Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account GVA 37 See All Filings	D/A	2019-06-05 10:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001584291 Filed Document 0001584291-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 51 See All Filings	D/A	2019-06-05 10:43:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001747072 Filed Document 0001747072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toonbo Entertainment, LLC See All Filings	D	2019-06-05 10:42:54 UTC
Amount To Be Raised $289,500 Associated Brokers / Dealers N/A CIK Number 0001778817 Filed Document 0001683168-19-001795 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:42:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRI Capital Fund I, L.P. See All Filings	D/A	2019-06-05 10:35:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001740928 Filed Document 0001740928-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTD HOLDINGS INC See All Filings	D	2019-06-05 10:33:25 UTC
Amount To Be Raised $7,442,500 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0000922247 Filed Document 0001745677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:33:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SYW LP See All Filings	D/A	2019-06-05 10:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Fletcher CIK Number 0001374238 Filed Document 0001374238-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ampla Capital Partners, L.P. See All Filings	D/A	2019-06-05 10:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674162 Filed Document 0001674162-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:32:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locale Hospitality, Inc. See All Filings	D	2019-06-05 10:25:57 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001763676 Filed Document 0001763676-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:25:57 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MOVA Technologies, Inc. See All Filings	D	2019-06-05 10:17:47 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001682315 Filed Document 0001682315-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:17:47 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
GWR City Park Partners, Ltd. See All Filings	D	2019-06-05 10:15:46 UTC
Amount To Be Raised $8,950,000 Associated Brokers / Dealers N/A CIK Number 0001778865 Filed Document 0001778865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 10:15:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RED & WHITE JANE LANE LLC See All Filings	D	2019-06-05 09:55:21 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001778853 Filed Document 0001778853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 09:55:21 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROPERTY MELD I, LLC See All Filings	D	2019-06-05 09:49:20 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001778765 Filed Document 0001778765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 09:49:20 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Waveguide Corp See All Filings	D	2019-06-05 09:33:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640481 Filed Document 0001640481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 09:33:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NREA Southeast Portfolio One, DST See All Filings	D/A	2019-06-05 09:26:40 UTC
Amount To Be Raised $98,108,244 Associated Brokers / Dealers Edward E. Fernandez, Troy Thomas, Stacey J. Morimoto, and Gary L. Leavitt CIK Number 0001776510 Filed Document 0001776510-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-05 09:26:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Frittle Candy LLC See All Filings	D	2019-06-05 09:04:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001714370 Filed Document 0001714370-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-05 09:04:28 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Succession Proprieties LLC See All Filings	D	2019-06-05 09:02:19 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001777303 Filed Document 0001777303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 09:02:19 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Onna Technologies, Inc. See All Filings	D	2019-06-05 08:59:19 UTC
Amount To Be Raised $12,770,407 Associated Brokers / Dealers N/A CIK Number 0001720569 Filed Document 0001720569-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-05 08:59:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORTEN REAL ESTATE FUND I LP See All Filings	D	2019-06-05 08:56:24 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers RSP Investments, LLC CIK Number 0001773289 Filed Document 0001773289-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-05 08:56:24 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mangrove Insurance Solutions, PCC See All Filings	D/A	2019-06-05 08:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521800 Filed Document 0001567619-19-012802 Exclusions or Exemptions 506b Accepted Date 2019-06-05 08:26:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ben Jen Holdings SLLC See All Filings	D	2019-06-05 08:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778884 Filed Document 0001778884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 08:13:14 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CCC Midwood Station LLC See All Filings	D	2019-06-05 08:11:20 UTC
Amount To Be Raised $5,477,500 Associated Brokers / Dealers N/A CIK Number 0001778816 Filed Document 0001778816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-05 08:11:20 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Engle Capital Partners Offshore, Ltd. See All Filings	D/A	2019-06-05 07:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644208 Filed Document 0001385642-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-05 07:53:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Engle Capital Partners, L.P. See All Filings	D/A	2019-06-05 07:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644205 Filed Document 0001385642-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-05 07:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leisure Resort Holdings, LLC See All Filings	D	2019-06-04 21:40:20 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001772936 Filed Document 0001772936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 21:40:20 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zeal China Fund Ltd See All Filings	D/A	2019-06-04 21:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001523779 Filed Document 0001523779-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 21:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urbanite GCM Fund, LLC See All Filings	D/A	2019-06-04 20:46:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001757863 Filed Document 0001757863-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 20:46:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Theatro Labs, Inc. See All Filings	D	2019-06-04 20:17:16 UTC
Amount To Be Raised $15,131,809 Associated Brokers / Dealers N/A CIK Number 0001776620 Filed Document 0001776620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 20:17:16 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Loyal Valley Capital Advantage Fund II LP See All Filings	D	2019-06-04 19:56:38 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers EATON PARTNERS, LLC CIK Number 0001777913 Filed Document 0001777913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 19:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Uniformity Labs, Inc. See All Filings	D/A	2019-06-04 19:00:06 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001666834 Filed Document 0001666834-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 19:00:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2019-06-04 18:58:00 UTC
Amount To Be Raised $29,682,538 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001676065 Filed Document 0001676065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:58:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uniformity Labs, Inc. See All Filings	D/A	2019-06-04 18:54:51 UTC
Amount To Be Raised $4,084,999 Associated Brokers / Dealers N/A CIK Number 0001666834 Filed Document 0001666834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:54:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ResolutionCare Network LLC See All Filings	D/A	2019-06-04 18:48:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685469 Filed Document 0001685469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:48:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mighty Health Co. See All Filings	C	2019-06-04 18:38:17 UTC
Financial Interest The issuer will not owe a commission, whether cash or otherwise, to the Intermediary at the conclusion of the Offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001767242 Filed Document 0001767242-19-000003 Accepted Date 2019-06-04 18:38:17 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Tabata Offshore Fund, Ltd. See All Filings	D	2019-06-04 18:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777222 Filed Document 0001013594-19-000398 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ATCSOFFA See All Filings	D/A	2019-06-04 18:37:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001732563 Filed Document 0001732563-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:37:02 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Tabata Fund, L.P. See All Filings	D	2019-06-04 18:34:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777226 Filed Document 0001013594-19-000397 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:34:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vyrill Inc. See All Filings	D	2019-06-04 18:30:25 UTC
Amount To Be Raised $1,749,965 Associated Brokers / Dealers N/A CIK Number 0001778849 Filed Document 0001778849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:30:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cinder Biological, Inc. See All Filings	D	2019-06-04 18:12:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001774944 Filed Document 0001774944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 18:12:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CF Livonia DST See All Filings	D	2019-06-04 17:59:22 UTC
Amount To Be Raised $61,900,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001778537 Filed Document 0001778537-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:59:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Living, Inc. See All Filings	D	2019-06-04 17:57:57 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001488711 Filed Document 0001031323-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:57:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Sienna Way II, LLC See All Filings	D/A	2019-06-04 17:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708687 Filed Document 0000935836-19-000327 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:52:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BKCO MORTGAGE INVESTORS LLC See All Filings	D/A	2019-06-04 17:46:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778450 Filed Document 0001778450-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-04 17:46:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DETROIT RENAISSANCE REAL ESTATE FUND, LP See All Filings	D/A	2019-06-04 17:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741378 Filed Document 0001741378-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:37:18 UTC Type of Offering D/A Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Strands, Ltd See All Filings	D	2019-06-04 17:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761241 Filed Document 0001761241-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:36:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SAFE HARBOR EQUITY DISTRESSED DEBT FUND 3, L.P. See All Filings	D	2019-06-04 17:35:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001778808 Filed Document 0001778808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
National Cardiac Inc. See All Filings	D	2019-06-04 17:26:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Aegis Capital Corp CIK Number 0001778394 Filed Document 0001778394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:26:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE FINANCIAL CORP See All Filings	D	2019-06-04 17:15:23 UTC
Amount To Be Raised $14,999,985 Associated Brokers / Dealers N/A CIK Number 0000910678 Filed Document 0000910678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:15:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TTC MULTI-STRATEGY FUND QP, LP See All Filings	D/A	2019-06-04 17:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452337 Filed Document 0001452337-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:14:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
SPANISH PLAZA APARTMENTS, LLC See All Filings	D	2019-06-04 17:11:19 UTC
Amount To Be Raised $1,989,663 Associated Brokers / Dealers N/A CIK Number 0001776593 Filed Document 0001776593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:11:19 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HOMETOWN FINANCIAL GROUP INC See All Filings	D	2019-06-04 17:06:29 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001037653 Filed Document 0001037653-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 17:06:29 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt