Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cross Ocean USD ESS Fund II Cayman Feeder L.P. See All Filings	D	2017-04-19 16:43:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001702947 Filed Document 0001702947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:43:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE BULLION RESERVE LP See All Filings	D/A	2017-04-19 16:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598377 Filed Document 0001598377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyndra, Inc. See All Filings	D/A	2017-04-19 16:39:45 UTC
Amount To Be Raised $23,082,575 Associated Brokers / Dealers N/A CIK Number 0001679037 Filed Document 0001679037-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:39:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
10000 LAMAR LLC See All Filings	D	2017-04-19 16:33:41 UTC
Amount To Be Raised $8,225,000 Associated Brokers / Dealers N/A CIK Number 0001702918 Filed Document 0001702918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:33:41 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO WLR CREDIT PARTNERS FUND-A, L.P. See All Filings	D	2017-04-19 16:33:11 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers INVESCO DISTRIBUTORS, INC. CIK Number 0001703104 Filed Document 0001703104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:33:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO WLR CREDIT PARTNERS FUND, L.P. See All Filings	D	2017-04-19 16:32:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers INVESCO DISTRIBUTORS, INC. CIK Number 0001703126 Filed Document 0001703126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:32:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO WLR CREDIT PARTNERS (CAYMAN) L.P. See All Filings	D	2017-04-19 16:31:16 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers INVESCO DISTRIBUTORS, INC. CIK Number 0001703088 Filed Document 0001703088-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:31:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WaveHealth Partners I, LLC See All Filings	D	2017-04-19 16:21:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001704016 Filed Document 0001704016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:21:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiumed, LLC See All Filings	D	2017-04-19 16:19:36 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001669975 Filed Document 0001209191-17-027455 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:19:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Private Markets Fund VII (Cayman) L.P. See All Filings	D/A	2017-04-19 16:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001683878 Filed Document 0001683878-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:17:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Markets Fund VII LP See All Filings	D/A	2017-04-19 16:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001684209 Filed Document 0001684209-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:15:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVX TT, LP See All Filings	D	2017-04-19 16:13:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703291 Filed Document 0001703291-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:13:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everest Kensington, DST See All Filings	D	2017-04-19 16:12:36 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001704180 Filed Document 0001704180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:12:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beneffect, LLC See All Filings	D/A	2017-04-19 16:12:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001624962 Filed Document 0001624962-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:12:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Crimson Resource III LLC See All Filings	D	2017-04-19 16:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Petrie Partners Securities, LLC CIK Number 0001704184 Filed Document 0001704184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 16:03:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PriorAuthNow, Inc See All Filings	D	2017-04-19 15:53:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675297 Filed Document 0001675297-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-19 15:53:41 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Anacapa Partners III LP See All Filings	D	2017-04-19 15:48:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001704157 Filed Document 0001704157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORANGEHOOK, INC. See All Filings	D	2017-04-19 15:46:35 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001503985 Filed Document 0001209191-17-027423 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:46:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Tripod Technologies, LLC See All Filings	D	2017-04-19 15:45:59 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001661060 Filed Document 0001661060-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:45:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SFIG HOMECHOICE, LLC See All Filings	D	2017-04-19 15:41:35 UTC
Amount To Be Raised $993,590 Associated Brokers / Dealers N/A CIK Number 0001704179 Filed Document 0001704179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:41:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Northstar Enterprise Opportunity Fund I, LP See All Filings	D/A	2017-04-19 15:40:15 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001692155 Filed Document 0001692155-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:40:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Tallahassee Investors, LP See All Filings	D	2017-04-19 15:39:58 UTC
Amount To Be Raised $9,175,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001703883 Filed Document 0001703883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:39:58 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lucerne Focus Fund I, L.P. See All Filings	D	2017-04-19 15:31:12 UTC
Amount To Be Raised $41,098,974 Associated Brokers / Dealers N/A CIK Number 0001704151 Filed Document 0001704151-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:31:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Mobile Networks, Inc. See All Filings	D	2017-04-19 15:29:42 UTC
Amount To Be Raised $2,751,425 Associated Brokers / Dealers N/A CIK Number 0001703729 Filed Document 0001703729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:29:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GC Synexus Fund Ltd. See All Filings	D/A	2017-04-19 15:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520728 Filed Document 0000919574-17-003510 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GC Synexus Fund LP See All Filings	D/A	2017-04-19 15:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520727 Filed Document 0000919574-17-003508 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:26:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CERTAIN STANDARD LLC See All Filings	D	2017-04-19 15:24:48 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001704031 Filed Document 0001704031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:24:48 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VionX Energy Corp See All Filings	D/A	2017-04-19 15:21:51 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001644396 Filed Document 0001644396-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:21:51 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Theorem Prime Plus Yield Fund LP See All Filings	D	2017-04-19 15:18:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703766 Filed Document 0000935836-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:18:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cendana Capital III, L.P. See All Filings	D/A	2017-04-19 15:16:57 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001667487 Filed Document 0001667487-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAC CORPORATE CENTER INVESTORS, LP See All Filings	D	2017-04-19 15:15:46 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001704140 Filed Document 0001704140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:15:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aqua-Spark Calysta LLC See All Filings	D	2017-04-19 15:15:10 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001663887 Filed Document 0001663887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:15:10 UTC Type of Offering D Industry Investing Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
POTRERO CAPITAL RESEARCH PARTNERS LP See All Filings	D/A	2017-04-19 15:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001255991 Filed Document 0001255991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cendana Investments II, LP See All Filings	D/A	2017-04-19 15:11:26 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001678985 Filed Document 0001678985-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:11:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beneffect, LLC See All Filings	D/A	2017-04-19 15:10:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001624962 Filed Document 0001624962-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:10:16 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Growth Street Partners I-A, L.P. See All Filings	D	2017-04-19 15:10:15 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001702632 Filed Document 0001662908-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:10:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Barings Core Property Fund LP See All Filings	D/A	2017-04-19 15:09:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001379123 Filed Document 0001379123-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 15:09:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund I QP, LLC (Lyft Series IV) See All Filings	D	2017-04-19 14:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001704134 Filed Document 0000905718-17-000477 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Street Partners I, L.P. See All Filings	D/A	2017-04-19 14:55:02 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001691183 Filed Document 0001662908-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:55:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pixelogic Media Partners LLC See All Filings	D	2017-04-19 14:51:09 UTC
Amount To Be Raised $12,971,512 Associated Brokers / Dealers Synergy Capital I, LLC CIK Number 0001682118 Filed Document 0001683168-17-000981 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:51:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MediaHound, Inc. See All Filings	D	2017-04-19 14:50:49 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:50:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pixelogic Holdings LLC See All Filings	D	2017-04-19 14:49:12 UTC
Amount To Be Raised $203,488 Associated Brokers / Dealers Synergy Capital I, LLC CIK Number 0001682117 Filed Document 0001683168-17-000979 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:49:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RedPoint Global Inc See All Filings	D	2017-04-19 14:39:33 UTC
Amount To Be Raised $9,998 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0001625257-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:39:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Landed Funds, LLC MVLA Community Series See All Filings	D	2017-04-19 14:35:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704040 Filed Document 0001704065-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:35:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landed Funds, LLC Nueva Community Series See All Filings	D	2017-04-19 14:29:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001704065 Filed Document 0001704065-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:29:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POINT DIGITAL FINANCE CA1 FUND, LP See All Filings	D/A	2017-04-19 14:28:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659110 Filed Document 0001659110-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:28:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Crow Crowd, Inc. See All Filings	D/A	2017-04-19 14:27:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Temenos Advisory, Inc. CIK Number 0001671193 Filed Document 0001671193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:27:11 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colchis/Marlette Income Fund, Ltd. See All Filings	D/A	2017-04-19 14:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603209 Filed Document 0000935836-17-000216 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bronte Capital Callisto Fund L.P. See All Filings	D/A	2017-04-19 14:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cristina T. Osmena CIK Number 0001497839 Filed Document 0000935836-17-000215 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brixton Metals Corp See All Filings	D	2017-04-19 14:09:12 UTC
Amount To Be Raised $1,456,400 Associated Brokers / Dealers N/A CIK Number 0001548958 Filed Document 0001548958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-19 14:09:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity