Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gresham International Value Series, a series of Gresham Direct Access Manager Program, L.L.C. See All Filings	D/A	2017-05-12 16:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578705 Filed Document 0001578705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADAPTIVE TREND FUND, LP See All Filings	D	2017-05-12 16:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NGAM Distribution LP CIK Number 0001706374 Filed Document 0000919574-17-003992 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shurpa, Inc. See All Filings	D	2017-05-12 16:20:45 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001706255 Filed Document 0001706315-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:20:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spindrift Beverage Co., Inc. See All Filings	D/A	2017-05-12 16:07:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001607247 Filed Document 0001607247-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:07:07 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Key Square Partners II LP See All Filings	D/A	2017-05-12 16:05:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672879 Filed Document 0000950142-17-001023 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:05:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Key Square International Fund II Ltd See All Filings	D/A	2017-05-12 16:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672880 Filed Document 0000950142-17-001022 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alwaz Pro, Inc. See All Filings	D	2017-05-12 16:00:26 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001706323 Filed Document 0001706315-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:00:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CV Properties Predevelopment Fund, LLC See All Filings	D	2017-05-12 15:59:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001703237 Filed Document 0001703237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:59:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Intrinsic Edge Plus Offshore LTD See All Filings	D/A	2017-05-12 15:59:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers World Equities Group, Inc CIK Number 0001685566 Filed Document 0001685566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:59:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL SAMUEL EXPLORATION CORP See All Filings	D	2017-05-12 15:57:54 UTC
Amount To Be Raised $21,955 Associated Brokers / Dealers N/A CIK Number 0001420049 Filed Document 0001140361-17-020072 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:57:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ARENA VII, LLC See All Filings	D	2017-05-12 15:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607209 Filed Document 0001607209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ThroughPut, Inc. See All Filings	D	2017-05-12 15:44:55 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001706315 Filed Document 0001706315-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:44:55 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Parsec Australian Dollar Fund, Ltd. See All Filings	D/A	2017-05-12 15:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674116 Filed Document 0001674116-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:40:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
adRise, Inc. See All Filings	D	2017-05-12 15:38:05 UTC
Amount To Be Raised $24,191,340 Associated Brokers / Dealers N/A CIK Number 0001559427 Filed Document 0001559427-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:38:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunrise Flamingo Surgery Center, Limited Partnership See All Filings	D	2017-05-12 15:36:53 UTC
Amount To Be Raised $554,190 Associated Brokers / Dealers Th Securities Group, LLC CIK Number 0001699037 Filed Document 0001699037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:36:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FUTURES PORTFOLIO FUND L.P. See All Filings	D/A	2017-05-12 15:31:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL CORPORATION, WELLS FARGO ADVISORS, LLC, COMMONWEALTH FINANCIAL NETWORK, and LINCOLN FINANCIAL ADVISORS CORPORATION CIK Number 0000861441 Filed Document 0000861441-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:31:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Parsec Institutional Fund, Ltd See All Filings	D/A	2017-05-12 15:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674077 Filed Document 0001674116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHD Bioscience, Inc. See All Filings	D/A	2017-05-12 15:28:38 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers CG CAPITAL MARKETS LLC and TORREYA CAPITAL CIK Number 0001604801 Filed Document 0000905718-17-000538 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:28:38 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NES Financial Corp See All Filings	D	2017-05-12 15:25:34 UTC
Amount To Be Raised $2,733,446 Associated Brokers / Dealers N/A CIK Number 0001449106 Filed Document 0001449106-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:25:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CORRE OPPORTUNITIES II FUND, LTD See All Filings	D/A	2017-05-12 15:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642328 Filed Document 0000919574-17-003979 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Innovation Fund II, L.P. See All Filings	D/A	2017-05-12 15:22:24 UTC
Amount To Be Raised $64,085,000 Associated Brokers / Dealers N/A CIK Number 0001689717 Filed Document 0001689717-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:22:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Unlimited, Inc. See All Filings	D	2017-05-12 15:21:28 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001474594 Filed Document 0001209191-17-031848 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:21:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Atreaus Intermediate Fund, L.P. See All Filings	D/A	2017-05-12 15:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674777 Filed Document 0000902664-17-002319 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Atreaus Fund, LP See All Filings	D/A	2017-05-12 15:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550186 Filed Document 0000902664-17-002318 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:18:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Atreaus Overseas Fund, Ltd See All Filings	D/A	2017-05-12 15:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550185 Filed Document 0000902664-17-002317 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Motive Capital Fund I-A, LP See All Filings	D	2017-05-12 15:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001706268 Filed Document 0001706309-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANDEXIO, INC. See All Filings	D	2017-05-12 15:09:30 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001706193 Filed Document 0001706193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:09:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vatic Fund I, LLC See All Filings	D	2017-05-12 15:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706561 Filed Document 0001706561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH STAR PARTNERS LP See All Filings	D/A	2017-05-12 15:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001007258 Filed Document 0000919574-17-003976 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Motive Capital Fund I-B, LP See All Filings	D	2017-05-12 15:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001706309 Filed Document 0001706309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTH STAR PARTNERS II, L.P. See All Filings	D/A	2017-05-12 15:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460616 Filed Document 0000919574-17-003974 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Phase Five Partners LP See All Filings	D	2017-05-12 15:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705245 Filed Document 0001705245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 15:01:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insignia Opportunity Fund, L.P. See All Filings	D/A	2017-05-12 14:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001463246 Filed Document 0001463246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:48:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2017-05-12 14:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2017-05-12 14:41:26 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:41:26 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND See All Filings	D/A	2017-05-12 14:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560197 Filed Document 0001560197-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAN FELASCO NURSERIES, INC. See All Filings	D	2017-05-12 14:39:58 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers ANDREWS PARTNERS d/b/a LOHI SECURITIES CIK Number 0001679814 Filed Document 0001679814-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:39:58 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
WiserCare, Inc. See All Filings	D	2017-05-12 14:37:54 UTC
Amount To Be Raised $1,172,664 Associated Brokers / Dealers N/A CIK Number 0001595678 Filed Document 0001595678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:37:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arc70 Fund I, LP - Series A See All Filings	D	2017-05-12 14:33:26 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001706482 Filed Document 0001706482-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Select Equity Long-Short Portfolio See All Filings	D/A	2017-05-12 14:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638087 Filed Document 0001638087-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONGMEADOW CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2017-05-12 14:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000915299 Filed Document 0001031379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGN Investors LLC See All Filings	D	2017-05-12 14:24:01 UTC
Amount To Be Raised $905,000 Associated Brokers / Dealers N/A CIK Number 0001701090 Filed Document 0001701090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermark Partners Fund III LLC See All Filings	D	2017-05-12 14:21:02 UTC
Amount To Be Raised $5,275,000 Associated Brokers / Dealers N/A CIK Number 0001703853 Filed Document 0001703853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:21:02 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
GI PARTNERS FUND V-A LP See All Filings	D	2017-05-12 14:16:42 UTC
Amount To Be Raised $2,300,000,000 Associated Brokers / Dealers USB SECURITIES LLC CIK Number 0001700802 Filed Document 0001700802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:16:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GI PARTNERS FUND V LP See All Filings	D	2017-05-12 14:15:58 UTC
Amount To Be Raised $2,300,000,000 Associated Brokers / Dealers USB SECURITIES LLC CIK Number 0001700803 Filed Document 0001700803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:15:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Palladium Fund I, LLC See All Filings	D/A	2017-05-12 14:14:05 UTC
Amount To Be Raised $6,475,000 Associated Brokers / Dealers N/A CIK Number 0001703760 Filed Document 0001703760-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PACEJET LOGISITICS INC See All Filings	D	2017-05-12 14:13:01 UTC
Amount To Be Raised $1,000,500 Associated Brokers / Dealers N/A CIK Number 0001259786 Filed Document 0001259786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:13:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kilowatt Labs, Inc. See All Filings	D	2017-05-12 14:10:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001670003 Filed Document 0001670003-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:10:47 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPRINGFIELD PARTNERS LP See All Filings	D/A	2017-05-12 14:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0001031379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 14:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA 534 Offshore Fund, Ltd. See All Filings	D/A	2017-05-12 13:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641723 Filed Document 0001705307-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 13:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund