Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMB PARTNERS LLC See All Filings	D	2017-05-08 10:16:14 UTC
Amount To Be Raised $758,866 Associated Brokers / Dealers N/A CIK Number 0001705925 Filed Document 0001705925-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-08 10:16:14 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BBH CP UPL Co-Investment LLC See All Filings	D	2017-05-08 10:05:46 UTC
Amount To Be Raised $18,600,000 Associated Brokers / Dealers N/A CIK Number 0001704022 Filed Document 0001704022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-08 10:05:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH CP UPL Co-Investment Subsidiary LLC See All Filings	D	2017-05-08 10:00:02 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001704023 Filed Document 0001704023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-08 10:00:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk-Marriott Residence Inn LLC See All Filings	D	2017-05-08 09:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702729 Filed Document 0001702729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-08 09:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QIP Feeder No. 1 See All Filings	D	2017-05-08 09:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705598 Filed Document 0000897069-17-000280 Exclusions or Exemptions 506b Accepted Date 2017-05-08 09:43:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loop Industries, Inc. See All Filings	D	2017-05-08 09:38:41 UTC
Amount To Be Raised $5,897,188 Associated Brokers / Dealers N/A CIK Number 0001504678 Filed Document 0001418269-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-08 09:38:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Ag Partners LP See All Filings	D/A	2017-05-08 08:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547841 Filed Document 0000902664-17-002213 Exclusions or Exemptions 506b Accepted Date 2017-05-08 08:54:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proactive Living, LLC See All Filings	D/A	2017-05-05 21:48:38 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001652793 Filed Document 0001652793-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-05 21:48:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Option To Acquire
COTTONWOOD RESIDENTIAL, INC. See All Filings	D/A	2017-05-05 21:47:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC CIK Number 0001548528 Filed Document 0001548528-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 21:47:34 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MENTA GLOBAL, LP See All Filings	D/A	2017-05-05 21:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400154 Filed Document 0001400154-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-05 21:05:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIT Capital LLLP See All Filings	D/A	2017-05-05 19:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566117 Filed Document 0001566117-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 19:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
RIVI Opportunity Fund, L.P. See All Filings	D/A	2017-05-05 18:59:55 UTC
Amount To Be Raised $32,800,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001692012 Filed Document 0001692012-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:59:55 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alight, Inc. See All Filings	D	2017-05-05 18:57:15 UTC
Amount To Be Raised $12,950,001 Associated Brokers / Dealers N/A CIK Number 0001699516 Filed Document 0001699516-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:57:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Medical Systems, Inc. See All Filings	D	2017-05-05 18:49:52 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001705979 Filed Document 0001705979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:49:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Singer PID Reimbursement Agreement Securitization Trust 2017-1 See All Filings	D	2017-05-05 18:49:38 UTC
Amount To Be Raised $5,707,000 Associated Brokers / Dealers National Alliance Securities, LLC and INSTITUTIONAL SECURITIES CORPORATION CIK Number 0001705901 Filed Document 0001705901-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:49:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CAPCG-DYERSDALE, LLC See All Filings	D	2017-05-05 18:45:32 UTC
Amount To Be Raised $2,129,240 Associated Brokers / Dealers N/A CIK Number 0001705965 Filed Document 0001705965-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:45:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PARC ONE, L.P. See All Filings	D	2017-05-05 18:31:47 UTC
Amount To Be Raised $21,342,500 Associated Brokers / Dealers N/A CIK Number 0001704841 Filed Document 0001704841-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:31:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CHAMPLAIN MID CAP FUND LLC See All Filings	D/A	2017-05-05 18:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455594 Filed Document 0001455594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanderson International Value Tobacco Free Fund See All Filings	D/A	2017-05-05 18:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299232 Filed Document 0001299232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMPLAIN SMALL CAP FUND LLC See All Filings	D/A	2017-05-05 18:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457037 Filed Document 0001457037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDERSON INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2017-05-05 18:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277934 Filed Document 0001277934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROLUNG INC See All Filings	D/A	2017-05-05 18:12:17 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers David Weild CIK Number 0001541884 Filed Document 0001080368-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:12:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub PA4 LLC See All Filings	D	2017-05-05 18:09:25 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001705040 Filed Document 0001705040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:09:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2017-05-05 18:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001231844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 18:08:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightview Senior Living VII, LLC See All Filings	D	2017-05-05 17:56:15 UTC
Amount To Be Raised $205,000,000 Associated Brokers / Dealers N/A CIK Number 0001705974 Filed Document 0001705974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:56:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Petit Pot, Inc. See All Filings	D	2017-05-05 17:46:40 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001658576 Filed Document 0001658576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:46:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SteadyMed Ltd. See All Filings	D	2017-05-05 17:35:36 UTC
Amount To Be Raised $30,000,617 Associated Brokers / Dealers JMP Securities LLC and H.C. Wainwright & Co. CIK Number 0001619087 Filed Document 0001619087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:35:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Merion Bradenton Reserve Capital Partner, L.P. See All Filings	D	2017-05-05 17:25:36 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001704297 Filed Document 0001704297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:25:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Stellus Credit VCOC Fund II, LLC See All Filings	D	2017-05-05 17:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704850 Filed Document 0001140361-17-018647 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:25:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Merion Bradenton Reserve, L.P. See All Filings	D	2017-05-05 17:18:23 UTC
Amount To Be Raised $5,968,000 Associated Brokers / Dealers MainLine Securities LLC CIK Number 0001704296 Filed Document 0001704296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:18:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE LONG ONLY PARTNERS LP See All Filings	D/A	2017-05-05 17:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577266 Filed Document 0000919574-17-003774 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:09:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONLINE DISRUPTIVE TECHNOLOGIES, INC. See All Filings	D	2017-05-05 17:08:42 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001498380 Filed Document 0001085037-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:08:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PharmaCielo Ltd. See All Filings	D	2017-05-05 17:07:48 UTC
Amount To Be Raised $3,712,000 Associated Brokers / Dealers N/A CIK Number 0001641777 Filed Document 0001641777-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:07:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Animal Diagnostics Inc See All Filings	D	2017-05-05 17:01:32 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 17:01:32 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Enertopia Corp. See All Filings	D	2017-05-05 16:54:47 UTC
Amount To Be Raised $53,000 Associated Brokers / Dealers N/A CIK Number 0001346022 Filed Document 0001346022-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:54:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Anthony Capital Alternative Investments, LLC See All Filings	D	2017-05-05 16:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705231 Filed Document 0001705231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:54:32 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Stellus Credit Master Fund II, LLC See All Filings	D	2017-05-05 16:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704905 Filed Document 0001140361-17-018629 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
BlueCart, Inc. See All Filings	D	2017-05-05 16:51:37 UTC
Amount To Be Raised $10,063,562 Associated Brokers / Dealers N/A CIK Number 0001649303 Filed Document 0001649303-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:51:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stellus Credit Offshore Fund II, LP See All Filings	D	2017-05-05 16:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704859 Filed Document 0001140361-17-018627 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Cornerstone Fund 1 LLC See All Filings	D	2017-05-05 16:45:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001704087 Filed Document 0001704087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:45:17 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SPRINGBANK VALUE PARTNERS LP See All Filings	D/A	2017-05-05 16:33:07 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Frank Edwards CIK Number 0001144903 Filed Document 0001144903-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Edusim LLC See All Filings	D	2017-05-05 16:22:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619871 Filed Document 0001619871-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:22:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BluePrint Bio, Inc. See All Filings	D	2017-05-05 16:21:23 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001704121 Filed Document 0001704121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:21:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MedAware Systems, Inc. See All Filings	D	2017-05-05 16:20:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers John Gallo CIK Number 0001592576 Filed Document 0001592576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:20:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ChromaDex Corp. See All Filings	D	2017-05-05 16:11:35 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Ladenburg Thalmann and Co. Inc. CIK Number 0001386570 Filed Document 0001415889-17-000702 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:11:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SeedPlus Singapore, L.P. See All Filings	D/A	2017-05-05 16:05:01 UTC
Amount To Be Raised $19,176,554 Associated Brokers / Dealers N/A CIK Number 0001648450 Filed Document 0001648450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MicrobeDx, Inc. See All Filings	D	2017-05-05 16:04:26 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Trapeze Capital Corp. CIK Number 0001701959 Filed Document 0001701959-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:04:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ubiquity University See All Filings	D/A	2017-05-05 15:58:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001559778 Filed Document 0001559778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:58:07 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Laneaxis, Inc. See All Filings	D	2017-05-05 15:45:20 UTC
Amount To Be Raised $611,000 Associated Brokers / Dealers N/A CIK Number 0001702255 Filed Document 0001702255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:45:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Parametric, Research Affiliates Systematic Global Macro Master Fund, Ltd. See All Filings	D	2017-05-05 15:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705353 Filed Document 0000350797-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:33:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund