Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sterling ADG Investments, LLC See All Filings	D	2019-05-16 16:38:27 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001762595 Filed Document 0001762595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:38:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YORK TOTAL ACCESS LLC See All Filings	D/A	2019-05-16 16:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001390243 Filed Document 0001390243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:35:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuWave Communications, Inc. See All Filings	D	2019-05-16 16:32:27 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Gary Killoran CIK Number 0001776747 Filed Document 0001776747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:32:27 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BRIX REIT, Inc. See All Filings	1-A POS	2019-05-16 16:26:52 UTC
Amount To Be Raised $40,159,975 Associated Brokers / Dealers N/A CIK Number 0001723028 Filed Document 0001144204-19-026851 Accepted Date 2019-05-16 16:26:52 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Nobbos Inc. See All Filings	D	2019-05-16 16:22:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776922 Filed Document 0001776922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:22:15 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Boomtown Network, Inc. See All Filings	D	2019-05-16 16:22:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001626160 Filed Document 0001626160-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:22:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance RIEF Access LLC See All Filings	D/A	2019-05-16 16:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001727768 Filed Document 0001711943-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RELMADA THERAPEUTICS, INC. See All Filings	D	2019-05-16 16:12:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Alexander Capital, LP and Brookline Capital Markets, A division of CIM Securities, LLC CIK Number 0001553643 Filed Document 0001213900-19-009006 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:12:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TTCP FUND II, L.P. See All Filings	D/A	2019-05-16 16:11:53 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001719967 Filed Document 0001719967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Checkout Payments Group Ltd. See All Filings	D	2019-05-16 16:09:11 UTC
Amount To Be Raised $227,999,946 Associated Brokers / Dealers N/A CIK Number 0001776681 Filed Document 0001776681-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:09:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
KC Axcend-SPV, LLC See All Filings	D	2019-05-16 16:01:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001777025 Filed Document 0001777025-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:01:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Gold Shore Fund LP See All Filings	D/A	2019-05-16 15:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673250 Filed Document 0001673250-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
25 Roses, Inc. See All Filings	D	2019-05-16 15:48:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001774725 Filed Document 0001774725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:48:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magna Gold Corp. See All Filings	D	2019-05-16 15:37:03 UTC
Amount To Be Raised $841,824 Associated Brokers / Dealers N/A CIK Number 0001735678 Filed Document 0001757861-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:37:03 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
P5 Systems, Inc. See All Filings	D	2019-05-16 15:35:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772369 Filed Document 0001772369-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:35:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CANAM NEW YORK REGIONAL CENTER, LP X See All Filings	D	2019-05-16 15:31:21 UTC
Amount To Be Raised $33,300,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001776999 Filed Document 0001776999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:31:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP PARTNERS, L.P. See All Filings	D	2019-05-16 15:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768907 Filed Document 0001768907-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Impala P2 Fund LP See All Filings	D/A	2019-05-16 15:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607979 Filed Document 0001567619-19-011421 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR US CLO Equity Partners II L.P. See All Filings	D	2019-05-16 15:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776906 Filed Document 0001776906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:23:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucid VR Inc. See All Filings	D/A	2019-05-16 15:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673163 Filed Document 0001673163-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:20:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Impala Expedition Fund Ltd. See All Filings	D/A	2019-05-16 15:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672510 Filed Document 0001567619-19-011419 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renaissance RIDA Access LLC See All Filings	D/A	2019-05-16 15:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001711943 Filed Document 0001711943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arka India Fund See All Filings	D/A	2019-05-16 15:12:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677312 Filed Document 0001677312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Springcoin, Inc. See All Filings	D	2019-05-16 15:12:40 UTC
Amount To Be Raised $13,750,068 Associated Brokers / Dealers N/A CIK Number 0001731431 Filed Document 0001731431-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:12:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Predicta, Inc. See All Filings	D	2019-05-16 15:08:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001750901 Filed Document 0001750901-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:08:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Other
TPEG RI CO-OP Investors LLC See All Filings	D	2019-05-16 15:06:08 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001748555 Filed Document 0001748555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:06:08 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
VL Series Account-1 See All Filings	D/A	2019-05-16 15:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630925 Filed Document 0001630925-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:04:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Other
GiveXist, Inc. See All Filings	C	2019-05-16 15:03:34 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001774156 Filed Document 0001774156-19-000005 Accepted Date 2019-05-16 15:03:34 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW JERSEY
ZALICONY HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 15:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, Deborah Montaperto, M Holdings Securities, American Portfolios, First Liberties Financial, and NFP Advisor Services CIK Number 0001610286 Filed Document 0001610286-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:02:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 14:59:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001605628-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:59:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
OCX Group Inc. See All Filings	D	2019-05-16 14:58:33 UTC
Amount To Be Raised $10,175,002 Associated Brokers / Dealers N/A CIK Number 0001776556 Filed Document 0001776556-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:58:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Access Ltd See All Filings	D/A	2019-05-16 14:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402382 Filed Document 0001548578-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 14:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001537090-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:57:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
LAUNDRY 2.0, LLC See All Filings	D	2019-05-16 14:56:57 UTC
Amount To Be Raised $1,050,084 Associated Brokers / Dealers N/A CIK Number 0001644552 Filed Document 0001644552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:56:57 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HNW PPVUL Series Account - 1 See All Filings	D/A	2019-05-16 14:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001537090 Filed Document 0001537090-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:54:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Vivos Therapeutics, Inc. See All Filings	D	2019-05-16 14:39:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001716166 Filed Document 0001465818-19-000027 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:39:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Japan Value Fund See All Filings	D/A	2019-05-16 14:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616893 Filed Document 0000919574-19-003757 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
P5 Systems, Inc. See All Filings	C	2019-05-16 14:31:03 UTC
Financial Interest Intermediary will receive a number of common stock of the issuer equal to 7% of the total number of shares of common stock sold by the issuer in the offering. Filing Platform Equifund Crowd Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001772369 Filed Document 0001772369-19-000001 Accepted Date 2019-05-16 14:31:03 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Common Stock State CALIFORNIA
AnswersNow, Inc. See All Filings	D	2019-05-16 14:30:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001745339 Filed Document 0001745339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:30:44 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Digibeat Health Monitoring Systems, LLC See All Filings	D	2019-05-16 14:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774634 Filed Document 0001774634-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:24:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Z Capital Loan Opportunity Offshore Fund Ltd. See All Filings	D/A	2019-05-16 14:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548578 Filed Document 0001548578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATURAL PARTNERS, INC See All Filings	D	2019-05-16 14:21:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001075883 Filed Document 0001075883-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:21:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MINERVA SURGICAL INC See All Filings	D	2019-05-16 14:12:23 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001452965 Filed Document 0001452965-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:12:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Decision Technologies Corp See All Filings	D/A	2019-05-16 14:10:05 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001776920 Filed Document 0001776920-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:10:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Chive International, LLC See All Filings	D	2019-05-16 14:09:23 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001686507 Filed Document 0001686507-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:09:23 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2019-05-16 14:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001750940-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:07:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chive International, LLC See All Filings	D	2019-05-16 13:59:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001686507 Filed Document 0001686507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:59:46 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Genseki Fund See All Filings	D/A	2019-05-16 13:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616890 Filed Document 0000919574-19-003755 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:51:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Big Data Analytics, Inc See All Filings	C/A	2019-05-16 13:48:30 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001719575 Filed Document 0001719575-19-000004 Accepted Date 2019-05-16 13:48:30 UTC Type of Offering C/A Security Offered Amount 107,000 Security Offered Type Other State COLORADO
Black Tusk Resources Inc. See All Filings	D	2019-05-16 13:44:39 UTC
Amount To Be Raised $13,653 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001776722 Filed Document 0001534122-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:44:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity