Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND (CAYMAN), L.P. See All Filings	D/A	2019-05-31 15:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339820 Filed Document 0000945621-19-000206 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metis Equity Trust - Metis Global Equity Portfolio See All Filings	D/A	2019-05-31 15:37:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601666 Filed Document 0001734949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:37:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Capital High Income Fund, L.P. See All Filings	D/A	2019-05-31 15:35:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545555 Filed Document 0000945621-19-000205 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:35:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:34:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vivonoetics, Inc. See All Filings	D	2019-05-31 15:23:01 UTC
Amount To Be Raised $1,999,198 Associated Brokers / Dealers N/A CIK Number 0001778463 Filed Document 0001778463-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-31 15:22:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:22:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GenNx360 Capital Partners III, L.P. See All Filings	D/A	2019-05-31 15:19:16 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001745838 Filed Document 0000902664-19-002580 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChainLogic Fund, LP See All Filings	D/A	2019-05-31 15:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720577 Filed Document 0001720577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:18:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Left Hand Robotics, Inc. See All Filings	D	2019-05-31 15:17:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701112 Filed Document 0001701112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:17:45 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EF VC29, LP See All Filings	D	2019-05-31 15:16:59 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001775988 Filed Document 0001775988-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:16:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:15:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RL AcquisitionCo, Inc. See All Filings	D	2019-05-31 15:14:32 UTC
Amount To Be Raised $6,765,445 Associated Brokers / Dealers N/A CIK Number 0001777998 Filed Document 0001209191-19-033595 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:14:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Our Town Associates II, LLC See All Filings	D	2019-05-31 15:11:33 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001776425 Filed Document 0001567619-19-012483 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:11:33 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-31 15:08:45 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:08:45 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AZTherapies, INC See All Filings	D	2019-05-31 14:59:02 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:59:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HealthQuest Ajax II SPV, L.P. See All Filings	D/A	2019-05-31 14:58:08 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001772108 Filed Document 0001772108-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:58:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
570 LOS ROBLES, LLC See All Filings	D	2019-05-31 14:55:47 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001777484 Filed Document 0001777484-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:55:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dream Finders Holdings LLC See All Filings	D	2019-05-31 14:54:59 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001727619 Filed Document 0001727619-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:54:59 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund Liquid Income (TE), L.P. See All Filings	D/A	2019-05-31 14:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690758 Filed Document 0001690758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:54:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tree of Life Seeds, Inc. See All Filings	D	2019-05-31 14:49:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001774823 Filed Document 0001774823-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:49:15 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Gaucho Group Holdings, Inc. See All Filings	D/A	2019-05-31 14:45:30 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-19-008463 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:45:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Navigating Cancer, Inc. See All Filings	D	2019-05-31 14:43:54 UTC
Amount To Be Raised $353,215 Associated Brokers / Dealers N/A CIK Number 0001533177 Filed Document 0001168404-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:43:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Azalea Court Residential Park, LLC See All Filings	D	2019-05-31 14:43:40 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001778432 Filed Document 0001778432-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-31 14:43:40 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Frost Control Systems, Inc. See All Filings	D	2019-05-31 14:41:53 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001777902 Filed Document 0001777902-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-05-31 14:41:53 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ashvattha Therapeutics, LLC See All Filings	D	2019-05-31 14:37:53 UTC
Amount To Be Raised $6,443,262 Associated Brokers / Dealers N/A CIK Number 0001668528 Filed Document 0001144204-19-029203 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:37:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wafra Alternative Yield Strategies Fund LP See All Filings	D	2019-05-31 14:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778418 Filed Document 0001778418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:34:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BW WEST VILLAGE LLC See All Filings	D	2019-05-31 14:32:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001778414 Filed Document 0001778414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:32:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXENGAGE INC. See All Filings	D	2019-05-31 14:31:04 UTC
Amount To Be Raised $6,275,000 Associated Brokers / Dealers N/A CIK Number 0001565183 Filed Document 0001565183-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:31:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KineticFuse, LLC See All Filings	D	2019-05-31 14:30:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001750371 Filed Document 0001078782-19-000487 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:30:21 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Boulder Opportunity Fund, LLC See All Filings	D/A	2019-05-31 14:22:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001727169 Filed Document 0001727169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:22:20 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
MeritDirect Holdings, LP See All Filings	D	2019-05-31 14:20:36 UTC
Amount To Be Raised $77,771,000 Associated Brokers / Dealers N/A CIK Number 0001777824 Filed Document 0001567619-19-012479 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:20:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Equity
PassionFlix Inc. See All Filings	D	2019-05-31 14:17:08 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001693164 Filed Document 0001567619-19-012477 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:17:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skyphos Industries Inc. See All Filings	D/A	2019-05-31 14:16:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001771872 Filed Document 0001771872-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:16:52 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Hostry Inc See All Filings	C	2019-05-31 14:09:56 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $450,000 CIK Number 0001772494 Filed Document 0001772494-19-000001 Accepted Date 2019-05-31 14:09:56 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
ALGO CAPITAL GP LLC See All Filings	D	2019-05-31 14:03:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001777048 Filed Document 0001777048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:03:14 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Activum SG Fund VI L.P. See All Filings	D	2019-05-31 13:59:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778274 Filed Document 0001778274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:59:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HQP Inc. See All Filings	D	2019-05-31 13:49:11 UTC
Amount To Be Raised $14,880,000 Associated Brokers / Dealers N/A CIK Number 0001778384 Filed Document 0001778384-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 13:49:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eXo Imaging, Inc. See All Filings	D	2019-05-31 13:48:05 UTC
Amount To Be Raised $35,475,517 Associated Brokers / Dealers N/A CIK Number 0001696992 Filed Document 0001696992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:48:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pzena Global Best Ideas Fund, LP See All Filings	D/A	2019-05-31 13:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001740384 Filed Document 0001315863-19-000497 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tucky Lending, LP See All Filings	D	2019-05-31 13:36:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001761008 Filed Document 0001752879-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 13:36:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NB Crossroads Private Markets Fund V (TI) LP See All Filings	D/A	2019-05-31 13:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001714708 Filed Document 0001012975-19-000394 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:32:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinewell RF LP See All Filings	D	2019-05-31 13:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778245 Filed Document 0001778245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:27:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mailtag Company, LLC See All Filings	D	2019-05-31 13:25:11 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001759348 Filed Document 0001759348-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:25:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Inhibrx, Inc. See All Filings	D	2019-05-31 13:21:54 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001739614 Filed Document 0001739614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:21:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mixlab, Inc. See All Filings	D	2019-05-31 13:19:15 UTC
Amount To Be Raised $8,622,627 Associated Brokers / Dealers N/A CIK Number 0001778260 Filed Document 0001231919-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:19:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB Crossroads Private Markets Fund V (TE) LP See All Filings	D/A	2019-05-31 13:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001702537 Filed Document 0001012975-19-000393 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fluide Inc. See All Filings	D	2019-05-31 13:16:27 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001772489 Filed Document 0001772489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:16:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ELEMENTIS PLC See All Filings	D/A	2019-05-31 13:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271140 Filed Document 0001567619-19-012471 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:09:49 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Security To Be Acquired