Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LGIMA Long Duration US Government/Credit Fund, LLC See All Filings	D/A	2017-04-27 15:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577549 Filed Document 0001577549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 15:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HAPPY BOOKINGS LLC See All Filings	D/A	2017-04-27 15:23:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704743 Filed Document 0001703907-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-27 15:23:54 UTC Type of Offering D/A Industry Other Travel Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Systematic Arbitrage Fund, LP See All Filings	D/A	2017-04-27 15:18:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554028 Filed Document 0000919574-17-003627 Exclusions or Exemptions 506b Accepted Date 2017-04-27 15:18:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Fund, LP See All Filings	D/A	2017-04-27 15:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AGECROFT PARTNERS, LLC, UBS FINANCIAL SERVICES INC., and MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001509621 Filed Document 0000919574-17-003625 Exclusions or Exemptions 506b Accepted Date 2017-04-27 15:15:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CFP Fund I, LLC See All Filings	D	2017-04-27 15:10:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001705137 Filed Document 0001705137-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 15:10:42 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RECOMBINETICS, INC See All Filings	D	2017-04-27 15:04:41 UTC
Amount To Be Raised $8,268,750 Associated Brokers / Dealers N/A CIK Number 0001543926 Filed Document 0001209191-17-028364 Exclusions or Exemptions 506b Accepted Date 2017-04-27 15:04:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Ikos Holdings, Inc. See All Filings	D	2017-04-27 15:03:42 UTC
Amount To Be Raised $1,019,244 Associated Brokers / Dealers N/A CIK Number 0001704725 Filed Document 0001704725-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 15:03:42 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kuli Kuli, Inc. See All Filings	D	2017-04-27 15:01:07 UTC
Amount To Be Raised $4,355,536 Associated Brokers / Dealers N/A CIK Number 0001678509 Filed Document 0001678509-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 15:01:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asius Ventures I, LLC See All Filings	D/A	2017-04-27 14:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672906 Filed Document 0001672906-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Amansa Fund, L.P. See All Filings	D/A	2017-04-27 14:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462028 Filed Document 0001462028-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERMILL-QMC HOLDINGS, CORP. See All Filings	D	2017-04-27 14:48:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646473 Filed Document 0001507943-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:48:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collab Q-D, LLC See All Filings	D	2017-04-27 14:47:10 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001704733 Filed Document 0001704733-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:47:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartland Water Technology, Inc. See All Filings	D	2017-04-27 14:45:46 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001704027 Filed Document 0001704027-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:45:46 UTC Type of Offering D Industry Other Energy Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NIV Capital Partners LP See All Filings	D	2017-04-27 14:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703967 Filed Document 0001703967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:44:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Traackr, Inc. See All Filings	D/A	2017-04-27 14:44:07 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001514811 Filed Document 0001514811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:44:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aquanano, LLC See All Filings	D	2017-04-27 14:44:00 UTC
Amount To Be Raised $155,500 Associated Brokers / Dealers N/A CIK Number 0001604531 Filed Document 0001604531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:44:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
backstitch, Inc. See All Filings	D	2017-04-27 14:41:32 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001591412 Filed Document 0001591412-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:41:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD. See All Filings	D/A	2017-04-27 14:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001521529 Filed Document 0001521529-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD. See All Filings	D/A	2017-04-27 14:31:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001541594 Filed Document 0001541594-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:31:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Tusk Master Fund LP See All Filings	D/A	2017-04-27 14:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688796 Filed Document 0000950142-17-000870 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:21:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Realty Capital, LLC See All Filings	D	2017-04-27 14:21:33 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:21:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
One Tusk International Fund Ltd See All Filings	D/A	2017-04-27 14:20:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672762 Filed Document 0000950142-17-000869 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:20:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clark, Inc. See All Filings	D	2017-04-27 14:20:16 UTC
Amount To Be Raised $3,265,525 Associated Brokers / Dealers N/A CIK Number 0001687939 Filed Document 0001687939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:20:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Tusk Partners Fund LP See All Filings	D/A	2017-04-27 14:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672831 Filed Document 0000950142-17-000868 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:18:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vox Mobile, Inc. See All Filings	D	2017-04-27 14:12:36 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001550988 Filed Document 0001550988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:12:36 UTC Type of Offering D Industry Telecommunications Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Chandler Park LLC See All Filings	D	2017-04-27 14:12:01 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001704028 Filed Document 0001704028-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 14:12:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cetera Advisors LLC /CO See All Filings	D/A	2017-04-27 13:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164252 Filed Document 0001140361-17-017045 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:52:18 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Cetera Advisor Networks LLC /CA See All Filings	D/A	2017-04-27 13:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001140361-17-017038 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:44:28 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Accolade Partners VI, L.P. See All Filings	D/A	2017-04-27 13:38:39 UTC
Amount To Be Raised $235,000,000 Associated Brokers / Dealers N/A CIK Number 0001692128 Filed Document 0001692128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:38:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CETERA FINANCIAL SPECIALISTS LLC See All Filings	D/A	2017-04-27 13:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000700380 Filed Document 0001140361-17-017033 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:35:57 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Alpha Annex Careem Fund LLC See All Filings	D	2017-04-27 13:31:15 UTC
Amount To Be Raised $600,300 Associated Brokers / Dealers N/A CIK Number 0001704652 Filed Document 0001704652-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:31:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tupelo Honey Hospitality Corp See All Filings	D	2017-04-27 13:19:01 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001586210 Filed Document 0001586210-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:19:01 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SmartUQ LLC See All Filings	D	2017-04-27 13:15:22 UTC
Amount To Be Raised $3,000,002 Associated Brokers / Dealers N/A CIK Number 0001627925 Filed Document 0001627925-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:15:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Micro Fund, LP See All Filings	D/A	2017-04-27 13:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637614 Filed Document 0001637614-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom 3 Investments III, LP See All Filings	D/A	2017-04-27 13:07:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001694226 Filed Document 0001694226-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:07:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gargoyle Enhanced Alpha Fund L.P. See All Filings	D/A	2017-04-27 13:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCAM Holding, Limited, Meadowvale Advisors, LLC, Partner Capital Group, LLC, and TCW Fund Distributors CIK Number 0001542545 Filed Document 0001542545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 13:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Tectonic Ventures Parallel, L.P. See All Filings	D	2017-04-27 12:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704671 Filed Document 0001704671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:59:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvesting Inc. See All Filings	D	2017-04-27 12:58:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704791 Filed Document 0001704791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:58:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CG Core Value Fund, L.P. See All Filings	D/A	2017-04-27 12:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579867 Filed Document 0001245105-17-000064 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-HXE-26-Fund, a series of AX-CrEs-Funds, LLC See All Filings	D	2017-04-27 12:46:52 UTC
Amount To Be Raised $81,380 Associated Brokers / Dealers N/A CIK Number 0001700708 Filed Document 0001703346-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:46:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GDF-66-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2017-04-27 12:43:56 UTC
Amount To Be Raised $80,823 Associated Brokers / Dealers N/A CIK Number 0001703348 Filed Document 0001703346-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gargoyle Hedged Value (CI) Fund Ltd. See All Filings	D/A	2017-04-27 12:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., UBS Financial Services, Inc., Partner Capital Group, LLC, JH Darbie & Co., Inc., Meadowvale Advisors, LLC, MCAM Holding Limited, TCW Fund Distributors, and Raymond James & Associates, Inc. CIK Number 0001669703 Filed Document 0001669703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
15 MORNING LINE/ANGEL TRUMPET, LLC See All Filings	D	2017-04-27 12:39:47 UTC
Amount To Be Raised $469,000 Associated Brokers / Dealers N/A CIK Number 0001705129 Filed Document 0001705129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:39:47 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Taurus US Logistics Property Fund I, LP See All Filings	D	2017-04-27 12:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704696 Filed Document 0001704696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:36:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-KDG-35-Fund, a series of AngelList-ToFa-Funds, LLC See All Filings	D	2017-04-27 12:36:33 UTC
Amount To Be Raised $118,999 Associated Brokers / Dealers N/A CIK Number 0001697981 Filed Document 0001703346-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WPH-27-Fund, a series of AngelList-SS-Funds, LLC See All Filings	D	2017-04-27 12:34:14 UTC
Amount To Be Raised $151,322 Associated Brokers / Dealers N/A CIK Number 0001703516 Filed Document 0001703346-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:34:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corino Therapeutics, Inc. See All Filings	D	2017-04-27 12:32:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Castle Hill Capital Partners, Inc. and ROTH Capital Partners CIK Number 0001703341 Filed Document 0001703341-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:32:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
A-ODQ-11-Fund, a series of AX-InEs-Funds, LLC See All Filings	D	2017-04-27 12:32:17 UTC
Amount To Be Raised $337,950 Associated Brokers / Dealers N/A CIK Number 0001692946 Filed Document 0001703346-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:32:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revio, Inc. See All Filings	D	2017-04-27 12:30:25 UTC
Amount To Be Raised $599,999 Associated Brokers / Dealers N/A CIK Number 0001697060 Filed Document 0001697060-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:30:25 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
Metropolitan Real Estate Partners Secondaries Fund II, L.P. See All Filings	D	2017-04-27 12:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704577 Filed Document 0001704577-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 12:29:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund