Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Domain Studio Partners, LLC See All Filings	D	2017-04-28 16:06:41 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001701771 Filed Document 0001701771-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 16:06:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Helix Holdings I, LLC See All Filings	D/A	2017-04-28 16:06:33 UTC
Amount To Be Raised $185,000,000 Associated Brokers / Dealers N/A CIK Number 0001647032 Filed Document 0001647032-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 16:06:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST BUSINESS FINANCIAL SERVICES, INC. See All Filings	D	2017-04-28 16:03:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001521951 Filed Document 0000892712-17-000367 Exclusions or Exemptions 506b Accepted Date 2017-04-28 16:03:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Quadrant Mezzanine Partners LLC See All Filings	D	2017-04-28 15:55:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681661 Filed Document 0001681661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:55:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ovis U.S. Feeder Fund, L.P. See All Filings	D/A	2017-04-28 15:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652407 Filed Document 0001652407-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:55:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
802 Secure, Inc. See All Filings	D	2017-04-28 15:52:36 UTC
Amount To Be Raised $4,994,712 Associated Brokers / Dealers N/A CIK Number 0001705045 Filed Document 0001705045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:52:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLS INC. See All Filings	D	2017-04-28 15:42:42 UTC
Amount To Be Raised $175,201 Associated Brokers / Dealers N/A CIK Number 0001631875 Filed Document 0001631875-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:42:42 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WGES Holdings, LLC See All Filings	D	2017-04-28 15:41:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001704615 Filed Document 0001461373-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:41:46 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Fund L P See All Filings	D/A	2017-04-28 15:39:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385053 Filed Document 0001385053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:39:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BMHC Custodial Account, LLC See All Filings	D	2017-04-28 15:34:34 UTC
Amount To Be Raised $14,550,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001704628 Filed Document 0001704628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:34:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
YLV III, L.P. See All Filings	D	2017-04-28 15:28:45 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Skilnik Investment Group Ltd. CIK Number 0001704534 Filed Document 0001704534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rim Structured Alpha Onshore, L.P. See All Filings	D	2017-04-28 15:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703964 Filed Document 0001703964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:23:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex Private Equity, LLC See All Filings	D	2017-04-28 15:19:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001705122 Filed Document 0001705122-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:19:53 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PDC Opportunities Fund VII A Limited Partnership See All Filings	D	2017-04-28 15:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705237 Filed Document 0001705237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:17:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Yai's Thai, LLC See All Filings	D	2017-04-28 15:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668443 Filed Document 0001668443-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:16:59 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Capital Court Holdings, LLC See All Filings	D	2017-04-28 15:06:03 UTC
Amount To Be Raised $2,379,500 Associated Brokers / Dealers N/A CIK Number 0001704422 Filed Document 0001704422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 15:06:03 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KnipBio, Inc. See All Filings	D/A	2017-04-28 14:49:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001583549 Filed Document 0001583549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:49:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTRINSIC EDGE PLUS AI, L.P. See All Filings	D/A	2017-04-28 14:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles L. Coe CIK Number 0001480340 Filed Document 0001480340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X3EM Brands LLC See All Filings	D/A	2017-04-28 14:21:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001697939 Filed Document 0001162677-17-000038 Exclusions or Exemptions 504.1 and 506b Accepted Date 2017-04-28 14:21:33 UTC Type of Offering D/A Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GoldenTree NJ Distressed Fund 2015 LP See All Filings	D/A	2017-04-28 14:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664150 Filed Document 0001315863-17-000396 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMTAN USA, INC. See All Filings	D	2017-04-28 14:14:29 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001704830 Filed Document 0001704830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:14:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Golf Played Inc. See All Filings	D	2017-04-28 14:11:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001704646 Filed Document 0001704646-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:11:27 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WatchRx, Inc. See All Filings	D	2017-04-28 14:07:24 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001705198 Filed Document 0001705198-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:07:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boyu Capital US Fund See All Filings	D/A	2017-04-28 14:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672798 Filed Document 0001672798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackson Paper Manufacturing Co See All Filings	D	2017-04-28 14:01:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655004 Filed Document 0001655004-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 14:01:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Alternate Health Corp. See All Filings	D	2017-04-28 13:59:47 UTC
Amount To Be Raised $1,993,750 Associated Brokers / Dealers N/A CIK Number 0001695838 Filed Document 0001140361-17-017303 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:59:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Harper Fund LP See All Filings	D	2017-04-28 13:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704178 Filed Document 0001704178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:56:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rooibee Red Tea Co See All Filings	D	2017-04-28 13:53:33 UTC
Amount To Be Raised $2,088,572 Associated Brokers / Dealers N/A CIK Number 0001520307 Filed Document 0001520307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:53:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Boyu Capital Opportunities Master Fund See All Filings	D/A	2017-04-28 13:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672803 Filed Document 0001672803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:52:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boyu Capital Offshore Fund See All Filings	D/A	2017-04-28 13:41:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672795 Filed Document 0001672795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:41:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Hat Strategic Partners LP See All Filings	D	2017-04-28 13:38:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704697 Filed Document 0000902664-17-002087 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:38:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesta Strategic RE Fund, LP See All Filings	D	2017-04-28 13:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704318 Filed Document 0001704318-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:15:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOmedia, LLC See All Filings	D	2017-04-28 13:10:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665529 Filed Document 0001665529-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:10:54 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
GLADE BROOK PRIVATE INVESTORS X LLC See All Filings	D	2017-04-28 13:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703055 Filed Document 0001140361-17-017299 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:06:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckhardt Futures Limited Partnership See All Filings	D/A	2017-04-28 13:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John C. Sundt, Michael R. Muzos, Barry Meyer, Ozzie Di Vinere, and Kip Thompson CIK Number 0000914658 Filed Document 0001144204-17-023060 Exclusions or Exemptions 506b Accepted Date 2017-04-28 13:02:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boustead & Co Ltd See All Filings	D	2017-04-28 12:48:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703990 Filed Document 0001703990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:48:44 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Babel Bark, Inc. See All Filings	D	2017-04-28 12:48:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001686358 Filed Document 0001686358-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:48:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D/A	2017-04-28 12:39:34 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001507045 Filed Document 0001507045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:39:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Freedom 3 Investments II, LP See All Filings	D/A	2017-04-28 12:33:12 UTC
Amount To Be Raised $99,357,000 Associated Brokers / Dealers N/A CIK Number 0001648433 Filed Document 0001648433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:33:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldwater Capital, LP See All Filings	D	2017-04-28 12:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705192 Filed Document 0001705192-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:23:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skycom Corp See All Filings	D	2017-04-28 12:06:23 UTC
Amount To Be Raised $449,999 Associated Brokers / Dealers N/A CIK Number 0001704653 Filed Document 0001704653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:06:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Compass Special Situations Multi-Currency Fund LLC See All Filings	D/A	2017-04-28 12:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517600 Filed Document 0001517600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
333 EAST FRANKLIN STREET, LLC See All Filings	D	2017-04-28 12:01:05 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001704838 Filed Document 0001140361-17-017291 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:01:05 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
EJK Growth Fund, LP See All Filings	D/A	2017-04-28 12:00:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584959 Filed Document 0001584959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 12:00:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Special Situations IRA Fund LLC See All Filings	D/A	2017-04-28 11:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517602 Filed Document 0001517602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4WEB, Inc. See All Filings	D	2017-04-28 11:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704554 Filed Document 0001704554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:51:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Phyxius Arbitrage Fund, LP See All Filings	D	2017-04-28 11:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705195 Filed Document 0001705195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:48:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORBIS BIOSCIENCES, INC See All Filings	D/A	2017-04-28 11:47:45 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001449477 Filed Document 0001449477-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:47:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Hadley Harbor Master Investors (Cayman) II L.P. See All Filings	D	2017-04-28 11:45:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001703977 Filed Document 0000919574-17-003657 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:45:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Compass Special Situations Fund LLC See All Filings	D/A	2017-04-28 11:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457542 Filed Document 0001457542-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-28 11:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund