Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2019-05-01 11:04:22 UTC
Amount To Be Raised $21,312,691 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001692236 Filed Document 0001692236-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-05-01 11:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Strategic Capital Fund, LP See All Filings	D/A	2019-05-01 11:02:46 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001739122 Filed Document 0001739122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 11:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protenus, Inc See All Filings	D	2019-05-01 10:59:31 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001607109 Filed Document 0001607109-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:59:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL CONCENTRATED FUND, L.P. See All Filings	D/A	2019-05-01 10:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641494 Filed Document 0000919574-19-003078 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:56:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ravello Precision Offshore Fund, Ltd. See All Filings	D/A	2019-05-01 10:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640767 Filed Document 0001640767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cat Rock Capital Partners LP See All Filings	D/A	2019-05-01 10:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648341 Filed Document 0001648341-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:53:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPS Mezzanine Private Investors 2019, LLC See All Filings	D	2019-05-01 10:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001774484 Filed Document 0000950103-19-005611 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:49:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPS Mezzanine Private Investors Offshore 2019, L.P. See All Filings	D	2019-05-01 10:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001774483 Filed Document 0000950103-19-005610 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:47:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ravello Precision Fund, LP See All Filings	D/A	2019-05-01 10:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640766 Filed Document 0001640766-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Variant Directional Fund, Ltd. See All Filings	D	2019-05-01 10:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772094 Filed Document 0000919574-19-003076 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:41:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
S3 Global Multi-Strategy Fund LLC See All Filings	D/A	2019-05-01 10:33:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464172 Filed Document 0001464172-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:33:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PunchFlix INC See All Filings	1-A/A	2019-05-01 10:32:07 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001755037 Filed Document 0000806171-19-000031 Accepted Date 2019-05-01 10:32:07 UTC Type of Offering 1-A/A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
X-Ray Project, LLC See All Filings	D	2019-05-01 10:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001775360 Filed Document 0001775360-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:31:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MDK Larimer, LLC See All Filings	D/A	2019-05-01 10:27:02 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001774197 Filed Document 0001774197-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:27:02 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
FUTURES PORTFOLIO FUND L.P. See All Filings	D/A	2019-05-01 10:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL CORPORATION, WELLS FARGO CLEARING SERVICES, LLC, COMMONWEALTH FINANCIAL NETWORK, and LINCOLN FINANCIAL ADVISORS CORPORATION CIK Number 0000861441 Filed Document 0000861441-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Reality Real Estate Investment Fund 4, L.P. See All Filings	D	2019-05-01 10:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773504 Filed Document 0001013594-19-000357 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:05:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Perdurance Neutral Fund Ltd See All Filings	D/A	2019-05-01 09:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674407 Filed Document 0001674407-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:53:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Capital Sustainable Infrastructure Fund II, L.P. See All Filings	D	2019-05-01 09:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775038 Filed Document 0001775038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:42:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. IX See All Filings	D/A	2019-05-01 09:40:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739001 Filed Document 0001739001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:40:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Granular Fund Ltd See All Filings	D/A	2019-05-01 09:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738900 Filed Document 0001738900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALEM SPICE, INC. See All Filings	C-W	2019-05-01 09:34:37 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001765315 Filed Document 0001765315-19-000004 Accepted Date 2019-05-01 09:34:37 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
4TELLUS, LLC See All Filings	D/A	2019-05-01 09:29:38 UTC
Amount To Be Raised $6,200,020 Associated Brokers / Dealers Jeff Bailey CIK Number 0001718131 Filed Document 0001718131-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:29:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RightSciences LLC See All Filings	D	2019-05-01 09:23:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701999 Filed Document 0001701999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Longevity Vision Fund I LP See All Filings	D	2019-05-01 07:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775369 Filed Document 0001775369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 07:30:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:43:36 UTC
Amount To Be Raised $8,550,245 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:43:36 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Bounty0x Inc. See All Filings	C	2019-04-30 21:37:11 UTC
Financial Interest 2.0% of the Securities being issued in this Offering Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001767762 Filed Document 0001752130-19-000005 Accepted Date 2019-04-30 21:37:11 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:33:32 UTC
Amount To Be Raised $1,985,564 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:33:32 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BERT MARCUS DOCUMENTARY FILM FUND, LLC See All Filings	D	2019-04-30 21:30:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001774458 Filed Document 0001774458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:30:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sarasota 101 LLC See All Filings	D	2019-04-30 21:27:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001775322 Filed Document 0001775322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:27:45 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ghenmi Inc. See All Filings	D	2019-04-30 21:26:10 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001775337 Filed Document 0001775337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:26:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:24:08 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:24:08 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:13:58 UTC
Amount To Be Raised $1,779,067 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:13:58 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Rasa Technologies Inc. See All Filings	D	2019-04-30 21:09:57 UTC
Amount To Be Raised $14,295,702 Associated Brokers / Dealers N/A CIK Number 0001774277 Filed Document 0001774277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:09:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
3700 Warwick LLC See All Filings	D	2019-04-30 21:03:48 UTC
Amount To Be Raised $897,000 Associated Brokers / Dealers N/A CIK Number 0001775312 Filed Document 0001775312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:03:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:02:08 UTC
Amount To Be Raised $1,654,378 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:02:08 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Hum Nutrition Inc. See All Filings	D	2019-04-30 20:54:51 UTC
Amount To Be Raised $15,262,045 Associated Brokers / Dealers N/A CIK Number 0001664052 Filed Document 0001664052-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 20:54:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Book & Main, Inc. See All Filings	C	2019-04-30 20:35:59 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001774046 Filed Document 0001752130-19-000004 Accepted Date 2019-04-30 20:35:59 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State ILLINOIS
DAF ICO Fund Inc. See All Filings	D	2019-04-30 20:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773878 Filed Document 0001773878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 20:13:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ManchesterStory Venture Fund, L.P. See All Filings	D/A	2019-04-30 20:13:37 UTC
Amount To Be Raised $80,650,000 Associated Brokers / Dealers N/A CIK Number 0001697202 Filed Document 0001697202-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 20:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arconex, Inc. See All Filings	D	2019-04-30 19:57:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772677 Filed Document 0001772677-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:57:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
F & F Vermont L.P. See All Filings	D	2019-04-30 19:51:46 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001774112 Filed Document 0001774112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:51:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ginjan Bros, Inc See All Filings	C/A	2019-04-30 19:45:18 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001757511 Filed Document 0001665160-19-000560 Accepted Date 2019-04-30 19:45:18 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
F & F Juniper L.P. See All Filings	D	2019-04-30 19:41:15 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001774158 Filed Document 0001774158-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:41:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Titan Phase 1, LP See All Filings	D	2019-04-30 19:26:12 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001774609 Filed Document 0001774609-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-30 19:26:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Keezel, Inc. See All Filings	C/A	2019-04-30 19:20:37 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $535,000 CIK Number 0001713288 Filed Document 0001665160-19-000554 Accepted Date 2019-04-30 19:20:37 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Arconex, Inc. See All Filings	D	2019-04-30 19:16:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772677 Filed Document 0001772677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:16:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SpareHire, Inc. See All Filings	D	2019-04-30 19:13:37 UTC
Amount To Be Raised $2,198,258 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001775243 Filed Document 0001775243-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-30 19:13:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LunaDNA, LLC See All Filings	1-A POS	2019-04-30 19:06:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001741687 Filed Document 0001193125-19-130175 Accepted Date 2019-04-30 19:06:04 UTC Type of Offering 1-A POS Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
A&M Capital Europe, SCSp See All Filings	D/A	2019-04-30 18:58:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Partners International LLP and Stifel, Nicolaus & Company, Incorporated CIK Number 0001751139 Filed Document 0001751139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:58:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D/A	2019-04-30 18:57:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001562596 Filed Document 0001562596-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:57:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired