|
|
D/A |
2019-06-05 13:37:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001490874
- Filed Document
- 0001315863-19-000504
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 13:37:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-05 13:23:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777384
- Filed Document
- 0001777384-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 13:23:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 13:19:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777394
- Filed Document
- 0001777394-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 13:19:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 13:18:18 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769703
- Filed Document
- 0001769703-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 13:18:18 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-05 13:18:08 UTC |
- Amount To Be Raised
- $613,950
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561180
- Filed Document
- 0001561180-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 13:18:08 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-05 13:13:22 UTC |
- Amount To Be Raised
- $7,236,000
- Associated Brokers / Dealers
- Sanders Morris Harris LLC
- CIK Number
- 0001778301
- Filed Document
- 0001778301-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 13:13:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-05 13:06:21 UTC |
- Amount To Be Raised
- $720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778613
- Filed Document
- 0001778613-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 13:06:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-05 12:57:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774149
- Filed Document
- 0001774149-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:57:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-05 12:51:02 UTC |
- Amount To Be Raised
- $12,240,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776760
- Filed Document
- 0001042167-19-000059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:51:02 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL 7
See All Filings
|
D/A |
2019-06-05 12:46:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lombard International Distribution Company and Creative Financial Concepts, LLC
- CIK Number
- 0001259352
- Filed Document
- 0001259352-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:46:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VL 3
See All Filings
|
D/A |
2019-06-05 12:37:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc.
- CIK Number
- 0001259348
- Filed Document
- 0001259348-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:37:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 12:35:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001754575
- Filed Document
- 0001754575-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:35:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 12:34:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Roth Capital Partners LLC
- CIK Number
- 0001474167
- Filed Document
- 0001477932-19-003396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:34:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-06-05 12:33:42 UTC |
- Amount To Be Raised
- $6,032,351
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778922
- Filed Document
- 0001778922-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:33:42 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund
See All Filings
|
D |
2019-06-05 12:32:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777828
- Filed Document
- 0000902664-19-002622
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:32:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 12:29:19 UTC |
- Amount To Be Raised
- $2,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778703
- Filed Document
- 0001778703-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:29:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-06-05 12:13:42 UTC |
- Amount To Be Raised
- $4,180,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778625
- Filed Document
- 0001778625-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:13:42 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-06-05 12:13:37 UTC |
- Amount To Be Raised
- $5,128,318
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756649
- Filed Document
- 0001756649-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:13:37 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-05 12:10:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566670
- Filed Document
- 0001566670-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:10:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 12:09:30 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776335
- Filed Document
- 0001776335-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:09:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
WorldQuant Millennium WMQS GEAE Offshore Fund (iCapital), L.P.
See All Filings
|
D/A |
2019-06-05 12:07:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ICAPITAL SECURITIES, LLC and UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001739923
- Filed Document
- 0001739923-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:07:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 12:07:37 UTC |
- Amount To Be Raised
- $20,817,461
- Associated Brokers / Dealers
- WEALTHFORGE SECURITIES, LLC, GREAT POINT CAPITAL LLC, INTEGRITY BROKERAGE SERVICES, INC., and MCDERMOTT INVESTMENT SERVICES, LLC
- CIK Number
- 0001768372
- Filed Document
- 0000932440-19-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:07:37 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2019-06-05 12:03:14 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661676
- Filed Document
- 0001661676-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 12:03:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-06-05 11:59:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741892
- Filed Document
- 0000902664-19-002621
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:59:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WorldQuant Millennium WMQS GEAE Onshore Fund (iCapital), L.P.
See All Filings
|
D/A |
2019-06-05 11:53:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ICAPITAL SECURITIES, LLC
- CIK Number
- 0001740089
- Filed Document
- 0001740089-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:53:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:47:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001579798
- Filed Document
- 0001579798-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:47:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:45:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001571024
- Filed Document
- 0001571024-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:45:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:42:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001571031
- Filed Document
- 0001571031-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:42:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 11:40:48 UTC |
- Amount To Be Raised
- $3,635,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778762
- Filed Document
- 0001778762-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-06-05 11:40:48 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2019-06-05 11:39:34 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons
- CIK Number
- 0001769790
- Filed Document
- 0001769790-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:39:34 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-06-05 11:39:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001572779
- Filed Document
- 0001572779-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:39:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:35:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001571034
- Filed Document
- 0001571034-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:35:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 11:33:14 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Bruce V Roberts and Peter S Milhaupt
- CIK Number
- 0001778810
- Filed Document
- 0001778810-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:33:14 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-05 11:32:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001571032
- Filed Document
- 0001571032-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:32:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 11:30:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778068
- Filed Document
- 0001778068-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:30:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:29:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001611308
- Filed Document
- 0001611308-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:29:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:26:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738839
- Filed Document
- 0001738839-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:26:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:26:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001615853
- Filed Document
- 0001615853-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:26:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:25:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001490687
- Filed Document
- 0001490687-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:25:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:22:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001630452
- Filed Document
- 0001630452-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:22:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 11:21:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778528
- Filed Document
- 0001778528-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:21:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2019-06-05 11:19:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and iCapital Securities, LLC
- CIK Number
- 0001630450
- Filed Document
- 0001630450-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:19:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:15:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, and Jefferies LLC
- CIK Number
- 0001579804
- Filed Document
- 0001579804-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:15:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-05 11:15:19 UTC |
- Amount To Be Raised
- $24,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778701
- Filed Document
- 0001213900-19-010071
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:15:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:12:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, and Jefferies LLC
- CIK Number
- 0001579805
- Filed Document
- 0001579805-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:12:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VL 26
See All Filings
|
D/A |
2019-06-05 11:09:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lion Street Financial, LLC, Kestra Investment Services, LLC, Kestra Investment Services, LLC, and Lombard International Distribution Company
- CIK Number
- 0001259799
- Filed Document
- 0001259799-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:09:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:07:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708258
- Filed Document
- 0001708258-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:07:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-05 11:05:45 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- DWS Distributors, Inc.
- CIK Number
- 0001777034
- Filed Document
- 0001777034-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:05:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-05 11:02:14 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons
- CIK Number
- 0001756823
- Filed Document
- 0001756823-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:02:14 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-06-05 11:01:56 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778308
- Filed Document
- 0001042167-19-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-05 11:01:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|