross Capital, LP See All Filings	D	2017-04-13 17:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701110 Filed Document 0001701110-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:07:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Uranium Corp See All Filings	D	2017-04-13 17:06:33 UTC
Amount To Be Raised $2,380,994 Associated Brokers / Dealers Haywood Securities Inc., Gravitas Securities Inc., and Canaccord Genuity Corp. CIK Number 0001621906 Filed Document 0001621906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:06:33 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Claros Mortgage Trust, Inc. See All Filings	D/A	2017-04-13 17:03:34 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001666291 Filed Document 0001140361-17-015799 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:03:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D/A	2017-04-13 16:55:33 UTC
Amount To Be Raised $18,640,340 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:55:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REFLEXIS SYSTEMS INC See All Filings	D	2017-04-13 16:50:53 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001371372 Filed Document 0001371372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rajant Corp See All Filings	D	2017-04-13 16:45:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001703830 Filed Document 0001703830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:45:56 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Orion Commodities Offshore Fund Ltd. See All Filings	D	2017-04-13 16:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703261 Filed Document 0001703261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bienville Argentina Opportunities Offshore Fund 2.0, Ltd. See All Filings	D	2017-04-13 16:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702688 Filed Document 0001192482-17-000102 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon High Income Municipal Fund, LP See All Filings	D/A	2017-04-13 16:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Advisors, LLC CIK Number 0001557295 Filed Document 0001557295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudCar, Inc. See All Filings	D	2017-04-13 16:42:25 UTC
Amount To Be Raised $44,172,721 Associated Brokers / Dealers N/A CIK Number 0001552752 Filed Document 0001552752-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bienville Argentina Opportunities Fund 2.0, LP See All Filings	D	2017-04-13 16:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701077 Filed Document 0001192482-17-000101 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM FINANCIAL TRUST INC See All Filings	D	2017-04-13 16:42:04 UTC
Amount To Be Raised $116,449,117 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Polunin Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2017-04-13 16:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, and Daniel Adrian Weiss CIK Number 0001605885 Filed Document 0001192482-17-000100 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:41:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
JOSHUA DAVID MELLBERG, LLC See All Filings	D	2017-04-13 16:40:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NONE CIK Number 0001703226 Filed Document 0001703226-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:40:35 UTC Type of Offering D Industry Insurance Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
202 Self-Storage, LLC See All Filings	D/A	2017-04-13 16:39:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001687514 Filed Document 0001687514-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:39:41 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2017-04-13 16:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0000941712-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shadeland Realty, LLC See All Filings	D	2017-04-13 16:34:42 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001703783 Filed Document 0001703783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:34:42 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2017-04-13 16:34:09 UTC
Amount To Be Raised $30,834,171 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-17-003543 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:34:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHI Orthotics, LLC See All Filings	D	2017-04-13 16:34:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001703620 Filed Document 0001703620-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:34:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MICRO CAP PARTNERS L P See All Filings	D/A	2017-04-13 16:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0000941712 Filed Document 0000941712-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE II LTD See All Filings	D/A	2017-04-13 16:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001430918 Filed Document 0001430918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE LTD See All Filings	D/A	2017-04-13 16:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001372021 Filed Document 0001372021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:28:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurHealth Holding Co LLC See All Filings	D	2017-04-13 16:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703439 Filed Document 0001703439-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:28:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lagunita, Ltd. See All Filings	D/A	2017-04-13 16:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605896 Filed Document 0001605896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Field Equities - Fund I LLC See All Filings	D	2017-04-13 16:25:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001640706 Filed Document 0001640706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund