Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mellon Optima L/S Strategy Fund, LLC See All Filings	D/A	2017-04-18 06:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001312483 Filed Document 0000902664-17-002004 Exclusions or Exemptions 506b Accepted Date 2017-04-18 06:08:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bybrook Capital Fund LP See All Filings	D/A	2017-04-18 06:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605765 Filed Document 0000902664-17-002003 Exclusions or Exemptions 506b Accepted Date 2017-04-18 06:07:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bybrook Capital Master Fund LP See All Filings	D/A	2017-04-18 06:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605756 Filed Document 0000902664-17-002002 Exclusions or Exemptions 506b Accepted Date 2017-04-18 06:02:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS SLJ Currency Fund See All Filings	D/A	2017-04-18 06:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639613 Filed Document 0000902664-17-002001 Exclusions or Exemptions 506b Accepted Date 2017-04-18 06:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Growth Stocks LLC See All Filings	D	2017-04-17 21:34:02 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001566351 Filed Document 0001566351-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 21:34:02 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Growth Stocks LLC See All Filings	D	2017-04-17 21:24:10 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001566351 Filed Document 0001566351-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 21:24:10 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Growth Stocks LLC See All Filings	D	2017-04-17 21:13:22 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001566351 Filed Document 0001566351-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 21:13:22 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Growth Stocks LLC See All Filings	D	2017-04-17 20:59:52 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001566351 Filed Document 0001566351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 20:59:52 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REO Capital Partners, Limited Partnership See All Filings	D	2017-04-17 20:32:22 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001703944 Filed Document 0001703944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 20:32:22 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PIK Investors LLC See All Filings	D	2017-04-17 20:31:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001701091 Filed Document 0001701091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 20:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Credit Arbitrage Fund See All Filings	D/A	2017-04-17 20:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570266 Filed Document 0001581129-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-04-17 20:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GS&A Enhanced Bond Fund See All Filings	D/A	2017-04-17 20:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570264 Filed Document 0001581129-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-04-17 20:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GS&A Focused Long/Short Trust See All Filings	D/A	2017-04-17 19:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570445 Filed Document 0001581129-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GS&A Income Long/Short Trust See All Filings	D/A	2017-04-17 19:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570099 Filed Document 0001581129-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:49:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GS&A International Fund See All Filings	D/A	2017-04-17 19:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570108 Filed Document 0001581129-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:42:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GS&A Multi-Strategy Trust See All Filings	D/A	2017-04-17 19:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570442 Filed Document 0001581129-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GS&A Resource Fund See All Filings	D/A	2017-04-17 19:31:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573903 Filed Document 0001581129-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:31:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GS&A U.S. Equity Fund II See All Filings	D/A	2017-04-17 19:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570176 Filed Document 0001581129-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GS&A Canadian Equity Trust See All Filings	D/A	2017-04-17 19:16:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570113 Filed Document 0001581129-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:16:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GS&A U.S. Equity Fund See All Filings	D/A	2017-04-17 19:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001581129-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GS&A Premium Income Trust See All Filings	D/A	2017-04-17 19:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570444 Filed Document 0001581129-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:07:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Modern Round Entertainment Corp See All Filings	D	2017-04-17 19:02:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ray Saigh CIK Number 0001609319 Filed Document 0001448051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:02:17 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Holocene Advisors Offshore Fund Ltd. See All Filings	D	2017-04-17 19:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702970 Filed Document 0000902664-17-001999 Exclusions or Exemptions 506b Accepted Date 2017-04-17 19:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Holocene Advisors Fund LP See All Filings	D	2017-04-17 18:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702954 Filed Document 0000902664-17-001998 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:58:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MJ Freeway, LLC See All Filings	D/A	2017-04-17 18:58:15 UTC
Amount To Be Raised $11,025,000 Associated Brokers / Dealers N/A CIK Number 0001661145 Filed Document 0001661145-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:58:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Enhanced Yield Fund See All Filings	D/A	2017-04-17 18:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570090 Filed Document 0001581129-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:55:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ProperFood, LLC See All Filings	D	2017-04-17 18:54:25 UTC
Amount To Be Raised $4,549,951 Associated Brokers / Dealers N/A CIK Number 0001703008 Filed Document 0001703008-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:54:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chambers Point Global Fund I, Ltd. See All Filings	D	2017-04-17 18:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703372 Filed Document 0001703372-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:51:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProperFood, LLC See All Filings	D	2017-04-17 18:50:57 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001703008 Filed Document 0001703008-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:50:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RICH UNCLES LLC See All Filings	D	2017-04-17 18:50:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681602 Filed Document 0001144204-17-020770 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:50:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Lattice Biologics Ltd. See All Filings	D/A	2017-04-17 18:49:16 UTC
Amount To Be Raised $371,376 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:49:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Premium Income Trust See All Filings	D/A	2017-04-17 18:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570444 Filed Document 0001581129-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Chambers Point Fund I, LP See All Filings	D	2017-04-17 18:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703373 Filed Document 0001703373-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:47:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProperFood, LLC See All Filings	D	2017-04-17 18:45:12 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001703008 Filed Document 0001703008-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:45:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GS&A U.S. Equity Fund See All Filings	D/A	2017-04-17 18:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001581129-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RealtyShares 265, LLC See All Filings	D	2017-04-17 18:37:00 UTC
Amount To Be Raised $799,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001698914 Filed Document 0001698914-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:37:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2017-04-17 18:35:43 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:35:43 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
GS&A U.S. Equity Fund See All Filings	D/A	2017-04-17 18:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001581129-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PEABODY ENERGY CORP See All Filings	D	2017-04-17 18:30:49 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001064728 Filed Document 0001209191-17-027149 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:30:49 UTC Type of Offering D Industry Coal Mining Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Canadian Equity Trust See All Filings	D/A	2017-04-17 18:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570113 Filed Document 0001581129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
City Finance Co II LLC See All Filings	D/A	2017-04-17 18:15:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-17-000203 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CYRUS OPPORTUNITIES FUND II LTD See All Filings	D/A	2017-04-17 18:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436816 Filed Document 0001315863-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:05:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund, Ltd. See All Filings	D/A	2017-04-17 17:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558006 Filed Document 0001558006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:54:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Research Group Holdings, LLC See All Filings	D	2017-04-17 17:52:23 UTC
Amount To Be Raised $10,471,108 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:52:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RTC Fund I, L.P. See All Filings	D/A	2017-04-17 17:48:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001577688 Filed Document 0001577688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:48:57 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Verkada Inc. See All Filings	D	2017-04-17 17:43:01 UTC
Amount To Be Raised $2,660,000 Associated Brokers / Dealers N/A CIK Number 0001688873 Filed Document 0001688873-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:43:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2017-04-17 17:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co III LLC See All Filings	D/A	2017-04-17 17:40:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001605354 Filed Document 0000935836-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:40:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Orbis Health Solutions, LLC See All Filings	D	2017-04-17 17:31:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001475823 Filed Document 0001475823-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:31:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YouScience, LLC See All Filings	D/A	2017-04-17 17:09:11 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001581380 Filed Document 0001581380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:09:11 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity