Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Amkor Green, LLC. See All Filings	D/A	2019-05-03 08:23:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amkor Green, LLC. CIK Number 0001535785 Filed Document 0001535785-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-03 08:23:08 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
Flexwise Health, Inc. See All Filings	D	2019-05-03 08:16:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers CoView Capital, Inc. CIK Number 0001774791 Filed Document 0001774791-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 08:16:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park ABS Income Fund LP See All Filings	D/A	2019-05-03 07:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641193 Filed Document 0000902664-19-002095 Exclusions or Exemptions 506b Accepted Date 2019-05-03 07:18:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancient Farms LLC See All Filings	D	2019-05-02 22:02:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775518 Filed Document 0001775518-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-02 22:02:05 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Element Science, Inc. See All Filings	D/A	2019-05-02 21:19:56 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001602935 Filed Document 0001602935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 21:19:56 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Windy Heights, LLC See All Filings	D	2019-05-02 21:06:19 UTC
Amount To Be Raised $2,387,774 Associated Brokers / Dealers N/A CIK Number 0001775640 Filed Document 0001775640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 21:06:19 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG Core Plus Realty Fund III, L.P. See All Filings	D/A	2019-05-02 21:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and TransPacific Group LLC CIK Number 0001506642 Filed Document 0001506642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 21:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Venture Fund II LP See All Filings	D	2019-05-02 20:58:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001775198 Filed Document 0001775198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 20:58:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment II, L.P. See All Filings	D/A	2019-05-02 20:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607467 Filed Document 0001607467-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 20:53:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert Credit Solutions Fund IV, L.P. See All Filings	D/A	2019-05-02 20:49:56 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers HMC Investments, Inc., Equus Financial Consulting LLC, and Fund Genesis Limited CIK Number 0001700958 Filed Document 0001700958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 20:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment, L.P. See All Filings	D/A	2019-05-02 20:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607466 Filed Document 0001607466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 20:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mountain Laurel Direct Lending Fund, L.P. See All Filings	D/A	2019-05-02 20:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671875 Filed Document 0001671875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 20:38:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG KFHDL Fund, L.P. See All Filings	D/A	2019-05-02 20:31:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641266 Filed Document 0001641266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 20:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monomoy Properties, LLC See All Filings	D/A	2019-05-02 19:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656519 Filed Document 0001144204-19-023379 Exclusions or Exemptions 506b Accepted Date 2019-05-02 19:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trin433, a trust series of Roofstock One Trust See All Filings	D	2019-05-02 19:38:19 UTC
Amount To Be Raised $78,280 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001774469 Filed Document 0001774470-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-02 19:38:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVG Odell Crossing Townhomes LLC See All Filings	D	2019-05-02 19:25:50 UTC
Amount To Be Raised $5,255,000 Associated Brokers / Dealers N/A CIK Number 0001774601 Filed Document 0001774515-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-02 19:25:50 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Elite Investments Group LLC See All Filings	D	2019-05-02 19:19:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001770831 Filed Document 0001770831-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 19:19:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Brin115, a trust series of Roofstock One Trust See All Filings	D	2019-05-02 19:10:47 UTC
Amount To Be Raised $82,950 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001774470 Filed Document 0001774470-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-02 19:10:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVG Church & Main Townhomes LLC See All Filings	D	2019-05-02 19:10:40 UTC
Amount To Be Raised $6,579,305 Associated Brokers / Dealers N/A CIK Number 0001774515 Filed Document 0001774515-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 19:10:40 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CVG Parkview Townhomes LLC See All Filings	D	2019-05-02 19:01:29 UTC
Amount To Be Raised $3,060,695 Associated Brokers / Dealers N/A CIK Number 0001774600 Filed Document 0001774600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 19:01:29 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PC12 Holdings, LLC See All Filings	D	2019-05-02 18:52:37 UTC
Amount To Be Raised $1,683,235 Associated Brokers / Dealers N/A CIK Number 0001775563 Filed Document 0001775583-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-02 18:52:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PC Hickory Creek Holdings, LLC See All Filings	D	2019-05-02 18:46:02 UTC
Amount To Be Raised $341,310 Associated Brokers / Dealers N/A CIK Number 0001775583 Filed Document 0001775583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 18:46:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Amkor Green, LLC. See All Filings	D/A	2019-05-02 18:41:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amkor Green, LLC. CIK Number 0001535785 Filed Document 0001535785-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-02 18:41:07 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
Neurohacker Collective, LLC See All Filings	D	2019-05-02 18:38:48 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001707359 Filed Document 0001707359-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-02 18:38:48 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Biorealize, Inc. See All Filings	D/A	2019-05-02 18:37:54 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001761302 Filed Document 0001761302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 18:37:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Dakota Real Estate Investment Trust See All Filings	1-A	2019-05-02 18:36:03 UTC
Amount To Be Raised $5,859,000 Associated Brokers / Dealers NA CIK Number 0001074922 Filed Document 0001493152-19-006322 Accepted Date 2019-05-02 18:36:03 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier1 Principal Place of Business NORTH DAKOTA Revenue or Assets $60,376,411 State of Jurisdiction NORTH DAKOTA Type of Security Equity (common or preferred stock)
Sandwith Ventures II, a series of Sandwith Ventures, LP See All Filings	D	2019-05-02 18:25:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001774978 Filed Document 0001774978-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 18:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
everee, inc. See All Filings	D	2019-05-02 18:21:10 UTC
Amount To Be Raised $3,465,597 Associated Brokers / Dealers N/A CIK Number 0001775687 Filed Document 0001775687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 18:21:10 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BioPoly, LLC See All Filings	D	2019-05-02 18:14:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001465704 Filed Document 0001465704-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 18:14:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
OMNISEQ, INC. See All Filings	D	2019-05-02 18:00:15 UTC
Amount To Be Raised $7,325,000 Associated Brokers / Dealers pH Partners LLC CIK Number 0001713983 Filed Document 0001713983-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-02 18:00:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bondurant Investors LLC See All Filings	D	2019-05-02 17:54:51 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001775688 Filed Document 0001775688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:54:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Cerberus RM Fund, L.P. See All Filings	D	2019-05-02 17:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774346 Filed Document 0000905718-19-000423 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:48:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trutankless, Inc. See All Filings	D	2019-05-02 17:46:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001429393 Filed Document 0001393905-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:46:27 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus RM USTE Feeder, L.P. See All Filings	D	2019-05-02 17:44:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774253 Filed Document 0000905718-19-000421 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:44:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LunaPBC, Inc. See All Filings	D	2019-05-02 17:43:18 UTC
Amount To Be Raised $4,643,750 Associated Brokers / Dealers N/A CIK Number 0001748600 Filed Document 0001683168-19-001347 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:43:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAWSCOUT, INC. See All Filings	D	2019-05-02 17:43:16 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001775564 Filed Document 0001775564-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:43:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rev Genomics, Inc. See All Filings	D	2019-05-02 17:34:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001771749 Filed Document 0001771749-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-02 17:34:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD FINANCIAL FUND, INC. See All Filings	D/A	2019-05-02 17:27:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576092 Filed Document 0001405086-19-000136 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:27:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD FINANCIAL FUND, L.P. See All Filings	D/A	2019-05-02 17:25:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519641 Filed Document 0001405086-19-000135 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:25:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne Global Rates Fund II, Ltd. See All Filings	D/A	2019-05-02 17:24:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553785 Filed Document 0000919574-19-003104 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:24:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne International (ERISA) Fund, Ltd. See All Filings	D/A	2019-05-02 17:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen D. Seitz CIK Number 0001539575 Filed Document 0000919574-19-003101 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:23:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne International Fund, Ltd. See All Filings	D/A	2019-05-02 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen D. Seitz CIK Number 0001457342 Filed Document 0000919574-19-003098 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Geneva at Pacific Investors, LLC See All Filings	D	2019-05-02 17:19:14 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001775187 Filed Document 0001775187-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:19:14 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Zahav Ventures, LLC See All Filings	D	2019-05-02 17:19:05 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001775405 Filed Document 0001775405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:19:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
K2 INSTITUTIONAL INVESTORS II LTD See All Filings	D/A	2019-05-02 17:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley, Deutsche Bank Securities Inc., Merrill Lynch Pierce Fenner & Smith, Inc., and Highland Information Services, Inc. CIK Number 0001263831 Filed Document 0001263831-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Credit Solutions Fund (Offshore), L.P. See All Filings	D	2019-05-02 17:09:37 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Picton S.A. CIK Number 0001774426 Filed Document 0000950142-19-001004 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:09:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Credit Solutions Fund, L.P. See All Filings	D	2019-05-02 17:08:53 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001774430 Filed Document 0000950142-19-001003 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:08:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Democratic Data Exchange Inc. See All Filings	D	2019-05-02 17:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774894 Filed Document 0001567619-19-009662 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:07:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Equity
Bryna Kranzler, Inc See All Filings	D	2019-05-02 17:03:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001775385 Filed Document 0001775385-19-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2019-05-02 17:03:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Round Hill Music Prospect Park Coinvest, LP See All Filings	D	2019-05-02 17:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775387 Filed Document 0001775387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-02 17:02:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity