Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hadley Harbor Investors (Cayman) II L.P. See All Filings	D	2017-04-28 11:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001703976 Filed Document 0000919574-17-003655 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COMPASS HEDGING STRATEGIES FUND LLC See All Filings	D/A	2017-04-28 11:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427016 Filed Document 0001427016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hadley Harbor Partners II, L.P. See All Filings	D	2017-04-28 11:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001703924 Filed Document 0000919574-17-003653 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
High Park Capital, L.P. See All Filings	D	2017-04-28 11:29:28 UTC
Amount To Be Raised $1,119,001 Associated Brokers / Dealers N/A CIK Number 0001704927 Filed Document 0001704927-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:29:28 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LPFA Holdings, LLC See All Filings	D	2017-04-28 11:19:00 UTC
Amount To Be Raised $6,538,600 Associated Brokers / Dealers Andrews Securities d/b/a LoHi Securities CIK Number 0001702736 Filed Document 0001702736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:19:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Icagen, Inc. See All Filings	D	2017-04-28 11:16:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. ("TAGLICH") CIK Number 0001518520 Filed Document 0001213900-17-004351 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:16:58 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cohanzick HY Fund, Ltd. See All Filings	D/A	2017-04-28 11:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671183 Filed Document 0001315863-17-000395 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHYF, Ltd. See All Filings	D/A	2017-04-28 11:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671200 Filed Document 0001315863-17-000394 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:09:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agile Health, Inc. See All Filings	D/A	2017-04-28 11:09:12 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001556492 Filed Document 0001556492-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:09:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Donald Smith Value Fund, L.P. See All Filings	D/A	2017-04-28 11:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467221 Filed Document 0000945621-17-000223 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:08:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW INSTITUTIONAL CAYMAN FUND LP See All Filings	D/A	2017-04-28 10:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001180562 Filed Document 0000945621-17-000222 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:58:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunley House Capital Ltd. See All Filings	D/A	2017-04-28 10:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640936 Filed Document 0001640936-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Global Dividend Growth Fund, L.P. See All Filings	D/A	2017-04-28 10:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496413 Filed Document 0000945621-17-000221 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunley House Capital Limited Partnership See All Filings	D/A	2017-04-28 10:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640937 Filed Document 0001640937-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlamST See All Filings	D	2017-04-28 10:30:24 UTC
Amount To Be Raised $1,697,000 Associated Brokers / Dealers N/A CIK Number 0001704649 Filed Document 0001704649-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:30:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PHG HOTEL FUND I, LLC See All Filings	D/A	2017-04-28 10:28:59 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001677561 Filed Document 0001677561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:28:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Red Hook Fund LP See All Filings	D/A	2017-04-28 10:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640524 Filed Document 0001013594-17-000363 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:28:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gilgal Global Opportunity Fund, LP See All Filings	D	2017-04-28 10:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705201 Filed Document 0001705201-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:22:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCI Packaging Inc. See All Filings	D	2017-04-28 10:11:53 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers N/A CIK Number 0001704503 Filed Document 0001704503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:11:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARUNA BIOMEDICAL INC See All Filings	D/A	2017-04-28 10:06:25 UTC
Amount To Be Raised $3,735,000 Associated Brokers / Dealers N/A CIK Number 0001447734 Filed Document 0001447734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:06:25 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Revon Systems, Inc. See All Filings	D	2017-04-28 10:01:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595096 Filed Document 0001629970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 10:01:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Brand Networks Midco, LLC See All Filings	D	2017-04-28 09:43:09 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001591607 Filed Document 0000895345-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-04-28 09:43:09 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TCR FEATURE FILM, LLC See All Filings	D	2017-04-28 09:22:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001704909 Filed Document 0001704909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 09:22:37 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
CytoDel, LLC See All Filings	D	2017-04-28 09:20:57 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers NONE CIK Number 0001705194 Filed Document 0001705194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 09:20:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
ACS Bridgewater, LLC See All Filings	D	2017-04-28 09:18:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001705149 Filed Document 0001705149-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 09:18:12 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GPFEATURE, LLC See All Filings	D	2017-04-28 09:10:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001704803 Filed Document 0001704803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 09:10:24 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
BKON Connect, Inc. See All Filings	D	2017-04-28 08:48:19 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001656926 Filed Document 0001656926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 08:48:19 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Keystone TriState Opportunity Fund, LP See All Filings	D	2017-04-28 08:12:49 UTC
Amount To Be Raised $2,190,150 Associated Brokers / Dealers N/A CIK Number 0001619980 Filed Document 0001619980-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 08:12:49 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone TriState Opportunity Parallel Fund, LP See All Filings	D	2017-04-28 08:09:00 UTC
Amount To Be Raised $909,850 Associated Brokers / Dealers N/A CIK Number 0001619981 Filed Document 0001619981-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 08:09:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KPGFWK-I-Pa Ventures, L.P. See All Filings	D	2017-04-28 08:01:53 UTC
Amount To Be Raised $2,728,000 Associated Brokers / Dealers N/A CIK Number 0001586233 Filed Document 0001586233-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 08:01:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bird Dog Pizza, LLC See All Filings	D	2017-04-28 07:19:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637611 Filed Document 0001637611-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 07:19:19 UTC Type of Offering D Industry Restaurants Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Naya Lincoln Park Fund Ltd See All Filings	D/A	2017-04-28 07:04:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606488 Filed Document 0000902664-17-002084 Exclusions or Exemptions 506b Accepted Date 2017-04-28 07:04:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya Lincoln Park Master Fund Ltd See All Filings	D/A	2017-04-28 07:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606489 Filed Document 0000902664-17-002083 Exclusions or Exemptions 506b Accepted Date 2017-04-28 07:01:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya Fund See All Filings	D/A	2017-04-28 06:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606508 Filed Document 0000902664-17-002082 Exclusions or Exemptions 506b Accepted Date 2017-04-28 06:59:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI Dislocation Fund A LP See All Filings	D/A	2017-04-28 06:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671340 Filed Document 0000902664-17-002081 Exclusions or Exemptions 506b Accepted Date 2017-04-28 06:49:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crave Food Services Corp See All Filings	D	2017-04-27 22:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662559 Filed Document 0001662559-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 22:02:20 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
EverFi, Inc. See All Filings	D	2017-04-27 21:37:56 UTC
Amount To Be Raised $180,015,160 Associated Brokers / Dealers N/A CIK Number 0001500431 Filed Document 0001500431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 21:37:56 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FEDERAL FIXED INCOME MORTGAGE FUND, LLC See All Filings	D	2017-04-27 20:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687729 Filed Document 0001687729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 20:45:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Galley Foods Inc. See All Filings	D	2017-04-27 20:27:48 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001704734 Filed Document 0001704734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 20:27:48 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GCH, Inc See All Filings	D	2017-04-27 20:24:10 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001650853 Filed Document 0001650853-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-27 20:24:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
GCH, Inc See All Filings	D	2017-04-27 20:07:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650853 Filed Document 0001650853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 20:07:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Lightspeed SPV I, LLC See All Filings	D	2017-04-27 20:04:20 UTC
Amount To Be Raised $95,500,000 Associated Brokers / Dealers N/A CIK Number 0001703140 Filed Document 0001703140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 20:04:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2017-04-27 19:50:43 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001704766-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-27 19:50:43 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Storygize LLC See All Filings	D/A	2017-04-27 19:45:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001704766-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-27 19:45:53 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Perfect Water Worldwide, LLC See All Filings	D	2017-04-27 19:41:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001704766 Filed Document 0001704766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 19:41:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
UNIQUIFY, INC. See All Filings	D	2017-04-27 19:36:05 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001695003 Filed Document 0001458516-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-27 19:36:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Option To Acquire
Wild Things Snacks, Inc. See All Filings	D	2017-04-27 19:24:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001641846 Filed Document 0001641846-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 19:24:35 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Repurpose, Inc. See All Filings	D	2017-04-27 19:17:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585444 Filed Document 0001585444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 19:17:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RICH UNCLES LLC See All Filings	D	2017-04-27 18:55:39 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001681602 Filed Document 0001681602-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-27 18:55:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reali, Inc. See All Filings	D	2017-04-27 18:23:26 UTC
Amount To Be Raised $7,126,653 Associated Brokers / Dealers N/A CIK Number 0001655741 Filed Document 0001678244-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-27 18:23:26 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity