Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Analytics for Life, Inc. See All Filings	D/A	2017-05-12 19:39:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers TM Capital Corp. and Roth Capital Partners, LLC CIK Number 0001641505 Filed Document 0001641505-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:39:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 293, LLC See All Filings	D	2017-05-12 19:24:19 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001706553 Filed Document 0001706553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:24:19 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Royalty North Partners Ltd. See All Filings	D	2017-05-12 19:05:19 UTC
Amount To Be Raised $511,716 Associated Brokers / Dealers Canaccord Genuity Wealth management (USA) Inc. and Sprott Global Resources Investment CIK Number 0001706588 Filed Document 0001706588-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:05:19 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Burgundy, LLC See All Filings	D/A	2017-05-12 19:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510314 Filed Document 0001507943-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT CASCADE FUND LLC See All Filings	D/A	2017-05-12 19:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001507943-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Agency Offshore Fund, Ltd. See All Filings	D/A	2017-05-12 19:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432787 Filed Document 0001507943-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Agency Master Fund, L.P. See All Filings	D/A	2017-05-12 19:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432788 Filed Document 0001507943-17-000073 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:02:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Agency Fund, L.P. See All Filings	D/A	2017-05-12 19:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432789 Filed Document 0001507943-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS LP See All Filings	D/A	2017-05-12 19:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039260 Filed Document 0001507943-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS MASTER FUND LP See All Filings	D/A	2017-05-12 18:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169066 Filed Document 0001507943-17-000069 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alesia Value Fund LLC See All Filings	D/A	2017-05-12 18:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579220 Filed Document 0001579220-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:45:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamicron Lenders, LLC See All Filings	D	2017-05-12 18:32:46 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers N/A CIK Number 0001459746 Filed Document 0001459746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:32:46 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2017-05-12 18:31:04 UTC
Amount To Be Raised $11,459,580 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:31:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kingdom Wireless Power II, LLC See All Filings	D	2017-05-12 18:05:21 UTC
Amount To Be Raised $21,507,356 Associated Brokers / Dealers N/A CIK Number 0001706625 Filed Document 0001654954-17-004615 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:05:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LIGHTHOUSE TECHNOLOGIES HOLDING CORP See All Filings	D	2017-05-12 17:54:01 UTC
Amount To Be Raised $19,250,000 Associated Brokers / Dealers N/A CIK Number 0001705872 Filed Document 0001705872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:54:01 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Centennial Funds SPC - Centennial Global Macro Fund Segregated Portfolio See All Filings	D/A	2017-05-12 17:50:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ceninter Funds Corp, Ignacio Velez, Interasesores, S.A. DE C.V., and IMST Distributors, LLC CIK Number 0001510438 Filed Document 0001510438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:50:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alesia Value Fund LLC See All Filings	D/A	2017-05-12 17:39:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579220 Filed Document 0001579220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:39:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laurel Street Funding I, LLC See All Filings	D	2017-05-12 17:35:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706563 Filed Document 0001706563-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:35:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RFM Investments LLC See All Filings	D	2017-05-12 17:29:30 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001706501 Filed Document 0001706501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:29:30 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ThinkIQ, Inc. See All Filings	D	2017-05-12 17:28:24 UTC
Amount To Be Raised $3,697,010 Associated Brokers / Dealers N/A CIK Number 0001706600 Filed Document 0001706600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:28:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MG SANTA ROSA APARTMENTS L.P. See All Filings	D	2017-05-12 17:27:25 UTC
Amount To Be Raised $16,560,819 Associated Brokers / Dealers N/A CIK Number 0001706120 Filed Document 0001706120-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:27:25 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KNOW Bio, LLC See All Filings	D	2017-05-12 17:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705697 Filed Document 0001705697-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:13:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ripple Recruiting Inc. See All Filings	D	2017-05-12 17:12:37 UTC
Amount To Be Raised $1,749,049 Associated Brokers / Dealers N/A CIK Number 0001706039 Filed Document 0001706039-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:12:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
8VC Co-Invest Fund I, L.P. See All Filings	D/A	2017-05-12 17:11:54 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers ARTIST CAPITAL LLC, ABG, LLC, and MORGAN STANLEY CIK Number 0001679307 Filed Document 0001679307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEEKER 890, LLC See All Filings	D	2017-05-12 17:10:06 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001706642 Filed Document 0001706642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:10:06 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
New Edge Labs, Inc. See All Filings	D/A	2017-05-12 17:03:58 UTC
Amount To Be Raised $1,201,103 Associated Brokers / Dealers N/A CIK Number 0001698570 Filed Document 0001698570-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DIGITAL POWER CORP See All Filings	D	2017-05-12 17:03:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001437749-17-008964 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ala Carte Charts Corp See All Filings	D	2017-05-12 17:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001672900 Filed Document 0001021432-17-000159 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:45 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CONVENTUS ORTHOPAEDICS INC See All Filings	D	2017-05-12 17:03:31 UTC
Amount To Be Raised $12,000,536 Associated Brokers / Dealers N/A CIK Number 0001456304 Filed Document 0001209191-17-032057 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Roastertools, Inc. See All Filings	D	2017-05-12 17:03:08 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001706525 Filed Document 0001706525-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:08 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Mental Health Data Services, Inc. See All Filings	D	2017-05-12 17:02:25 UTC
Amount To Be Raised $1,943,178 Associated Brokers / Dealers N/A CIK Number 0001582022 Filed Document 0001582022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:02:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
InsPro Technologies Corp See All Filings	D	2017-05-12 17:00:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001309442 Filed Document 0001309442-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:00:21 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KRENSAVAGE PARTNERS LP See All Filings	D/A	2017-05-12 16:59:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, Equus Financial Consulting, LLC, MID-CONTINENT SECURITIES ADVISORS, LTD., and Frontier Solutions, LLC CIK Number 0001436606 Filed Document 0001436606-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:59:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WinView, Inc. See All Filings	D	2017-05-12 16:59:01 UTC
Amount To Be Raised $16,712,211 Associated Brokers / Dealers N/A CIK Number 0001516844 Filed Document 0001516844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:59:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
McGinty Road Fund I Warehouse, LLC See All Filings	D	2017-05-12 16:58:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706615 Filed Document 0001706615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:58:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Amp-Current Investors LLC See All Filings	D/A	2017-05-12 16:57:24 UTC
Amount To Be Raised $14,876,926 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001706093 Filed Document 0001706093-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:57:24 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Alder Hill CMBS Opportunities Fund LP See All Filings	D	2017-05-12 16:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705723 Filed Document 0001140361-17-020137 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diverse Development Group Inc. See All Filings	D	2017-05-12 16:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001672897 Filed Document 0001021432-17-000158 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:56:38 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Krensavage Partners Too, LP See All Filings	D/A	2017-05-12 16:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting, LLC, Frontier Solutions, LLC, Silver Leaf Partners, LLC, and Mid-Continent Securities Advisors, Ltd. CIK Number 0001639934 Filed Document 0001436606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:54:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prepared Health, Inc. See All Filings	D	2017-05-12 16:54:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001675618 Filed Document 0001675618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:54:23 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ridgemont Equity Partners Energy Opportunity Fund, L.P. See All Filings	D	2017-05-12 16:53:42 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Brooklands Capital Strategies BD, LP CIK Number 0001699402 Filed Document 0001699402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:53:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MG PRELUDE AT THE PARK APARTMENTS PNR L.P. See All Filings	D	2017-05-12 16:51:08 UTC
Amount To Be Raised $8,738,500 Associated Brokers / Dealers N/A CIK Number 0001706117 Filed Document 0001706117-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:51:08 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RWC European Focus Fund LP See All Filings	D/A	2017-05-12 16:49:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599424 Filed Document 0000902664-17-002327 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:49:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prolific Earth Sciences Corp See All Filings	D	2017-05-12 16:45:37 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001706328 Filed Document 0001706315-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:45:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Third Point Investment I Ultra Offshore LP See All Filings	D	2017-05-12 16:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706560 Filed Document 0000950142-17-001028 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:44:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Amp-Current Investors LLC See All Filings	D	2017-05-12 16:44:12 UTC
Amount To Be Raised $14,876,926 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001706093 Filed Document 0001706093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:44:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Third Point Investment I Ultra Master LP See All Filings	D	2017-05-12 16:44:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706559 Filed Document 0000950142-17-001027 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:44:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MG Santa Rosa Apartments MYA L.P. See All Filings	D	2017-05-12 16:43:02 UTC
Amount To Be Raised $169,000 Associated Brokers / Dealers N/A CIK Number 0001706119 Filed Document 0001706119-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:43:02 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Windgap Medical, Inc. See All Filings	D	2017-05-12 16:38:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001606077 Filed Document 0001606077-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:38:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ProduceGPO LLC See All Filings	D	2017-05-12 16:35:16 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001704037 Filed Document 0001162677-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-05-12 16:35:16 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity